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The ABC C 13 form, known officially as the Certificate of Substantial Completion, plays a crucial role in the construction process in Alabama. This document signifies that a project or a designated portion of it is sufficiently completed, allowing the owner to occupy or use the work without disruption from the contractor. It marks an important milestone, as the Date of Substantial Completion also triggers the start of warranties for the work completed. Along with the completion date, the form includes a punch list— a detailed inventory of remaining tasks, which the contractor must address within a specified timeframe. Proper routing of this form is essential; only one originally executed copy is required to be signed and submitted. Compliance with construction agreements is also reinforced by the necessity of submitting supplementary warranties, such as the General Contractor’s Roofing Guarantee. Multiple parties, including the contractor, owner, and inspector, play vital roles in this process, ensuring that the substantial completion process adheres to the established procedures. Understanding the ABC C 13 form is vital for anyone involved in the construction or contracting field, as it facilitates seamless communication between stakeholders and lays the groundwork for final acceptance of the project.

Abc C 13 Example

ABC Form C-13 August 2001

TO: STATE OF ALABAMA

BUILDING COMMISSION

770 Washington Avenue, Suite 444

Montgomery, AL 36130-1150

(334) 242-4082 FAX (334) 242-4182

CERTIFICATE OF SUBSTANTIAL COMPLETION

ROUTING PROCEDURES ON REVERSE SIDE

BC# _________________________

OWNER(S):

ARCHITECT:

CONTRACTOR:

BONDING COMPANY:

PROJECT

Substantial Completion has been achieved for

the entire Work

the following portion of the Work _________

________________________________________________________________________________________________________

_______________________________________________________________________________________________________.

The Date of Substantial Completion of the Work covered by this certificate is established to be.

"Substantial Completion" means the designated Work is sufficiently complete, in accordance with the Contract Documents, such that the Owner may occupy or utilize the Work for its intended use without disruption or interference by the Contractor in completing or correcting any remaining unfinished Work. The Date of Substantial Completion is the date upon which all warranties for the designated Work commence, unless otherwise agreed and recorded herein.

Punch List: A page list of items to be completed or corrected prior to the Owner’s approval of Final Payment is attached

hereto, but does not alter the Contractor’s responsibility to complete or correct all Work in full compliance with the Contract Documents. The Contractor shall complete or correct all items on the attached list, ready for re-inspection for Final Acceptance,

within 30 days after the above Date of Substantial Completion, unless another date is stated here:.

If completed or corrected within this period, warranties of these items commence on the Date of Substantial Completion, otherwise such warranties commence on the date of Final Acceptance of each item.

Only one (1) originally executed substantial completion form should be routed for signature. B.C. office will forward the original to the Owner and provide copies to all other parties.

RECOMMENDED BY:

ARCHITECT: __________________________________________________________________

CONTRACTING PARTIES:

CONTRACTOR _______________________________________________________________

OWNER ______________________________________________________________________

_______________________________________________________________________

APPROVALS:

BUILDING COMM.INSPECTOR: _________________________________________________

BUILDING COMM. CHIEF INSPECTOR: __________________________________________

BUILDING COMM. DIRECTOR: _________________________________________________

Page 1 of 1

DATE: ______________

DATE:_______________

DATE:_______________

DATE:_______________

DATE:_______________

DATE:_______________

DATE: ______________

CERTIFICATE OF SUBSTANTIAL

COMPLETION

ROUTING PROCEDURE

Only one (1) originally executed substantial completion form should be routed for signature. B.C. office will forward the original to the owner and provide copies to all other parties.

ARCHITECT/ENGINEER: Please forward to Contractor after signature and date. Please provide Owner with local B.C. Inspector’s name & home address.

CONTRACTOR: Please forward to Owner after signature and date.

OWNER: Please forward to local B.C. Inspector’s home address after signature and date. You may contact B.C. office at (334) 242-4082 if B.C. Inspector’s name/address is needed.

B.C. INSPECTOR: Will forward document to B.C. office for review and distribution.

NOTICE

THE EXECUTED “GENERAL CONTRACTOR’S ROOFING GUARANTEE” (ABC Form C-9) AND ANY OTHER ROOFING WARRANTY REQUIRED BY THE CONTRACT MUST ACCOMPANY THIS CERTIFICATE TO OBTAIN ABC APPROVAL.

Form Characteristics

Fact Name Detail
Purpose The ABC C 13 form serves as a Certificate of Substantial Completion, indicating that a construction project has reached a stage where the owner can use the work for its intended purpose.
Governing Law This form is governed by the laws applicable in the State of Alabama, particularly under regulations pertaining to the Alabama Building Commission.
Date of Substantial Completion The form establishes a specific date that marks when substantial completion was achieved,, which is critical for warranty activation.
Punch List Requirement A punch list should be attached detailing any items that require correction or completion prior to final payment approval.
Warranties Warranties for the work begin on the Date of Substantial Completion unless stated otherwise in the form.
Single Copy Routing Only one originally executed form should be routed for signatures, ensuring a streamlined process among the involved parties.
Document Distribution Upon execution, the original form will be forwarded to the owner, and copies will be provided to other relevant parties involved in the project.
Connection to Roofing Guarantee This certificate must be accompanied by the executed “General Contractor’s Roofing Guarantee” (ABC Form C-9) to obtain necessary approvals from the Alabama Building Commission.

Guidelines on Utilizing Abc C 13

Completing the ABC C-13 form is a critical step to confirm that a construction project has reached its substantial completion stage. Following this form's instructions is essential for ensuring that all necessary parties review and approve the project status properly. Once completed, this form will facilitate further communication among the owner, architect, contractor, and building commission.

  1. Begin by entering the project’s unique BC# in the designated space.
  2. Fill out the OWNER(S) section with the name(s) of the property owner(s).
  3. Next, complete the ARCHITECT section with the architect's name.
  4. Provide the CONTRACTOR name in the appropriate space.
  5. Add the BONDING COMPANY name, ensuring to use the full legal name.
  6. In the PROJECT section, specify the scope of the work completed, filling in the details of the area or portion that has achieved substantial completion.
  7. Complete the section stating the Date of Substantial Completion to establish when this milestone was reached.
  8. If a punch list has been generated, attach it, and ensure that it includes all items to be addressed before the final payment can be approved.
  9. Indicate the timeline for correcting any items on the punch list, noting the deadlines clearly.
  10. Once completed, gather all parties for signatures: the architect, contractor, and owner should all sign.
  11. Finally, forward the form to the building commission office, ensuring that it is sent to the correct address.

After following these steps and obtaining the necessary signatures, ensure that the form is sent to the relevant parties as outlined in the routing procedures. It is crucial to keep copies for your records for future reference.

What You Should Know About This Form

What is the ABC Form C-13 used for?

The ABC Form C-13 is a Certificate of Substantial Completion used in Alabama. It indicates that a construction project has reached a point where it can be used for its intended purpose, even if minor work remains. This certification is crucial in establishing the timeline for warranties and final acceptance of the work done.

Who should fill out the ABC Form C-13?

The form should be completed by the contractor. However, it also requires input and approval from the architect and the owner. All parties must sign the form to confirm that substantial completion has been achieved.

What is considered 'Substantial Completion'?

'Substantial Completion' occurs when the work is sufficiently complete, allowing the owner to occupy or utilize the project without significant disruption. This includes meeting all specifications outlined in the contract documents, but minor corrections or incomplete tasks may still exist.

How does the punch list work with the ABC Form C-13?

What happens if the punch list items are not completed within the specified time?

If the punch list items are not completed in the designated timeframe, the warranties for those items do not commence until they are finalized and accepted. This could potentially delay warranty coverage and other obligations linked to the contract.

What should be done after filling out the ABC Form C-13?

Are there any additional documents that need to accompany the ABC Form C-13?

Where can I get assistance if I need help with the ABC Form C-13?

Common mistakes

Filling out the ABC C-13 form can be a straightforward process, but several common mistakes can lead to delays or complications. One major mistake is forgetting to include the Date of Substantial Completion. This date is crucial as it officially marks when the project can be occupied or utilized by the owner. Without it, the entire certificate may be deemed incomplete, causing frustration for all parties involved.

Another frequent error is neglecting to attach the necessary punch list of items that need correction or completion. This list provides clarity on any remaining work and is essential for final payment approval. Failing to include it not only disrupts communication among the contractor, architect, and owner but may also hold up payment processes.

Omitting the original signatures from the contracting parties is another pitfall. Each signatory, including the architect, contractor, and owner, must sign the form before it is submitted. If even one signature is missing, the form may be rejected or returned, which can delay the project timeline.

Sometimes, individuals submit multiple copies of the form instead of just one. The instructions specify that only one originally executed form should be routed for signature. Submitting more than one can confuse the parties involved and lead to unnecessary paperwork, complicating what should be a straightforward process.

Lastly, failing to provide the correct contact details for the local Building Commission Inspector is a crucial oversight. The form requires that the inspector’s name and home address be included post-signature. Without this information, the submission may not reach the appropriate reviewing authority, leading to further delays in obtaining approvals.

Documents used along the form

The ABC Form C-13 is important for documenting the substantial completion of a construction project in Alabama. However, it's common to encounter other key documents that complement this form. Here’s a rundown of additional forms and documents that may be necessary or helpful.

  • ABC Form C-9: General Contractor’s Roofing Guarantee - This form provides a warranty on the roofing work performed by the contractor. It ensures that the roof will be maintained and repaired under certain conditions, giving the owner peace of mind regarding roof longevity.
  • Punch List - This document outlines specific tasks and corrections that the contractor must complete before final payment is approved. It serves as a checklist for both parties to ensure nothing is overlooked before the project is considered fully complete.
  • Final Payment Application - This is a request from the contractor to the owner for the final payment upon completion of the project. It usually requires documentation showing that all work has been performed as agreed.
  • Change Orders - These documents record any changes to the original contract terms, including alterations to the scope of work, costs, or timelines. They ensure that all parties are in agreement about changes that occur throughout the project.
  • Certificate of Insurance - This document provides proof of insurance coverage required for the project, protecting against any unforeseen incidents that may occur during or after construction.
  • Warranty Documents - Various warranties from contractors or manufacturers may cover different aspects of the project, such as materials or workmanship. They assure the owner that they will receive support if issues arise post-completion.
  • Inspection Reports - These reports detail inspections conducted during construction. They provide insights into compliance with building codes and safety standards, adding layers of accountability throughout the project.
  • Occupancy Permit - Issued by local authorities, this permit is essential for the owner to use the building for its intended purpose. It confirms compliance with all local codes and regulations.
  • Notice of Completion - This document officially notifies local authorities and other interested parties that the construction work is finished, marking the completion of the project.

Understanding and organizing these documents is crucial for a smooth transition from construction to occupancy. Each document plays a significant role in ensuring compliance, protecting interests, and facilitating communication among all parties involved.

Similar forms

  • Certificate of Final Completion: This document certifies that all work under a contract has been completed as per the contract specifications. It signifies that the owner can take full possession of the project and confirms the completion of any outstanding items, similar to how the ABC C-13 marks substantial completion.
  • Certificate of Occupancy: Issued by a local government agency, this certificate confirms that a building is safe to occupy. It relates to ABC C-13 in that both documents establish that a project is ready for use, with the C-13 focusing on substantial completion specifically.
  • Change Order Form: This form documents any changes to the original contract, including changes in scope, price, or scheduled completion. Like the ABC C-13, it requires approval from all parties involved and outlines terms related to the overall project completion.
  • Punch List: This is a comprehensive list of minor tasks or corrections needed before a project is considered fully complete. The C-13 references its own punch list to identify items needing resolution, similar to how a punch list serves as a final checklist in construction projects.
  • Notice of Substantial Completion: This formal notification indicates that a project meets the conditions for substantial completion. It functions similarly to ABC C-13 by notifying relevant parties that the project is ready for its intended use.
  • Warranty Information Document: This document details the warranties associated with different aspects of the construction project. Like the C-13, it clarifies warranty periods that commence upon substantial completion.
  • Building Permit Approval: This document signifies that construction complies with local zoning and building codes. It parallels the C-13 as both confirm that certain conditions have been met before the project can proceed to its next phase.

Dos and Don'ts

When completing the ABC C-13 form, there are important guidelines to follow. Here is a list of do's and don'ts to ensure a smooth process:

  • Do fill in all required fields clearly and accurately.
  • Do ensure the Date of Substantial Completion is correct.
  • Do attach the Punch List to the form.
  • Do have all parties sign the form before submitting.
  • Do verify that the form is routed to the correct parties.
  • Don't leave any section of the form blank.
  • Don't submit copies instead of the original signed form.
  • Don't forget to include necessary roofing warranties or guarantees.
  • Don't delay in forwarding the form after obtaining all signatures.

Following these guidelines will help prevent delays and ensure that the form is processed properly. Each step is important for maintaining clear communication among all involved parties.

Misconceptions

  • Misconception 1: The ABC C-13 form applies only to completed construction projects.
  • Many individuals believe that the ABC C-13 form is only relevant when a construction project is entirely finished. However, this form is designed for documenting the substantial completion of a project, which means that while most work is done, some minor details may still need attention.

  • Misconception 2: Substantial completion means the project is fully complete.
  • There is a common misunderstanding that the term "substantial completion" indicates that the project is totally finished. In reality, this term signifies that the project is usable and can serve its intended purpose, even if there are small tasks left to complete. The completion of these tasks is typically recorded on a punch list.

  • Misconception 3: All warranties begin at final acceptance.
  • Some people think that warranties for work done on a project only begin after the final acceptance is granted. Yet, the ABC C-13 form states that warranties for the designated work commence on the Date of Substantial Completion, unless an alternative date is noted. This can create confusion if not clearly understood.

  • Misconception 4: Only one signature is required

Key takeaways

Filling out the ABC C-13 form correctly is essential for ensuring that construction projects move smoothly towards completion. Here are some key takeaways to keep in mind:

  • Understand the Purpose: The ABC C-13 is a Certificate of Substantial Completion, which marks a significant milestone in a construction project.
  • Complete Required Sections: Ensure all necessary sections such as Owner, Architect, Contractor, and Bonding Company details are accurately filled out.
  • Define Substantial Completion: Substantial completion means that the work is ready for its intended use, though there may still be some minor work to complete.
  • Attach a Punch List: A list of remaining items that need completion or correction must accompany the form to ensure clarity on what needs to be finished.
  • Mind Timing: All punch list items must be completed within a designated period, typically 30 days from the Date of Substantial Completion.
  • Single Original Copy: Only send one originally executed form through the routing process to avoid confusion among involved parties.
  • Follow Routing Procedures: Be diligent in forwarding the form according to the specified routing steps to ensure proper review and distribution.

By paying attention to these critical aspects, parties involved can facilitate the final acceptance of work and ensure the process runs efficiently.