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The Supervision Hours form is an essential document for Licensed Master Social Workers (LMSWs) in New York State who are looking to begin or continue their supervised clinical social work practice. This form, officially recognized as the University of the State of New York Social Worker Form 6, must be completed before an LMSW engages in clinical work under a qualified supervisor. It includes crucial sections that gather the applicant's personal information, such as their Social Security number, license details, and contact information. Additionally, it requires the signature of the LMSW to affirm the accuracy of the information provided. The supervisor of the LMSW also plays a vital role; they need to confirm their qualifications and agree to the supervision arrangement by filling out a designated section of the form. The LMSW must accumulate 2,000 client contact hours over a mandated period and engage in supervision that meets specific state regulations. Both the applicant and their supervisor are required to return the completed form, along with a $10 application fee, to the Office of the Professions prior to the start of their clinical experience. The form ensures that all parties understand their responsibilities and the guidelines governing clinical social work in New York.

Supervision Hours Example

The University of the State of New York

 

 

 

 

Social Worker Form 6

The State Education Department

 

 

 

 

 

 

 

 

 

Office of the Professions

 

 

Plan for Supervised Experience

www.op.nysed.gov

 

 

Division of Professional Licensing Services

 

 

 

 

 

 

 

 

 

 

 

Application for Licensed Master Social Worker

 

 

 

 

73

$10

MI

 

A Licensed Master Social Worker (LMSW) must be registered to practice in New York State and may only provide clinical social work services, including psychotherapy, under the supervision of a Licensed Clinical Social Worker (LCSW), licensed psychologist or licensed physician who is board-certified in psychiatry in an authorized setting, as defined in Education Law and Commissioner's Regulations. The setting is responsible for employing the LMSW and the qualified supervisor to provide clinical social work services; a LMSW cannot employ or contract with a supervisor.

Prior to starting your supervised experience, you can verify the license status of your proposed supervisor on the Office of the Professions' web site at www.op.nysed.gov/opsearches.htm. This form must be submitted prior to being employed or supervised by your proposed supervisor. This form will not be reviewed if submitted after the supervised experience has been completed.

Applicant Instructions

1.Complete Section I. In item 3, enter your name exactly as it appears on your Application for Licensure (FOrm 1). Be sure to sign and date item 9. Use the psychotherapy log to document your hours of practice and supervision.

2.Send the entire form along with a copy of Appendix A to your supervisor and have them complete Section II. Return all pages along with the $10 fee directly to the Office of the Professions at the address at the end of this form.

Section I: Applicant Information

1. Social Security Number

(Leave this blank if you do not have a U.S. Social Security Number)

2. Birth Date

Month

Day

Year

3. Print Name

Last

 

First

 

Middle

Licensee business address, phone and email address are public information. Failure to indicate business or home on this form for each item will deem it public information.

4.Mailing Address Home or Business

(You must notify the Department within 30 days of any address or name changes)

Line 1

Line 2

Line 3

City

State

 

 

ZIP Code

Country/

Province

5.Telephone/Email Address Daytime Phone

Home or Business

Area Code

Phone

Email Address (please print clearly)

Home or Business

6.New York State DMV ID Number (Driver or Non-Driver ID)

(Leave this blank if you do not have a New York State DMV ID Number)

7. New York State LMSW license number

Date LMSW license issued

mo. day yr.

M.S.W. degree date

mo. day

yr.

Date registration ends

mo. day

yr.

8.You must complete 2,000 client contact hours of post-MSW supervised experience in diagnosis, psychotherapy and assessment-based treatment plans over a period of at least 36 months and no more than 6 years. You must be supervised by a licensed clinical social worker, licensed psychologist or physician who meets the requirements of section 74.6 of the Commissioner’s Regulations in an acceptable setting as defined in section 74.6.

Name of proposed supervisor

Name of setting

Setting address

9.I declare and affirm that the statements made in the foregoing application, including accompanying statements are true, complete and correct. I understand that any false or misleading information in, or in connection with my application may be cause for denial of licensure and may lead to a filing of charges of professional misconduct.

Signature

Date

Social Worker Form 6, Page 1 of 2, Revised 11/21

Section II: Supervisor's Verification of Plan for Experience

Instructions to the Supervisor: Read the attached Appendix A and complete all of Section II. Be sure to sign the affidavit and return the entire form directly to the Applicant. By completing Section II, you are certifying that the person named in Section I will receive supervision that meets the requirements as defined in Education Law and the Commissioner's Regulations.

1.Name of the applicant

(see Section I, item 3)

2.Supervisor name

I am licensed and currently registered to practice in New York State as a (check all that apply)

Licensed Clinical Social Worker

Licensed Psychologist

Licensed Physician

Are you ABPN certified in psychiatry?

 

 

 

License number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

License number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

License number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Yes

 

No If "yes", ABPN certificate number

 

 

License date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

mo.

 

day

yr.

License date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

mo.

 

 

 

 

day

 

 

 

yr.

License date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

mo.

 

 

 

day

 

 

 

yr.

3.Please identify the employment setting below and attach the operating certificate, NYSED waiver or certificate of incorporation that authorizes the entity to employ LMSWs and LCSWs.

Agency/Practice Name

Type of Setting (check one)

Private practice owned by supervisor (LCSW, Licensed psychologist or psychiatrist)

Professional entity (PLLC, PLLP, P.C.) owned by supervisor (attached consent from SED)

Sole proprietorship or other entity authorized under law (attach certificate of corporation)

Program approved by the New York State Office of Mental Health (OMH), Office for People with Developmental Disabilities (OPWDD),Office of Alcoholism & Substance Abuse Services (OASAS), Office of Children & Family Services (OCFS), Department of Corrections and Community Supervision (DOCCS), Department of Health (DOH), State Office for the Aging, or local social service or mental hygiene district (attach operating certificate)

Elementary, middle, high school or college authorized to provide psychotherapy services to students (attach copy of authorization)

Psychotherapy institute chartered by Board of Regents and authorized to provide psychotherapy to the public (attach copy of Regents Charter)

Not-for-profit or other entity authorized by waiver from the State Education Department to employ licensed professionals and provide services (attach waiver and certificate of incorporation)

Other (describe)

Agency/Practice address

 

 

 

 

 

 

Agency/Practice Phone

 

 

 

 

 

 

 

Fax

 

Email

 

 

 

 

 

 

 

 

Agency/Practice web site

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The supervisor must be employed by the same agency as the LMSW and have access to all patient files and records; have responsibility for the assessment, evaluation and treatment of each patient diagnosed and treated by the LMSW practicing under his/her supervision; and each patient must consent to treatment by the supervised LMSW.

Attestation

I hereby certify that I have read Appendix A and that I meet the requirements to supervise a LMSW practicing clinical social work. I understand that the information above will be used to review the plan, all answers given are truthful and accurate to the best of my ability.

Supervisor Signature

 

 

 

Date

Print Name

 

 

 

 

 

 

 

 

 

 

 

 

 

Address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Telephone

Fax

 

 

 

 

 

 

 

Email

 

 

 

 

 

 

 

 

 

 

 

 

 

If you are submitting an initial Form 6, mail this form and appropriate fee to: New York State Education Department, Office of the Professions, PO Box 22063, Albany, NY 12201, U.S.A.. DO NOT SEND CASH. Make check or money order payable to the New York State Education Department.

Social Worker Form 6, Page 2 of 2, Revised 11/21

Appendix A, Requirements for Supervised Experience LMSW

You must document the completion of three years of post-graduate full-time supervised clinical social work experience in diagnosis, psychotherapy, and assessment-based treatment plans, or the part-time equivalent, or combination of full-time and part-time supervised clinical social work in no more than six consecutive years.

Experience shall consist of not less than 2,000 client contact hours over the course of three years but not to exceed six calendar years. All experience must be obtained in a setting acceptable to the Department after completion of the professional education required for licensure.

Qualified Supervisor

The experience must be supervised by a professional who is licensed and registered to practice as a(n):

LCSW in New York State or the equivalent as determined by the Department; or

Psychologist who, at the time of supervision of the applicant, was licensed as a psychologist in the state where supervision occurred, was qualified in psychotherapy as determined by the Department based upon the Department's review of the psychologist's education and training, including but not limited to education and training in psychotherapy obtained through completion of a program in psychotherapy registered pursuant to Part 52 of the Regulations of the Commissioner of Education or a program in psychology accredited by the American Psychological Association; or

Physician who, at the time of supervision of the applicant, was a diplomate in psychiatry of the American Board of Psychiatry and Neurology, Inc. or had the equivalent training and experience as determined by the Department.

A supervisor who is not licensed in New York State must submit an Approval of Qualifications to Supervise Psychotherapy (Form 4Q) to allow the Department to determine whether the supervisor is qualified in diagnosis, psychotherapy and assessment-based treatment planning.

A supervisor may not have a familial relationship with the applicant, as such dual relationships may constitute a charge of unprofessional conduct under the Education Law and Regents Rules.

Supervision Sessions

The supervision must consist of 100 or more hours of in-person individual or group clinical supervision distributed over the period of the supervised experience. During each supervision session:

your supervisor must provide the diagnosis and appropriate treatment for each client;

your cases must be discussed with your supervisor; and

your supervisor must provide you with oversight and guidance in diagnosis and treating clients.

The supervisor is legally and professionally responsible for the diagnosis and treatment of each client and must have access to all relevant information. It is the responsibility of your employer to provide appropriate supervision as an LMSW may only practice clinical social work under supervision. Any arrangements for third-party supervision must include a written agreement between the employer, third-party supervisor and the LMSW to specify the supervisor's access to clients and client records to ensure appropriate supervision of the LMSW. The client must be informed of how confidential information is handled in the case of third-party supervision and how to raise questions with the employer and/or third-party supervisor.

Setting for the Experience

All experience that is completed in New York State must be in a setting that is legally authorized to provide psychotherapy and clinical social work services. An acceptable setting is:

A professional corporation, professional limited liability partnership or professional limited liability corporation that is authorized to provide services that include psychotherapy;

A professional service corporation, registered limited liability partnership, or professional service limited liability company authorized to provide services that are within the scope of practice of licensed clinical social work;

A sole proprietorship owned by a licensee who provides services that are within the scope of his or her profession and services that are within the scope of licensed clinical social work;

A program or service approved by the New York State Office of Mental Health (OMH), Office for People with Developmental Disabilities (OPWDD), Office Addiction Services and Supports (OASAS), Office of Children & Family Services (OCFS), Department of Corrections and Community Supervision (DOCCS), Department of Health (DOH), State Office for the Aging, or local social service or mental hygiene district;

A program or facility authorized under federal law, such as the Veterans' Administration, to provide health services including psychotherapy;

A public elementary, middle or high school authorized by the Education Department to provide school social work services as defined in Part 80-2.3 of the Commissioner’s Regulations, including clinical social work;

An entity defined as exempt from the licensing requirements under New York Law* or otherwise authorized under New York Law of the laws of the jurisdiction in which the entity is located to provide services, including psychotherapy.

In New York State, a general business corporation or not-for-profit corporation may not provide professional services or employ licensed professionals unless authorized under law. The certificate of incorporation should clarify the purpose of the entity and whether licensed professionals may be employed to provide services that are restricted under Title VIII of the Education Law.

It is your responsibility to practice only under a qualified supervisor and in an authorized setting. You should review the supervisor qualifications and acceptable experience with an employer before you accept a position practicing clinical social work.

Licensed Master Social Worker Appendix A, Revised 11/21

Psychotherapy Log

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Use this weekly log to document the applicant's hours of practice and supervision for Licensed Clinical Social Work. All pages

 

Page

of this log must be retained by the supervisor and submitted upon request of the Department. Please copy this log as needed.

 

 

 

 

 

 

 

 

 

 

 

 

 

of

Applicant name

Supervisor name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Week starting date for

psychotherapy

(mo./day/yr.)

Client Contact

Hours/Week*

Applicant Initials

Supervision Type

(Individual or Group)**

Supervision

Hours/Week**

Supervisor Initials

*Client contact hour = 45 minutes of psychotherapy (shorter sessions may be combined) **Supervision = at least 100 hours of in person supervision given by the attesting supervisor

Social Worker Psychotherapy Log, Revised 11/21

Form Characteristics

Fact Name Description
Purpose of the Form The Supervision Hours form is required for Licensed Master Social Workers (LMSW) to document their plan for supervised experience, which is essential for obtaining licensure in New York State.
Supervision Requirement A LMSW must be supervised by a Licensed Clinical Social Worker (LCSW), a licensed psychologist, or a licensed physician board-certified in psychiatry, ensuring qualified oversight during their clinical practice.
Submission Deadline This form must be submitted before starting the supervised experience. Any submission after the experience completion will not be reviewed, making timely filing critical.
Governing Laws The use of this form is governed by New York Education Law and the Commissioner's Regulations, specifically sections relating to social work licensure and supervision requirements.

Guidelines on Utilizing Supervision Hours

To proceed with your supervised experience, you need to complete the Supervision Hours form. Following these steps will ensure that you fill out the form correctly, paving the way for your professional journey as a Licensed Master Social Worker.

  1. Begin with Section I. Fill in your personal details accurately, including your name, birth date, and Social Security Number if applicable. Ensure your name matches your application exactly.
  2. For item 3, provide your mailing address. Indicate whether this is your home or business address.
  3. Complete your contact information, including your phone number and email address. Make sure it’s clearly printed.
  4. Enter your New York State LMSW license number along with the relevant dates such as when it was issued and when your registration ends.
  5. Document your supervised experience requirements, including the name of your 'proposed supervisor' and the 'setting' where the supervision will take place.
  6. In item 9, sign and date the declaration, confirming that all information given is accurate.
  7. Once you finish Section I, provide the entire form and a copy of Appendix A to your supervisor for them to complete Section II.
  8. Communicate with your supervisor to ensure they fill out their section and provide their details, including signing the affidavit.
  9. After your supervisor completes their section, assemble all pages of the form. Include the required $10 fee before sending it to the Office of the Professions.

After submission, keep a copy of the completed form for your records. Await confirmation from the Office of the Professions regarding the acceptance of your application.

What You Should Know About This Form

What is the Supervision Hours form?

The Supervision Hours form is a required document for individuals pursuing licensure as a Licensed Master Social Worker (LMSW) in New York State. It outlines the supervision experience that an LMSW must complete under a qualified supervisor while providing clinical social work services. This form needs to be submitted before the supervised experience begins.

Who can supervise my clinical social work practice?

Your supervisor must be licensed and registered in New York State as either a Licensed Clinical Social Worker (LCSW), a licensed psychologist, or a board-certified physician in psychiatry. The supervisor must not have a familial relationship with you, as this could lead to unprofessional conduct charges.

How many hours of supervised experience do I need to complete?

You are required to complete a total of 2,000 client contact hours over a minimum of three years and no more than six years. This experience needs to involve diagnosis, psychotherapy, and treatment planning. It's crucial to track these hours accurately using the provided psychotherapy log.

What happens if I submit the form after completing my supervised experience?

If you submit the Supervision Hours form after the supervised experience has ended, it will not be reviewed. This requirement emphasizes the importance of submitting the form beforehand to ensure proper oversight and compliance with regulations.

Can I employ my own supervisor?

No, as an LMSW, you cannot employ or contract with your supervisor. The supervisor must be provided by the setting where you work or receive clinical training. This arrangement ensures that the supervision is structured appropriately within an authorized setting.

What if my proposed supervisor is not licensed in New York State?

If your proposed supervisor is not licensed in New York State, they must submit an Approval of Qualifications to Supervise Psychotherapy (Form 4Q). This allows the Department to review whether the supervisor meets the necessary qualifications in diagnosis, psychotherapy, and treatment planning.

How should I document my supervision hours?

You must use the psychotherapy log provided to document both your client contact hours and supervision hours. This log should be maintained by your supervisor and submitted upon request by the Department of Education to verify that all requirements are met.

What types of settings are acceptable for my supervised experience?

Your supervised experience must occur in a setting legally authorized to provide psychotherapy services. Acceptable settings include professional corporations, programs approved by various New York State Offices, and other entities that comply with specific regulations. Make sure to review the qualifications before starting your position.

What should I do if my contact information changes while completing my supervised experience?

As an applicant, you must notify the Department of any address or name changes within 30 days. Keeping your information current is vital to ensure that all communications regarding your licensure are sent to the right place.

Common mistakes

Completing the Supervision Hours form is a critical step on the path to becoming a Licensed Master Social Worker (LMSW) in New York. However, many applicants make mistakes that can cause delays in processing their application or lead to outright denial. Understanding these common mistakes can help ensure a smoother experience.

One common error is the failure to accurately fill in personal information, particularly in Section I. For instance, an applicant might enter their name differently from how it appears on the Application for Licensure (Form 1). This inconsistency can create confusion and may require additional clarification, slowing down the approval process. Make sure your details are consistent across all documents.

In addition, some applicants neglect to sign and date item 9, which is a crucial step in validating the application. Failing to sign the form means it cannot be processed, requiring the applicant to start over. Always remember to check that all required signatures are included before submitting the form.

Another mistake is submitting the form after the supervised experience has already been completed. The guidelines clearly state that the form must be submitted prior to beginning supervision. Submitting the form late leads to automatic non-review and can extend the path to licensure unnecessarily.

Many also do not take enough care when documenting their hours in the psychotherapy log. Whether using individual or group supervision, applicants sometimes miscalculate the total number of hours or forget to get their supervisor's initials. Ensure all entries are accurate and that your supervisor verifies them to avoid discrepancies.

Additionally, to maximize your chances of success, applicants should verify that their supervisor holds the appropriate qualifications ahead of time. Some applicants mistakenly assume that any licensed social worker can supervise them. The requirements specify that the supervisor must hold certain licenses and meet additional criteria. Confirming these details in advance can prevent future complications.

Lastly, neglecting to attach any necessary supplemental documents, such as the operating certificate or waivers, can halt the review process. Ensure all required documents accompany your application to avoid any delays or rejections. Checking the requirements carefully before submitting your application can pay significant dividends down the line.

Documents used along the form

The Supervision Hours form plays a crucial role in the licensing process for aspiring Licensed Master Social Workers (LMSWs) in New York. Alongside this form, there are several other documents essential for a complete application. Each of these documents serves a specific purpose in documenting the supervised experience required for licensure. Here’s a brief overview of additional forms you may encounter.

  • Application for Licensed Master Social Worker: This application is a formal request for licensure. It requires personal information, educational background, and verification of the MSW degree. A fee must accompany this application.
  • Psychotherapy Log: This log is used to record the hours spent providing psychotherapy services. It tracks client contact hours and supervision received, ensuring compliance with the requirement of 2,000 hours.
  • Appendix A - Requirements for Supervised Experience: This document outlines the necessary qualifications and standards for supervised experience. It details the regulations that both supervisors and LMSWs must adhere to throughout their training.
  • Approval of Qualifications to Supervise Psychotherapy (Form 4Q): When a supervisor is not licensed in New York State, they must submit this form for approval. This ensures that the supervisor meets the competency requirements necessary for effective guidance.
  • Verification of Employment Setting: This is a statement confirming that the LMSW is employed at an authorized setting. It may require documentation like an operating certificate or waiver from the New York State Education Department.
  • Supervisor’s Affidavit: The supervisor must sign an affidavit verifying that they have read and agree to the terms outlined in the associated documents. This adds an additional layer of accountability.
  • Supervision Agreement: This agreement, between the LMSW and the supervisor, specifies details about the supervision process, including frequency and format. It helps to formalize the supervisor-learner relationship.
  • Client Consent Forms: These forms ensure that clients are informed about the LMSW's supervisory status and the nature of their treatment. Client consent is critical to maintaining transparency and trust.
  • Exit Interview Documentation: If applicable, this may capture the final assessment of the supervised experience. It can serve as a reflection on the LMSW's growth and readiness for independent practice.
  • Payment Receipt for Fees: Proof of payment for application and licensing fees is often required. This documentation verifies that all financial obligations to the licensing authority have been met.

Gathering and submitting these documents properly can significantly impact the licensing process for aspiring LMSWs. Each piece of paperwork is designed to maintain standards in social work practice, ensuring competency and ethical treatment of clients. Proper attention to detail in completing these forms can facilitate a smoother path to licensure.

Similar forms

  • Plan for Supervised Experience: This document outlines the necessary steps and requirements for gaining supervised experience as a Licensed Master Social Worker (LMSW). Similar to the Supervision Hours form, it provides a framework for documenting required hours and obtaining necessary signatures to validate the supervisory relationship.

  • Application for Licensed Master Social Worker: This application collects personal and educational information to permit licensure as an LMSW. Like the Supervision Hours form, it requires accurate documentation and verification of qualifications, ensuring that applicants meet the state standards for licensure.

  • Psychotherapy Log: This log serves as a record for the hours spent in client contact and supervision. It is similar to the Supervision Hours form because it requires both the applicant and supervisor to document and confirm the hours completed during the supervised experience.

  • Supervisor's Affidavit Form: This form captures the supervisor's agreement to oversee an LMSW. Similar to the Supervision Hours form, it includes a verification process, where the supervisor must attest to their qualifications and the suitability of the supervision arrangement.

  • Appendix A for Supervised Experience: This document specifies the requirements for supervised experience needed for licensure. Like the Supervision Hours form, it reinforces the structure of the supervisory experience and ensures compliance with the regulations set by the state.

Dos and Don'ts

  • Do ensure that your name is exactly as it appears on your Application for Licensure. Accuracy is critical.
  • Do communicate clearly with your supervisor about the requirements and expectations before starting your supervised experience.
  • Do submit the Supervision Hours form and the accompanying fee before beginning your employment. Late submissions will not be reviewed.
  • Do keep thorough documentation of your client contact hours and supervision sessions in the provided psychotherapy log.
  • Don’t forget to sign and date the form where indicated. Failure to do so can delay your application process.
  • Don’t attempt to submit the form if you’ve already completed your supervised experience, as it will be rejected.

Misconceptions

Misconceptions about the Supervision Hours form can lead to confusion for applicants. Understanding these misconceptions is crucial for a smooth application process. Here are four common misunderstandings explained.

  • The form can be submitted after the supervision is complete. Many believe they can send in the Supervision Hours form after finishing their supervised experience. However, this is incorrect. The form must be submitted before beginning the supervised experience to be eligible for review.
  • Any supervisor can sign off on the form. It is often assumed that any licensed professional can supervise an LMSW. In reality, the supervisor must meet specific criteria, such as being a Licensed Clinical Social Worker, licensed psychologist, or a board-certified physician in psychiatry. The qualifications are strictly outlined in the regulations.
  • Completing the form is a one-time task. Some applicants think filling out the Supervision Hours form is a one-and-done activity. This is misleading. The form requires ongoing documentation throughout the experience. It's important to regularly track hours of practice and supervision.
  • The setting is not important as long as supervision occurs. There is a misconception that any setting is suitable for obtaining supervision hours. This is not the case. The supervised experience must occur in an authorized setting that complies with New York State regulations, ensuring the legitimacy of the practice and supervision provided.

Key takeaways

Filling out the Supervision Hours form is a critical step for Licensed Master Social Workers (LMSWs) in New York. Here are some key takeaways to consider:

  • Ensure that you complete Section I accurately. The name provided should match exactly with your Application for Licensure.
  • A supervisor must possess the appropriate licensure and cannot have any familial ties to the LMSW.
  • You are required to document a total of 2,000 client contact hours within a timeframe ranging from 36 months to 6 years.
  • The entire form, along with Appendix A, should be submitted before starting any supervised experience. Late submissions will not be reviewed.
  • Prior to beginning supervised experience, verify the license status of your proposed supervisor through the Office of the Professions' website.
  • Include the necessary fee of $10 when submitting the form to avoid delays in processing.
  • Both the LMSW and the supervisor must evidence that they meet all requirements established in the Education Law and Commissioner's Regulations.