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The California Attorney Complaint form is a crucial tool for individuals seeking redress for perceived misconduct by attorneys in the state. It acts as a vehicle for formal grievances aimed at ensuring ethical standards are upheld within the legal profession. When completing this form, it is essential to provide comprehensive information about your relationship with the attorney in question, including contact details, the nature of your complaint, and specifics surrounding your case. A thorough explanation of the situation, supported by relevant documentation—such as fee agreements, correspondence, and financial records—can significantly aid the process. Additionally, you'll need to include case identifiers if legal proceedings are involved, helping the State Bar to assess the complaint's context more effectively. While the form facilitates a review of potential violations of the State Bar Act or the Rules of Professional Conduct, it is imperative to recognize the limitations: the State Bar does not provide legal advice and cannot intervene in personal disputes between clients and attorneys. Therefore, filling out the form accurately and thoughtfully is paramount for those wishing to pursue a formal complaint against an attorney in California.

California Attorney Complaint Example

THE STATE BAR OF CALIFORNIA

OFFICE OF THE CHIEF TRIAL COUNSEL

 

INTAKE

1149 SOUTH HILL STREET LOS ANGELES, CALIFORNIA 90015-2299

TELEPHONE: (213) 765-1000

 

FAX: (213) 765-1168

 

http://www.calbar.ca.gov

Dear Complaining Witness,

In order to help us evaluate and process your complaint, please complete the attached California Attorney Complaint Form and provide as many of the following items as possible:

·A copy of any written fee agreement with the attorney. If there was no written agreement, please explain your understanding regarding payment to your attorney (for fees, costs, etc.)

·Copies of the front and back sides of all cancelled checks and/or copies of receipts showing payments made by you to the attorney.

·Copies of all correspondence between you and the attorney.

·A written explanation of the exact nature of your complaint. Explain what the attorney did or did not do that forms the basis of your complaint.

·The last date you were in contact with the attorney and what occurred at that time.

·The title of the case, the case number and the name of the court. (For example: Smith v. Jones, Case No. 1234, Los Angeles County Superior Court.)

·Copies of any pertinent court documents in your possession.

·If you have hired a new attorney, please provide his or her name, address and telephone number.

·Your daytime telephone number.

·The number of attorneys in the law firm involved in your complaint. 1 for

Solo Practitioner, 2-10 for a Small Law Firm and 11+ for a Large Law Firm. If you don’t know, state “Unknown.”

When providing documents to the State Bar, please send copies only. All documents received, whether originals or copies, become the property of the State Bar and are subject to future destruction.

The State Bar will review and evaluate your complaint to determine whether investigation and prosecution is appropriate. You will be notified of our decision in writing. Thank you for your cooperation.

THE STATE BAR OF CALIFORNIA OFFICE OF THE CHIEF TRIAL COUNSEL

THE STATE BAR OF CALIFORNIA

Instructions for Filing a Complaint Against a California Attorney

Fill out all spaces on the California Attorney Complaint Form completely. Provide your name, address, zip code and telephone numbers (work and home).

Please mail, do not fax, your complaint form to the Office of the Chief Trial Counsel/Intake, State Bar of California, 1149 South Hill Street, Los Angeles, California 90015-2299.

Be sure to give the full and complete name of the attorney you are complaining about. Also, provide his address and telephone number. If you wish to complain about more than one attorney, use a separate form for each attorney. If any of the blank spaces do not apply to your case, write N/A (Not Applicable). Be sure to date and sign the form.

Please note #7 on the form and answer if known. If you do not know, state “Unknown.”

On a separate sheet of paper, tell us about your complaint against the attorney. We also need to know the background of your case:

·What type of case is it?

·When did you hire the attorney?

·How did you choose the attorney?

·When did you meet the attorney?

·What was your agreement?

·Was the agreement verbal or in writing?

·Other pertinent information?

·Tell us in your own words what has happened so far in this case.

Some Things You Should Know

The Office of the Chief Trial Counsel (OCTC) reviews complaints of unethical conduct by attorneys licensed to practice in California. Should OCTC prosecute allegations contained in your complaint, you may be required to testify before the State Bar Court in order to prove charges against the attorney(s) involved. Below is a list of what the State Bar can and cannot do when it considers a complaint against an attorney:

·The State Bar can discipline or recommend that an attorney be disciplined only for a violation of the State Bar Act or the Rules of Professional Conduct.

·The State Bar cannot advise or otherwise help you in any matters connected with

your complaint or in any other dispute in which you may be involved. For example, it cannot decide whether an attorney’s particular fee is reasonable. Attorney fees are not reimbursable simply because you are dissatisfied with the services of your attorney or because the work was not completed. Some local

Bar Associations have a Fee Arbitration Committee. The State Bar’s Fee Arbitration program is available should your local bar association not provide fee arbitration. Attorneys are required to participate in fee arbitration initiated by their clients, and fee arbitration is an informal, confidential and lower cost forum for resolving fee disputes between lawyers and their clients.

·The State Bar cannot give you the name of a particular attorney to help you. If

you do not have an attorney and wish to hire one, contact a Lawyer Referral Service in your area. The State Bar pamphlet “How Can I Find & Hire the Right Lawyer” is available on the State Bar’s Web site, www.calbar.ca.gov (go to

Consumer Pamphlets).

·The law limits the authority of the State Bar. It cannot act as your lawyer. For example, it cannot give you legal advice, or perform any other legal services for you (such as pursuing damages or other legal action against the attorney(s) involved in your complaint). You may have legal remedies available to you but the State Bar cannot advise you what your rights are in a given situation or what you should do. The State Bar is not a court that can provide civil remedies to you.

·If the State Bar files charges in the State Bar Court and obtains an order of discipline, additional remedies such as restitution also may be ordered. In addition, the State Bar has a Client Security Fund (CSF), which reimburses specific monetary loss. Reimbursement covers the loss of money or property resulting from lawyer dishonesty (but not simply because the lawyer acted incompetently, committed malpractice or failed to take certain actions). To qualify for CSF reimbursement, you must be able to show that the money or property actually came into the lawyer's possession and that the loss was caused by the lawyer's dishonest conduct. For example, the types of dishonest conduct that may lead to reimbursement from CSF are theft or embezzlement, failure to refund advanced attorney fees where the lawyer performed no services, the borrowing of money from a client without intention to repay the money, obtaining money or property from a client by representing that it would be used for investment purposes when no investment is made, and an act of intentional

dishonesty or deceit that directly leads to the loss of money or property that actually came into the lawyer’s possession. CSF cannot process applications for reimbursement until final discipline has been ordered against the attorney by the California Supreme Court.

THE STATE BAR OF CALIFORNIA

CALIFORNIA ATTORNEY COMPLAINT FORM

Read instructions before filling in this form.

Date:

(1)Your contact information: Your name:

Your address:

Your city, state & zip code: Your email address:

Your telephone numbers:

 

 

Home

Work

Cell

(2)Attorney’s contact information: Please provide the name, address and telephone

number of the attorney(s) you are complaining about. (NOTE: If you are complaining about more than one attorney, include the information requested in items #2 through #7 for each attorney. Use separate sheets if necessary.

Attorney’s name:

Attorney’s address:

Attorney’s city, state & zip code:

Attorney’s telephone number:

(3)Have you or a member of your family complained about this attorney(s) previously?

Yes

No

If “Yes”, please state to whom the previous complaint was made, approximate date of complaint and disposition.

(4) Did you employ the attorney? Yes

No

If “Yes,” give the approximate date you employed the attorney(s) and the amount, if any, paid to the attorney(s).

Date employed:

 

Amount paid (if any): $

 

 

 

If “No,” what is your connection with the attorney(s)? Explain briefly.

(5)Include with this form (on a separate piece of paper) a statement of what the attorney(s) did or did not do which is the basis of your complaint. Please state the facts as you understand them. Do not include opinions or arguments. If you employed the attorney(s), state what you employed the attorney(s) to do. Sign and date each separate piece of paper. Additional information may be requested. (Attach copies of pertinent documents such as a copy of the fee agreement, cancelled checks or receipts and relevant correspondence.)

(6)If your complaint is about a lawsuit, answer the following, if known:

a.Name of court (For example, Superior or Municipal Court, and name of the county)

b.Title of the suit (For example, Smith v. Jones)

c.Case number of the suit

d. Approximate date the suit was filed

e. If you are not a party to this suit, what is your connection with it? Explain briefly.

(7)Size of law firm complained about:

1 Attorney

2 – 10 Attorneys

11 + Attorneys

Government Attorney

Unknown

Mail to:

Office of the Chief Trial Counsel/Intake

The State Bar of California

1149 South Hill Street

Los Angeles, California 90015-2299

Signature _____________________________________________________

Form Characteristics

Fact Description
Purpose of the Form The California Attorney Complaint Form is designed to report unethical conduct by attorneys licensed in California.
Where to File Complaints must be mailed to the Office of the Chief Trial Counsel at 1149 South Hill Street, Los Angeles, CA 90015-2299.
Required Documents Attach supporting documents like fee agreements, payment receipts, and correspondence with the attorney to strengthen your complaint.
Review Process The Office of the Chief Trial Counsel will evaluate the complaint to determine whether further investigation is warranted.
Legal Limitations The State Bar cannot offer legal advice or assist in personal legal disputes; it solely handles complaints about attorney misconduct.
Client Security Fund The Client Security Fund provides monetary reimbursement for losses due to dishonest actions by attorneys, but claims must follow specific criteria.
Multiple Attorneys For complaints involving more than one attorney, separate forms must be completed for each attorney.
Importance of Details Filling out the form completely, such as providing case numbers and the nature of complaints, is crucial for clarity in your submission.
Signature Requirement Sign and date your complaint to validate your submission; unsiged forms cannot be processed.

Guidelines on Utilizing California Attorney Complaint

After completing the California Attorney Complaint form, you should send it to the Office of the Chief Trial Counsel. You must mail the form and any supporting documents to the provided address. Expect a written notification regarding the decision on your complaint once it has been reviewed.

  1. Obtain the California Attorney Complaint form and any necessary supporting documents.
  2. Fill out your contact information completely, including your name, address, and phone numbers.
  3. Provide the full name, address, and telephone number of the attorney you are complaining about.
  4. If you are complaining about multiple attorneys, use a separate form for each.
  5. Answer whether you or a family member have complained about this attorney previously.
  6. Indicate whether you employed the attorney, and if so, provide the date and amount paid.
  7. On a separate sheet of paper, write a detailed statement describing the basis of your complaint.
  8. Include any relevant documents, such as contracts and receipts, with your complaint.
  9. Answer the additional questions if your complaint involves a lawsuit, providing all requested information.
  10. State the size of the law firm involved using the provided options.
  11. Date and sign the form.
  12. Mail the completed form and documents to the Office of the Chief Trial Counsel at the specified address.

What You Should Know About This Form

What is the purpose of the California Attorney Complaint Form?

The California Attorney Complaint Form is designed to allow clients or individuals to report unethical conduct by attorneys licensed to practice in California. By completing this form, you provide the relevant details of your complaint, which helps the State Bar assess whether further investigation and potential disciplinary action against the attorney is warranted. The form serves as a structured way to present your concerns, ensuring that your complaint is properly documented and evaluated.

How should I complete the complaint form?

To complete the California Attorney Complaint Form accurately, fill it out in its entirety. Start by providing your own contact information, including your name, address, and telephone numbers. Next, provide the full name and contact details of the attorney you are complaining about. If your complaint involves multiple attorneys, use a separate form for each one. Clearly describe the nature of your complaint on a separate sheet of paper, including facts about what the attorney did or did not do. Be sure to include any relevant documents, such as written agreements or correspondence, to support your claims.

What should I include as supporting documents when submitting my complaint?

When you submit your complaint, include copies of pertinent documentation that will help illustrate your situation. This can include a copy of any written fee agreements, canceled checks, receipts showing payments made, and any relevant correspondence you had with the attorney. It’s essential to provide a written explanation that details the specific nature of your complaint, as well as any pertinent court documents related to your case. Ensure you send copies of documents only, as originals will become the property of the State Bar.

What happens after I submit my complaint?

Once you submit your complaint form and any supporting documents, the Office of the Chief Trial Counsel will review and evaluate your submission. You will be notified in writing of their decision regarding whether to pursue an investigation into the attorney's conduct. If the allegations in your complaint indicate a violation of the State Bar Act or the Rules of Professional Conduct, there may be a potential for disciplinary action against the attorney, which could even involve you having to testify if a case goes to the State Bar Court.

Can the State Bar assist me in my dispute with the attorney?

The State Bar of California does not act as a mediator or legal advisor in disputes between clients and attorneys. They cannot help you recover fees or advise you on whether your attorney's charges are reasonable. If you are seeking to resolve a fee dispute, you might want to consider local bar association resources, such as fee arbitration programs. The State Bar's Client Security Fund may provide reimbursement in specific cases of attorney dishonesty, but this requires a finding of misconduct, and you must demonstrate a direct link to the attorney's dishonest behavior.

Common mistakes

Completing the California Attorney Complaint Form accurately is crucial to ensure a smooth processing of the complaint. One common mistake is failing to provide complete contact information. Individuals often forget to include their daytime phone number or omit their email address. Incomplete contact information can delay communication from the State Bar and hinder any follow-up necessary to address the complaint.

Another error frequently made involves the attorney's information. The complaint form requires the name, address, and phone number of the attorney in question. Some submitters neglect to provide full details for each attorney involved. This is especially pertinent when multiple attorneys are implicated, as each requires a separate form. Omitting or providing incorrect details can result in significant processing delays.

Many individuals also overlook the importance of clarity in explaining their complaints. The instructions specify a need for a written explanation of the exact nature of the complaint. Failing to clearly articulate the reasons for the complaint can lead to misunderstandings about the situation. Many provide vague statements that do not give a complete picture, making it difficult for the State Bar to assess the validity of the allegations.

Finally, submitters sometimes forget to date and sign the complaint form. While it may appear to be a minor detail, the absence of a date can complicate the timeline of the complaint process. Signatures serve as a confirmation that the information is accurate, and missing this vital step may invalidate the complaint. Overall, attention to detail is essential for an effective submission.

Documents used along the form

When filing a complaint against an attorney in California, several supporting documents can help make your case more compelling. Having the right documents at hand is essential for a thorough review of your complaint. Below is a list of forms and documents that are frequently used alongside the California Attorney Complaint Form.

  • Fee Agreement: This document outlines the terms of the financial agreement between you and the attorney. It details the fees, payment schedules, and the scope of services provided.
  • Cancelled Checks or Receipts: Providing evidence of payments made to the attorney can help substantiate claims regarding fees and payments. Include copies of both sides of cancelled checks or receipts for all transactions.
  • Correspondence Records: Any written communication between you and the attorney should be gathered. This includes emails, letters, and texts that can illustrate your interactions and expectations.
  • Written Explanation of Complaint: A well-drafted statement detailing your concerns is vital. It should explain the specifics of your complaint, including what actions or inactions by the attorney are at the heart of the issue.
  • Court Documents: If your complaint relates to a lawsuit, provide pertinent court documents. This may include pleadings, judgments, and other filings that can clarify the context and nature of your case.
  • New Attorney's Information: If you have hired a new attorney, including their contact details can be useful. It shows you have sought further legal assistance and clarifies your current representation.
  • Personal Contact Information: Always include your current contact details. This ensures the State Bar can reach you for updates or request further information.

Accurately compiling these documents enhances the clarity of your complaint and assists the State Bar in promptly reviewing your concerns. Be thorough and organized to ensure a smoother process.

Similar forms

  • Bar Association Complaint Form: Similar to the California Attorney Complaint Form, this document allows individuals to report attorneys' misconduct to local or state bar associations. Both forms require detailed information about the complaint and the attorney involved.
  • Client Grievance Form: Clients fill out this type of form to express dissatisfaction with services received from professionals such as doctors or accountants. Like the attorney complaint form, it collects facts surrounding the incident and may request supporting documentation.
  • Consumer Complaint Form: This form, used by different consumer protection agencies, allows consumers to report unfair business practices. Both documents emphasize the need for a clear description of the issue and supporting evidence, such as contracts or receipts.
  • Professional Misconduct Report: Similar in purpose, this document is used by various professional boards to assess accusations regarding ethical breaches by licensed professionals. The report must outline the specific actions or inactions that prompted the complaint, just like the attorney complaint form.
  • Legal Malpractice Complaint: Individuals who believe they have been harmed by an attorney's negligence can submit this complaint to the appropriate legal authority. Both forms aim to collect facts about the attorney's actions and any resulting damages to the client.
  • Fee Dispute Resolution Form: This document is used to resolve disagreements over attorney fees. While the focus differs slightly, both forms require detailing the nature of the dispute and any agreements regarding payment, reflecting common themes in client complaints.
  • Ethics Violation Report: This document is often submitted to oversight committees for various professions. Similar to the attorney complaint form, it requires detailed factual allegations and the impact on the complainant, ensuring thorough information is provided for review.

Dos and Don'ts

When filling out the California Attorney Complaint form, certain best practices can help ensure that your submission is effective and comprehensive. Here are four recommendations:

  • Do ensure that all fields are completed thoroughly. Provide your full name, contact information, and all relevant details about the attorney in question. Leaving blanks may delay the processing of your complaint.
  • Do include any supporting documentation. Attach copies of your written fee agreement, receipts, and any correspondence with the attorney. These documents offer crucial context to your complaint.
  • Do state your complaint clearly and outline relevant facts. Write a detailed explanation of what occurred, focusing on factual information. Avoid expressing personal opinions or arguments, as the review process relies on clear evidence.
  • Do not send original documents. Only provide copies, as the State Bar cannot return any submissions. Once received, all documents become the property of the State Bar.
  • Do not expect immediate assistance from the State Bar. The office reviews complaints, but they cannot offer legal advice or resolve fee disputes directly. Be prepared to navigate your legal concerns independently.
  • Do not forget to sign and date your complaint form. This is a critical step in confirming your submission and ensuring that your complaint is valid. Omitting this will result in the rejection of your form.

Misconceptions

Misconceptions about the California Attorney Complaint form can lead to confusion for those considering filing a complaint. Here are some common misunderstandings:

  • It is possible to file a complaint without providing detailed information. Many people believe they can simply submit a form with minimal details. However, thorough explanations and supporting documents are crucial for a proper review.
  • All complaints are automatically investigated. While submitting a complaint initiates a review, not every complaint will result in an investigation. The State Bar evaluates each case to determine if action is warranted.
  • The State Bar can resolve personal disputes with attorneys. Some individuals think that filing a complaint will lead to direct help with their specific issues. The State Bar does not mediate personal disputes or award damages.
  • I must use the Attorney Complaint form in person. Many believe they need to deliver the complaint in person. However, complaints can be mailed using the provided address.
  • Filing a complaint will result in immediate disciplinary action against the attorney. It's important to note that disciplinary action takes time and is based on evidence and findings after a thorough investigation.
  • The State Bar can provide legal advice on my situation. There is a common misconception that the State Bar can offer legal guidance. In reality, they cannot provide legal advice or represent individuals in any legal matters.
  • The complaint process is quick and straightforward. Some expect a fast resolution. The process can take several months, given the thorough review and potential investigations required.
  • Once I submit my complaint, I won’t hear from the State Bar again. While it's true that communication may be limited, complainants will receive notifications regarding the outcome of their complaint or any necessary updates.

Key takeaways

When filling out and using the California Attorney Complaint form, it is important to keep several key points in mind:

  • Complete the Form: Ensure that all sections of the form are filled out completely. Provide accurate contact information, including your full name, address, and phone numbers.
  • Provide Documentation: Attach relevant documents that support your complaint. This includes any written fee agreements, canceled checks, and correspondence with the attorney.
  • Explain Your Complaint: Include a detailed written explanation of your complaint. Clearly outline what the attorney did or failed to do that prompted your concerns.
  • Identify the Case: If applicable, include the title, case number, and name of the court associated with your complaint. This helps provide context for your allegations.
  • Separate Forms for Multiple Attorneys: If your complaint involves more than one attorney, use a separate form for each attorney. Do not combine complaints on one form.
  • Mail, Don't Fax: Submit your completed form and supporting documents by mail. Do not attempt to fax your complaint, as it will not be accepted.
  • Understand Limitations: Be aware that the State Bar cannot provide legal advice or act on your behalf. They can only discipline attorneys based on violations of the State Bar Act or Rules of Professional Conduct.