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The Csi 13 1A form serves as a critical document in the construction and contract management fields, facilitating the process of requesting substitutions for specified items after the bidding or negotiating phase has concluded. This form includes essential details such as the project name, substitution request number, and contact information for both the requester and the manufacturer. It specifies the contract for which the substitution is being requested, alongside relevant specification titles and sections. In addition to basic identification, the form requires a description of the proposed substitution, including details about the manufacturer, model number, and the installer responsible for the work. A crucial aspect of the form is its emphasis on the comparative analysis between the proposed item and the originally specified product, with point-by-point comparative data mandated for submission. Relevant history regarding the proposed product’s age, along with installation details from previous projects, may also factor into the decision-making process. The requester must address any impacts the substitution may have on the overall project scope, specifically noting changes to contract time and potential cost savings to the project owner. Supporting documents, such as drawings, product data, and tests, play a key role in substantiating the request, ensuring that stakeholders are provided with comprehensive information to make informed decisions.

Csi 13 1A Example

SUBSTITUTION

REQUEST

(After the Bidding/Negotiating Phase)

Project:

 

Substitution Request Number:

 

 

 

 

From:

 

To:

 

Date:

 

 

 

 

A/E Project Number:

 

Re:

 

Contract For:

 

 

 

 

 

 

 

 

Specification Title:

 

 

 

 

 

Description:

 

Section:

Page:

Article/Paragraph:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposed Substitution:

 

 

 

 

 

 

 

 

 

 

 

 

Manufacturer:

 

 

 

Address:

 

 

 

Phone:

 

 

Trade Name:

 

 

 

 

 

 

 

 

Model No.:

 

 

Installer:

 

 

Address:

 

 

Phone:

 

History: ☐ New product

1-4 years old ☐ 5-10 years old

☐ More than 10 years old

 

Differences between proposed substitution and specified product:

Point-by-point comparative data attached — REQUIRED BY A/E

Reason for not providing specified item:

Similar Installation:

 

 

 

 

 

Project:

 

 

 

Architect:

 

Address:

 

 

 

Owner:

 

 

 

 

 

 

Date Installed:

 

Proposed substitution affects other parts of Work:

☐ No

☐ Yes; explain

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Savings to Owner for accepting substitution:

 

 

 

 

 

($

 

).

 

 

 

 

 

 

 

 

 

 

 

 

Proposed substitution changes Contract Time:

☐ No

☐ Yes [Add]

[Deduct]

 

 

 

 

 

days.

 

 

 

 

 

 

 

 

 

 

 

 

Supporting Data Attached: ☐Drawings

☐Product Data

☐ Samples

☐ Tests

☐ Reports

 

 

 

 

 

 

 

 

 

 

 

 

© Copyright 2013, CSI,

Page ___ of ___

Form Version: September 2013

110 S. Union St., Suite 100, Alexandria, VA 22314

 

CSI Form 13.1A

Form Characteristics

Fact Name Description
Form Purpose The Csi 13 1A form is used to request substitutions for products after the bidding or negotiating phase of a project.
Project Identification The form requires specific project details, including the project name, substitution request number, and A/E project number.
Proposed Substitution Details Users must provide details about the proposed substitution, including the manufacturer, trade name, and model number.
History of Product The form inquires about the age of the proposed product, categorized into four options: new, 1-4 years, 5-10 years, or over 10 years old.
Comparison Requirement Point-by-point comparative data between the proposed substitution and the specified product is mandatory and must be attached.
Reason for Change Users must provide a reason for not supplying the originally specified item, which adds transparency to the substitution request.
Impact on Contract The substitution's effect on the overall contract time must be indicated, as it may require additional or fewer days for project completion.
Supporting Documentation Additional documentation, such as drawings and product data, can be attached to support the substitution request.
Owner Savings The form allows the submitter to indicate potential financial savings for the owner should the substitution be accepted.
Copyright Information The Csi 13 1A form includes a copyright notice indicating the material is copyrighted by CSI, with a version date of September 2013.

Guidelines on Utilizing Csi 13 1A

Completing the Csi 13 1A form is critical for submitting a substitution request after the bidding or negotiating phase has concluded. This process involves providing relevant details to support your request while ensuring all required sections are filled out accurately.

  1. Begin by entering the Project name at the top of the form.
  2. Fill in the Substitution Request Number assigned to your request.
  3. In the From section, write the name or company of the person or firm requesting the substitution.
  4. In the To section, provide the name or company of the individual or firm receiving the request.
  5. Enter the Date on which you are submitting this request.
  6. Write the A/E Project Number as assigned by the architect or engineer.
  7. In the Re section, indicate the relevant contract for the project.
  8. Provide the Specification Title related to the substitution request.
  9. Fill out the Description, Section, Page, and Article/Paragraph sections with the appropriate details.
  10. State the Proposed Substitution clearly.
  11. Enter the Manufacturer details, including their Address and Phone number.
  12. Provide the Trade Name and Model No. of the proposed substitution.
  13. Fill in the Installer information along with their Address and Phone number.
  14. In the History section, select one of the age options for the product.
  15. Detail the Differences between the proposed substitution and the specified product. Attach comparative data if required.
  16. Explain the Reason for not providing the specified item.
  17. If applicable, mention Similar Installation details.
  18. Provide information about the Proposed substitution affects other parts of Work and check 'Yes' or 'No.'
  19. Enter the Savings to Owner for accepting substitution in dollar amount.
  20. Indicate if the Proposed substitution changes Contract Time and specify days if it does.
  21. Mark all Supporting Data Attached that are included with your request.

What You Should Know About This Form

What is the purpose of the Csi 13 1A form?

The Csi 13 1A form is used to request a substitution for products specified in a construction contract after the bidding or negotiating phase has concluded. This form is essential for ensuring that any changes to the originally specified materials or equipment can be carefully reviewed and approved by the architect or engineer (A/E) overseeing the project.

What information is required on the Csi 13 1A form?

The form requires comprehensive details, including the project name, substitution request number, and specific contract information. It also asks for a description of the proposed substitution, along with details about the manufacturer, model number, and the installer. Additionally, information on the age of the proposed product, a point-by-point comparison with the specified item, and reasons for the substitution must be provided.

Why might a contractor want to request a substitution?

Contractors may request substitutions for various reasons. These can include the availability of new or more effective products, cost savings for the owner, or the desire to use a product that has proven superior performance in previous projects. Sometimes, logistical issues or supplier constraints also lead to the need for a substitution.

What happens if the proposed substitution affects other parts of the work?

If the proposed substitution impacts other areas of the project, this must be clearly noted on the form. The contractor should provide an explanation of how the substitution will affect the overall work. This information is crucial for the A/E to fully understand the implications and to assess the request thoroughly.

How does one demonstrate the relationship between the proposed substitution and the specified product?

A detailed point-by-point comparative data must be attached to illustrate the differences between the proposed substitution and the specified item. This comparison is required by the architect or engineer to evaluate if the new product meets the same or better standards than the original specification.

What is the significance of providing supporting data?

Supporting data, which may include drawings, product data, samples, tests, or reports, is vital because it backs up the request for substitution. This documentation helps the A/E to assess the validity and appropriateness of the proposed product, ensuring it will meet project requirements.

Are there any implications for contract time when making a substitution request?

Yes, a substitution might impact the overall contract time. The contractor needs to indicate if the proposed substitution will add or deduct days from the project timeline. This information is important for project management and planning, as it helps all parties understand the possible effects on the completion date.

Common mistakes

Filling out the CSi 13 1A form can seem straightforward, but many people make common mistakes that can lead to delays or rejections. The first mistake often occurs at the very top of the form. Many individuals forget to clearly indicate the Substitution Request Number. Without this crucial number, your request may not be properly tracked, causing confusion and frustrating delays.

Another frequent issue is incomplete information about the proposed substitution. It's essential to provide details like the Manufacturer, Trade Name, and Model No.. Omitting any of this information can lead to misunderstandings and may require you to submit the form again. Ensure every field is filled out completely and accurately before submitting.

Many people overlook the requirement to attach point-by-point comparative data between the proposed substitution and the specified product. This data is crucial for the Architect/Engineer (A/E) to evaluate whether the substitution meets the project’s needs. Neglecting to provide this attachment can result in an automatic rejection of your substitution request.

Another common mistake involves the "History" section. Some individuals fail to select an appropriate age category for the proposed substitution, whether it's "New product," "1-4 years old," or older. This information helps the decision-makers assess the reliability of the proposed item. Providing a vague or incorrect age can lead to skepticism about its suitability.

Additionally, failing to clearly explain how the proposed substitution affects other parts of the work often leads to complications. If there are any implications, such as changes to installation or the overall project timeline, these must be addressed adequately. Skipping this explanation can create misunderstandings with team members or the owner.

Finally, another mistake is neglecting to state any savings that the owner could enjoy by accepting the substitution. Be specific about the financial implications. Whenever you propose a substitution, clearly articulate the benefits, as it can significantly impact the approval decision.

Documents used along the form

The CSI 13 1A form is used for requesting substitutions after the bidding or negotiating phase of a construction project. Several other forms and documents often accompany this request to provide additional context or information. Below are some commonly used forms alongside the CSI 13 1A.

  • CSI 13.1B - Substitution Request Response: This document is used by architects or engineers to respond to a substitution request. It includes their decision to either approve or deny the proposed substitution, along with any required comments or further instructions.
  • Contract Change Order: A change order is issued when modifications to the original contract are needed. This document outlines changes in project scope, costs, or timelines that may arise from the approved substitution.
  • Request for Information (RFI): An RFI is submitted by contractors or subcontractors when clarification on a specific aspect of the project is required. RFIs help ensure that all parties have a clear understanding of the project requirements before proceeding.
  • Product Data Sheets: These sheets provide detailed information about the proposed substitution. They often include specifications, installation instructions, and performance data, which help the architect or engineer assess the appropriateness of the substitution.

Each of these documents plays a vital role in ensuring that any proposed substitutions are thoroughly evaluated and documented throughout the construction process. Careful attention to these forms helps maintain project integrity and communication among all involved parties.

Similar forms

The Csi 13 1A form is used for requesting substitutions after the bidding or negotiating phase of a project. Similar documents serve various purposes within contract management and project specifications. Here’s a list of seven documents that share similarities with the Csi 13 1A form:

  • Change Order Form: Used to request changes to the original contract terms, including adjustments to scope, cost, or time, much like a substitution request impacts project specifications.
  • Request for Information (RFI): This document seeks clarifications about project specifics. Both forms require detailed information to ensure understanding and proper implementation.
  • Product Data Submittal: This document provides detailed information on materials and products to be used. Similar to the Csi 13 1A, it helps ensure that all parties are on the same page regarding product specifications.
  • Shop Drawings: These are detailed drawings and specifications submitted by contractors for approval. Like the Csi 13 1A, they are necessary for ensuring proper execution of project details.
  • Field Change Memo: This document captures changes made in the field during construction. Both it and the Csi 13 1A are used to formally document alterations from original specifications.
  • Submittal Log: This tracks all submittals throughout a project. The Csi 13 1A functions similarly by creating a record of substitution requests and their status.
  • Material Approval Request: This document requests approval for particular materials or products before use, aligning with the purpose of the Csi 13 1A to approve proposed substitutions.

Dos and Don'ts

When filling out the Csi 13 1A form, attention to detail is crucial. Here are four things you should and shouldn't do to ensure a smooth submission process.

  • Do read the instructions carefully before starting. Familiarize yourself with each section of the form.
  • Don't leave any sections blank. Every part of the form requires information; only check the boxes that apply.
  • Do provide supporting documents as specified. Attach relevant drawings, product data, and reports to strengthen your request.
  • Don't use vague language when explaining differences or reasons. Be clear and specific to avoid misunderstandings.

Misconceptions

  • Misconception 1: The Csi 13 1A form is only for new projects.
  • This form can be utilized for any project where substitutions are being requested, regardless of whether it is new or existing work.

  • Misconception 2: Only architects can submit this form.
  • While architects often play a key role, contractors, subcontractors, and owners can also submit the form. It is essential for collaboration among all parties involved in the project.

  • Misconception 3: The proposed substitution must be from the same manufacturer.
  • This is not a requirement. The key factor is that the proposed substitution meets the necessary specifications and performance criteria outlined in the project documents.

  • Misconception 4: The form requires detailed engineering reports in all cases.
  • While supporting data is important, the level of detail depends on the nature of the substitution. Not all submissions will necessitate extensive reports.

  • Misconception 5: If an owner accepts a substitution, contract obligations are voided.
  • Acceptance of a substitution does not nullify the original contract. The contract remains in effect, and all parties must comply with its terms.

  • Misconception 6: Substitutions can be requested at any stage of the project.
  • The Csi 13 1A form is specifically designed for requesting substitutions after the bidding or negotiating phase. Requests made prior to this phase do not follow this protocol.

  • Misconception 7: The form guarantees approval of the substitution.
  • Submissions made using this form must still be reviewed and approved by the appropriate parties, including the architect and owner. Approval is not guaranteed.

  • Misconception 8: The proposed substitution cannot affect other aspects of the project.
  • A substitution may indeed impact other parts of the work. The form includes a section to explain any such effects, highlighting the need for careful consideration of all project components.

  • Misconception 9: The savings must be significant for a substitution to be considered.
  • While financial savings are beneficial, they are not the only factor for consideration. Performance, quality, and compatibility with the project are also critical elements.

  • Misconception 10: The form is obsolete and no longer used.
  • As of the latest update in September 2013, the Csi 13 1A form remains a relevant and necessary tool for construction projects. Users are encouraged to familiarize themselves with its current version.

Key takeaways

When filling out the CSI 13 1A form, there are several key points to keep in mind. This form is essential for requesting substitutions after the bidding or negotiating phase of a project. Here are ten important takeaways to consider:

  1. Clear Identification: Clearly state the project name and the associated substitution request number at the top of the form. This ensures easy tracking and reference.
  2. Complete Contact Information: Include complete details for both the party making the request and the intended recipient. This includes names, addresses, and phone numbers.
  3. Specification Details: Fill in the contract for and specification title precisely. This allows for accurate comparisons between proposed and existing materials.
  4. Details of the Proposed Substitution: Clearly describe the proposed substitution, including the manufacturer's name, trade name, and model number. These specifics are crucial for evaluation.
  5. Age of the Product: Indicate the history of the proposed product. This includes whether it is new, 1-4 years old, 5-10 years old, or more than ten years old.
  6. Comparative Data: Attach point-by-point comparative data as required by the architect/engineer (A/E). This data helps in assessing the merits of the substitution.
  7. Justification for Substitution: Explain why the specified item cannot be provided. A strong rationale increases the likelihood of approval.
  8. Impact on Other Parts of Work: Specify whether the substitution affects other areas of the project. Being transparent aids the review process.
  9. Financial Implications: Outline any potential savings for the owner by accepting the substitution. A clear financial benefit can strengthen the request.
  10. Changes to Contract Time: Note any changes to the overall contract time due to the proposed substitution. This includes whether the project will gain or lose days.

Remember, completeness and clarity are key when submitting the CSI 13 1A form. Investing time upfront ensures a more efficient evaluation and approval process, ultimately benefiting all parties involved.