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The DA 3964 form, also known as the Classified Document Accountability Record, plays a crucial role in maintaining the integrity and confidentiality of sensitive information within various governmental and military channels. Designed for tracking classified documents, this form helps ensure that every piece of sensitive material is properly accounted for, thus preventing unauthorized access or leaks. It contains multiple sections that cover general information about the document, such as the date received, originating office, and control numbers, which facilitate efficient management and traceability. Additionally, the DA 3964 includes acknowledgments for receipt, certificates for destruction, and reproduction authority details, all instrumental in upholding strict security standards. By employing this structured approach, agencies can maintain a systematic record of classified documents, ensuring that compliance with regulations is met while safeguarding national security interests.

Da 3964 Example

CLASSIFIED DOCUMENT ACCOUNTABILITY RECORD

For use of this form, see AR 380-5; Proponent agency is the Office of the Deputy Chief of Staff, G-2.

DATE

SECTION A - GENERAL

TO:

 

 

 

 

 

FROM:

 

 

 

 

 

 

 

 

 

 

DATE RECEIVED

 

ACTION OFFICE(S)

 

SUSPENSE DATE(S)

REGISTER OR CONTROL NO.

 

 

 

 

 

 

 

 

 

 

CONTROL LOG

CLASSIFI-

NUMBER

 

 

DESCRIPTION (Type, File Ref., Unclassified Subject

DATE OF

ORIGINATOR

OR FILE NO.

CATION

OF COPIES

 

 

or Short Title and Number of Indorsements/Incls)

DOCUMENT

 

 

 

 

 

 

 

 

 

 

 

 

 

SECTION B - ROUTING

TO

COPY NO.

DATE

I ACKNOWLEDGE RECEIPT OF THE MATERIAL DESCRIBED HEREON

 

PRINTED NAME

SIGNATURE

 

 

 

1.

2.

3.

4.

5.

 

 

 

 

 

SECTION C - DESTRUCTION CERTIFICATE (Check appropriate block)

MATERIAL DESCRIBED HEREON HAS BEEN:

 

PAGE OR COPY NO

 

 

DESTROYED

 

 

 

TORN IN HALF AND PLACED IN A CLASSIFIED WASTE CONTAINER (AR 380-5)

 

 

 

 

 

 

 

 

 

 

 

 

OFFICE SYMBOL

DATE

 

PRINTED NAME OF CUSTODIAN OR REP

SIGNATURE

DESTRUCTION RECORD NO.

DATE

PRINTED NAME OF CERTIFYING/DESTR. OFF.

SIGNATURE

PAGE OR COPY NUMBER

DATE

PRINTED NAME OF WITNESSING OFFICIAL

SIGNATURE

 

 

 

 

SECTION D - REPRODUCTION AUTHORITY

NUMBER OR COPIES TO BE REPRODUCED

AUTHORIZED BY

 

 

 

DATE

 

 

 

 

 

 

 

 

 

SECTION E - RECEIPT/TRACER ACTION (Check appropriate block)

 

 

RECEIPT OF DOCUMENT(S) ACKNOWLEDGED

 

DOCUMENT(S) HAVE NOT BEEN RECEIVED

 

 

 

 

 

TRACER ACTION: SIGNED RECEIPT FOR MATERIAL DESCRIBED ABOVE HAS NOT BEEN RECEIVED.

 

 

 

 

 

 

 

 

 

DATE

PRINTED NAME, GRADE OR TITLE

 

 

SIGNATURE

 

 

 

 

 

 

 

COMMENTS

 

 

 

 

 

 

DA FORM 3964, JUL 1979

EDITION OF 1 NOV 72 IS OBSOLETE.

APD LC V2.01

 

 

Form Characteristics

Fact Name Description
Form Purpose The DA 3964 form serves as a Classified Document Accountability Record.
Governing Regulation This form is governed by AR 380-5.
Preparation Agency The Office of the Deputy Chief of Staff, G-2 is the proponent agency for this form.
Date of Edition The current edition of the DA 3964 form is dated July 1979.
Obsolete Version The edition prior to the current form, dated November 1, 1972, is considered obsolete.
Route of Receipt Individuals must acknowledge receipt of the material described on the form.
Destruction Protocol The form includes a section for certifying the destruction of classified documents.

Guidelines on Utilizing Da 3964

Before you start filling out the DA 3964 form, it’s important to gather the necessary information to ensure accuracy. This form is essential for documenting the accountability of classified materials. Follow these steps carefully to complete it correctly.

  1. Fill Out General Information: In this section, provide the date, the “To” and “From” sections, the date received, the action office(s), the suspense dates, and the control number. Be sure each item is accurate for proper tracking.
  2. Detail the Document: Record the classified number, a brief description of the document, and pertinent details like the date of origin and the number of copies or indorsements included.
  3. Complete the Routing Section: Indicate the copy number for each recipient, along with the date of acknowledgment. Each recipient should print their name and provide a signature to confirm receipt.
  4. Destruction Certificate: This section must be completed if the material has been destroyed. Check the appropriate box to indicate whether the material was destroyed or placed in a classified waste container. Ensure the names and signatures of the custodian or representative, certifying officer, and a witnessing official are included.
  5. Reproduction Authority: If any copies need to be reproduced, enter the authority number or specify how many copies are authorized and the date.
  6. Receipt/Tracer Action: Check the appropriate block to indicate whether the document has been acknowledged or not received. Include a signature, name, grade, or title, and any comments that may be relevant.

Once you have completed all sections of the form, be sure to review it for clarity and accuracy before submission. If necessary, make copies for your records or for additional recipients.

What You Should Know About This Form

What is the DA Form 3964 used for?

The DA Form 3964 is a Classified Document Accountability Record. It serves to track and document the receipt, distribution, and destruction of classified materials within the U.S. Army. This form ensures that sensitive information is managed properly and that all actions taken regarding classified documents are recorded for accountability purposes.

Who is responsible for filling out the DA Form 3964?

What information is required on the DA Form 3964?

Essential information includes the date, originator of the document, control number, a description of the classified document, and the routing details. Additionally, acknowledgments of receipt and destruction certifications need to be attached to maintain complete accountability for the classified documents.

How do I acknowledge receipt of a classified document on the DA Form 3964?

To acknowledge receipt, the receiving individual must sign and print their name in the designated area on the form. This action confirms that the material described has been received in good order. It is critical to complete this section to ensure proper tracking of classified documents.

What should be done with the DA Form 3964 when classified materials are destroyed?

When classified materials are destroyed, the DA Form 3964 must be updated to reflect this action. The appropriate section must be checked to indicate the method of destruction, and signature entries from the custodian and certifying officer should be added. This maintains a record of how and when the particular document was disposed of, enhancing accountability.

What is the significance of the suspense date on the DA Form 3964?

The suspense date indicates the deadline by which actions concerning the classified document must be completed. This date helps personnel prioritize tasks related to the document and ensures timely handling of sensitive information, which is crucial for national security.

Can the DA Form 3964 be used for unclassified documents?

No, the DA Form 3964 is specifically designed for managing classified documents. For unclassified materials, separate procedures and documentation are in place. It is critical to use the appropriate forms as per the classification of the document to ensure compliance with regulations.

Where can I find the most current version of the DA Form 3964?

The latest version of the DA Form 3964 can typically be obtained through the official U.S. Army publications and forms website. Always ensure you are using the most up-to-date form for your documentation to comply with current policies and procedures.

Common mistakes

Completing the DA 3964 form requires attention to detail. One common mistake is failing to provide a clear date in the designated sections. Dates are crucial for tracking the document's lifecycle. If the dates are missing, it can lead to confusion about the timeline of actions taken regarding the document.

Another frequent error is incorrect or incomplete information in the control log section. Each field needs to be filled accurately, as this section serves as an essential reference for document accountability. Omitting necessary details can compromise the integrity of the entire record.

People often neglect to sign the form. Signatures are a vital part of the verification process. Without proper signatures in the acknowledgment and destruction sections, the document lacks official validation, which can lead to issues down the line.

Failing to check the appropriate block for destruction certification is another mistake. This step is not optional; it is mandatory to indicate how the classified material was handled. An incorrect selection can result in non-compliance with regulations, risking security liabilities.

In the routing section, missing recipient information is a common oversight. Each recipient must be clearly named and identified, as misrouting documents can lead to unauthorized access or loss of sensitive information.

Lastly, insufficient or vague comments in the comments section often occur. This space is important for adding context or specific instructions related to the document. Failing to use this option leaves room for ambiguity and may cause misunderstandings about the document’s intent or handling.

Documents used along the form

The DA 3964 form, also known as the Classified Document Accountability Record, plays an essential role in managing classified materials within military and governmental contexts. It helps track the disposition and control of sensitive information. Along with this form, several other documents are commonly used to facilitate proper documentation and accountability. Below is a list of related forms and documents frequently utilized.

  • DA Form 2801 - This form is known as the Classified Control Document. It is used to request, transfer, and account for classified materials, ensuring a comprehensive chain of custody and management.
  • DA Form 3965 - The Classified Record of Document Destruction serves to officially document the destruction of classified materials. It includes details of when and how the destruction occurred, providing proof of compliance with regulations.
  • SF 701 - Security Container Check Sheet is used to record the opening and closing of security containers holding classified materials. This form helps verify that all classified documents are accounted for at the end of each shift.
  • SF 702 - The Security Container Action Record documents actions taken concerning security containers. It supports the overall security and integrity of materials stored within these containers by clearly showing who accessed them and when.
  • DD Form 2501 - The Classified Document Transfer Receipt verifies the transfer of classified materials from one organization to another. It ensures both parties maintain accurate records of what materials have been transferred.

These supplementary forms enhance the effectiveness of the DA 3964 by ensuring thorough documentation and compliance with security protocols. Together, they play a vital role in maintaining the integrity and safety of classified information.

Similar forms

The DA Form 3964, which serves as a Classified Document Accountability Record, has several similar documents within military and government settings. The following list identifies eight of these forms and explains their relevance:

  • SF 700 - Security Container Information: This document provides essential data about security containers used to store classified documents. Like the DA 3964, it emphasizes accountability by tracking the location and access to sensitive materials.
  • SF 701 - Activity Security Checklist: This document is used to verify security measures within an organization. It maintains accountability for whether sufficient controls are in place to protect classified information, similar to how the DA Form 3964 ensures the custody of such documents.
  • SF 702 - Security Container Check Sheet: Used for regular checks of security containers, this form tracks the status of classified materials. It parallels the DA Form 3964's function of documenting the handling of classified documents.
  • DD Form 250 - Material Inspection and Receiving Report: This document confirms the receipt of materials, including classified items. Both forms emphasize the verification and documentation of sensitive information as it passes through various stages.
  • DA Form 15 - Receipt for Classified Documents: This form specifically records the receipt of classified documents by personnel. Like the DA Form 3964, it serves to maintain a clear trail of accountability for sensitive materials.
  • DA Form 6000 - Confidential Material Control Log: This log tracks confidential materials and their movements. Similar to the DA Form 3964, it offers a means to monitor the handling of classified information and ensure proper authorization.
  • SF 312 - Classified Information Nondisclosure Agreement: This agreement ensures that individuals understand their responsibilities regarding classified information. Like the DA Form 3964, it places an emphasis on the protection and accountability of sensitive information.
  • AF Form 2585 - Receipt for Classified Material: Used in the Air Force, this form documents the transfer of classified material between personnel. It aligns with the purpose of the DA Form 3964, ensuring that all parties maintain awareness of the status and location of classified documents.

Each of these documents share a common goal: they aim to enhance the security, accountability, and proper handling of classified or sensitive information within military and governmental operations.

Dos and Don'ts

When completing the DA 3964 form, following proper procedures ensures accuracy and compliance. Here is a helpful list of what to do and what to avoid:

  • Do: Read all instructions carefully before starting the form.
  • Do: Fill in all required sections completely to avoid delays.
  • Do: Use clear and legible handwriting or type your responses.
  • Do: Double-check all information before submitting the form.
  • Do: Ensure that the signatory is authorized to acknowledge receipt.
  • Don't: Leave any required fields blank; this can result in processing errors.
  • Don't: Use abbreviations unless they are widely accepted and clearly understood.
  • Don't: Sign the form without carefully reviewing its contents first.
  • Don't: Submit the form without proper routing for necessary approvals.
  • Don't: Take unnecessary shortcuts; accurate reporting is essential.

Misconceptions

Understanding the DA 3964 Form is crucial for ensuring compliance and effective document management. However, several misconceptions surround this form that can lead to confusion. Below are ten common misconceptions, along with clarifications to help avoid potential issues.

  1. The DA 3964 is only for classified documents. While primarily used for classified materials, it can also track unclassified documents. It plays a vital role in managing all sensitive information.
  2. Any personnel can complete the form. Only authorized individuals should fill out the DA 3964. Proper training and permissions are necessary to ensure accurate handling of classified information.
  3. Once the form is filled, it doesn't need to be monitored. Continuous monitoring is essential. After submission, tracking its status ensures document accountability is maintained.
  4. The destruction certificate is optional. This is a misconception. A destruction certificate is mandatory when classified materials are destroyed to provide a clear record of disposal.
  5. All copies of the document must be destroyed after use. Not necessarily. Only classified copies need to be destroyed. Unclassified copies can still be retained according to the organization's policy.
  6. The DA 3964 form can be submitted electronically. Currently, it must be submitted in physical form. This ensures that all signatures and acknowledgments are properly documented.
  7. There is no need for a witnessing official. In fact, a witnessing official is crucial for validating the process of document destruction, adding an extra layer of accountability.
  8. Once submitted, the DA 3964 cannot be amended. While it's true that corrections are tricky, amendments are possible if necessary, provided they follow the proper chain of command.
  9. The DA 3964 is outdated and irrelevant. Although the DA 3964 has been in use since the 1970s, it is still a vital tool for tracking sensitive materials. It maintains relevance in the current security climate.
  10. The form is only relevant for governmental agencies. This form is used in various related fields, including contractors and other organizations that handle sensitive materials.

Being aware of these misconceptions can significantly enhance compliance and ensure the proper handling of documents. Ensure that everyone involved in this process is informed and well-trained.

Key takeaways

The DA Form 3964 is essential for tracking and managing classified documents within the U.S. Army. Below are key takeaways about filling out and using this form.

  • Purpose: The DA 3964 serves as a classified document accountability record, ensuring proper management and tracking of sensitive materials.
  • Sections: The form consists of several sections including General, Routing, Destruction Certificate, Reproduction Authority, and Receipt/Tracer Action.
  • Accuracy: Fill out all fields accurately to avoid complications with document tracking and accountability.
  • Signatures: Required signatures from multiple parties, including the custodian and authorized officials, validate the document's handling.
  • Destruction Protocol: Use the appropriate blocks in the Destruction Certificate section to confirm the proper disposal of classified materials.
  • Reproduction Authority: Clearly state the number of copies to be reproduced and obtain authorization before duplication.
  • Receipt Acknowledgment: The form also includes a section to acknowledge receipt of documents, which is critical for record-keeping.
  • Timeliness: Pay attention to suspense dates to ensure timely processing and minimize risks associated with document management.
  • Obsolete Edition: Be aware that editions of the DA Form 3964 prior to the July 1979 version are considered obsolete and should not be used.