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The Dd 2977 form, known as the Deliberate Risk Assessment Worksheet, plays a crucial role in ensuring safety and efficiency in military operations. This comprehensive document helps personnel identify and mitigate potential hazards associated with specific missions or tasks. Spanning a variety of fields and activities, the form emphasizes a structured approach: it guides users through identifying risks, assessing their potential impact, developing control measures, implementing those measures, and supervising the ongoing process. Importantly, each section requires specific information, such as mission descriptions, preparer details, and risk levels, to ensure clarity and accountability. Users must classify risks based on probability and severity, which is then crucial for determining overall risk levels and necessary controls. Not only does the Dd 2977 form facilitate informed decision-making regarding mission approval, but it also highlights a continuous feedback loop, fostering an environment of learning and adaptation. Through proper utilization, the form enhances mission effectiveness while prioritizing the safety of military personnel.

Dd 2977 Example

DELIBERATE RISK ASSESSMENT WORKSHEET

1. MISSION/TASK DESCRIPTION

2. DATE (YYYYMMDD)

3. PREPARED BY

a. Name (Last, First Middle Initial)

b. Rank/Grade

c. Duty Title/Position

d. Unit

e. Work Email

 

 

f. Telephone (DSN/Commercial (Include Area Code))

 

 

 

 

g. UIC/CIN (as required)

h. Training Support/Lesson Plan or OPORD (as required)

 

i. Signature of Preparer

 

 

 

 

 

Five steps of Risk Management: (1) Identify the hazards

(2) Assess the hazards

(3) Develop controls & make decisions

 

(4) Implement controls

(5) Supervise and evaluate (Step numbers not equal to numbered items on form)

 

 

 

 

 

4. SUBTASK/SUBSTEP OF 5. HAZARD MISSION/TASK

6.INITIAL RISK LEVEL

7. CONTROL

8.HOW TO IMPLEMENT/ WHO WILL IMPLEMENT

9.RESIDUAL RISK LEVEL

10.OVERALL RESIDUAL RISK LEVEL (All controls implemented):

11.OVERALL SUPERVISION PLAN AND RECOMMENDED COURSE OF ACTION

12. APPROVAL OR DISAPPROVAL OF MISSION OR TASK

a. Name (Last, First, Middle Initial)

b. Rank/Grade

c. Duty Title/Position

d. Signature of Approval Authority

 

 

 

 

e. Additional Guidance:

DD FORM 2977, SEP 2014

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Probability (expected frequency)

 

 

 

 

 

 

 

 

 

 

 

 

Frequent:

Likely:

Occasional:

Seldom:

Unlikely:

Risk Assessment Matrix

 

Continuous,

Several or

Sporadic or

Infrequent

Possible

 

regular, or

numerous

intermittent

occurrences

occurrences

 

 

inevitable

occurrences

occurrences

 

but improbable

 

 

occurrences

 

 

 

 

Severity (expected consequence)

 

A

B

C

D

E

 

 

 

 

 

 

 

Catastrophic: Mission failure, unit readiness eliminated;

I

EH

EH

H

H

M

death, unacceptable loss or damage

 

 

 

 

 

 

 

 

 

 

 

 

 

Critical: Significantly degraded unit readiness or mission

II

EH

H

H

M

L

capability; severe injury, illness, loss or damage

 

 

 

 

 

 

 

 

 

 

 

 

 

Moderate: Somewhat degraded unit readiness or mission

III

H

M

M

L

L

capability; minor injury, illness, loss, or damage

 

 

 

 

 

 

 

 

 

 

 

 

 

Negligible: Little or no impact to unit readiness or mission

IV

M

L

L

L

L

capability; minimal injury, loss, or damage

 

 

 

 

 

 

 

 

 

 

 

 

 

Legend: EH - Extremely High Risk H - High Risk M - Medium Risk

L - Low Risk

 

 

 

 

 

 

 

 

 

 

13.RISK ASSESSMENT REVIEW (Required when assessment applies to ongoing operations or activities)

a. Date

b. Last Name

c. Rank/Grade

d. Duty Title/Position

e. Signature of Reviewer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

14. FEEDBACK AND LESSONS LEARNED

15. ADDITIONAL COMMENTS OR REMARKS

DD FORM 2977, SEP 2014

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Instructions for Completing DD Form 2977, "Deliberate Risk Assessment Worksheet"

1.Mission/Task Description: Briefly describe the overall Mission or Task for which the deliberate risk assessment is being conducted.

2.Date (DD/MM/YYY): Self Explanatory.

3.Prepared By: Information provided by the individual conducting the deliberate risk assessment for the operation or training. Legend: UIC = Unit Identification Code; CIN = Course ID Number; OPORD = operation order; DSN = defense switched network; COMM = commercial

4.Sub-task/Sub-Step of Mission/Task: Briefly describe all subtasks or substeps that warrant risk management.

5.Hazard: Specify hazards related to the subtask in block 4.

6.Initial Risk Level: Determine probability and severity. Using the risk assessment matrix (page 3), determine level of risk for each hazard specified. probability, severity and associated Risk Level; enter level into column.

7.Control: Enter risk mitigation resources/ controls identified to abate or reduce risk relevant to the hazard identified in block 5.

8.How to Implement / Who Will Implement: Briefly describe the means of employment for each control (i.e., OPORD, briefing, rehearsal) and the name of the individual unit or office that has primary responsibility for control implementation.

9.Residual Risk Level: After controls are

implemented, determine resulting probability, severity, and residual risk level.

10.Overall Risk After Controls are Implemented: Assign an overall residual risk level. This is equal to or greater than the highest residual risk level (from block 9).

11.Supervision Plan and Recommended Course of Action: Completed by preparer. Identify specific tasks and levels of responsibility for supervisory personnel and provide the decision authority with a recommend course of action for approval or disapproval based upon the overall risk assessment.

12.Approval/Disapproval of Mission/Task: Risk approval authority approves or disapproves the mission or task based on the overall risk assessment, including controls, residual risk level, and supervision plan.

13.Risk Assessment Review: Should be conducted on a regular basis. Reviewers should have sufficient oversight of the mission or activity and controls to provide valid input on changes or adjustments needed. If the residual risk rises above the level already approved, operations should cease until the appropriate approval authority is contacted and approves continued operations.

14.Feedback and Lessons Learned: Provide specific input on the effectiveness of risk controls and their contribution to mission success or failure. Include recommendations for new or revised controls, practicable solutions, or alternate actions. Submit and brief valid lessons learned as necessary to persons affected.

15.Additional Comments or Remarks: Preparer or approval authority provides any additional comments, remarks, or information to support the integration of risk management.

Additional Guidance: Blocks 4-9 may be reproduced as necessary for processing of all subtasks/ substeps of the mission/task. The addition and subtraction buttons are designed to enable users to accomplish this task.

DD FORM 2977, SEP 2014

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Form Characteristics

Fact Description
Purpose The DD 2977 form serves as a Deliberate Risk Assessment Worksheet to identify and mitigate risks associated with missions or tasks.
Format This form includes sections for mission/task description, risk levels, controls, and approval processes, ensuring comprehensive risk management.
Date Requirement Users must enter the date of the assessment in the format YYYYMMDD, ensuring clarity and standardization in record-keeping.
Prepared By Essential details such as the preparer's name, rank, duty title, unit, and contact information must be completed for accountability.
Risk Levels The form assesses initial, residual, and overall risk levels based on probability and severity, using a defined risk assessment matrix.
Control Measures Mitigation controls must be identified and outlined for each hazard to effectively minimize risk during missions or tasks.
Supervision Plan A clear supervision plan must accompany each risk assessment, detailing who is responsible for implementing controls and overseeing safety.
Approval Process Prior to mission execution, the form requires approval or disapproval from an authority, considering the overall risk assessment and mitigation strategies.
Feedback Mechanism A section for feedback and lessons learned encourages users to reflect on the effectiveness of risk management practices and make necessary adjustments.

Guidelines on Utilizing Dd 2977

Completion of the DD Form 2977 requires careful attention to detail. It is essential to provide accurate information to ensure a thorough risk assessment is conducted. This step-by-step guide outlines the necessary actions for filling out the form effectively.

  1. Mission/Task Description: Briefly describe the overall mission or task for which the assessment is being conducted.
  2. Date: Enter the date in the format YYYYMMDD.
  3. Prepared By: Fill in the following details:
    • Name (Last, First Middle Initial)
    • Rank/Grade
    • Duty Title/Position
    • Unit
    • Work Email
    • Telephone (including area code)
    • UIC/CIN (as required)
    • Training Support/Lesson Plan or OPORD (as required)
    • Signature of Preparer
  4. Subtask/Substep of Mission/Task: Describe all subtasks or substeps that require risk management.
  5. Hazard: Specify hazards related to the subtasks described in the previous step.
  6. Initial Risk Level: Determine the initial risk level using the risk assessment matrix, considering probability and severity.
  7. Control: List identified risk mitigation resources or controls that will reduce the hazards.
  8. How to Implement / Who Will Implement: Detail the means of implementing each control and identify responsible individuals or units.
  9. Residual Risk Level: Assess the resulting risk level after implementing controls.
  10. Overall Residual Risk Level: Assign a final residual risk level informed by the previous assessments.
  11. Overall Supervision Plan and Recommended Course of Action: Describe supervisory tasks and submit recommendations for approval or disapproval.
  12. Approval or Disapproval of Mission or Task: Provide information for the approval authority, including their signature.
  13. Risk Assessment Review: Review and input from designated reviewers should be included consistently.
  14. Feedback and Lessons Learned: Summarize the effectiveness of controls and provide suggestions for improvement.
  15. Additional Comments or Remarks: Add any supplemental remarks or information to support the risk management process.

Carefully following these steps will help in accurately completing the DD Form 2977. Ensure that all sections are filled out completely to facilitate a thorough risk assessment for the mission or task.

What You Should Know About This Form

What is the purpose of the DD 2977 form?

The DD 2977, also known as the Deliberate Risk Assessment Worksheet, serves an essential function in military operations and training. Its primary objective is to facilitate a structured approach to identifying, evaluating, and managing risks associated with specific missions or tasks. By using this form, individuals can systematically outline potential hazards, assess their risk levels, develop appropriate controls, and ensure that these controls are effectively implemented. Ultimately, this process is vital for enhancing safety and operational effectiveness, thereby reducing the likelihood of accidents and mission failures.

Who is responsible for completing the DD 2977 form?

The responsibility for completing the DD 2977 primarily lies with the individual preparing the risk assessment. This person is typically a member of the operational or training team tasked with identifying potential hazards that may arise during a specific mission or task. The preparer must fill in relevant sections, such as the mission description, initial risk levels, and controls. Additionally, the approval authority must review and either approve or disapprove the assessment, ensuring that the planned mission or task aligns with safety and operational standards.

What are the key components included in the DD 2977 form?

The DD 2977 comprises several critical components that guide users through the risk management process. Initially, the form captures information about the mission or task, including a brief description and the date. It requires the preparer's details, such as name, rank, and contact information. Users then proceed through sections which detail the hazards, initial and residual risk levels, and controls to mitigate these risks. The form culminates in a recommended course of action and requires approval or disapproval from a designated authority. This comprehensive structure ensures that no essential detail is overlooked during the risk assessment process.

How does the DD 2977 form facilitate risk management?

The DD 2977 form promotes effective risk management through a systematic five-step process that emphasizes safety and preparedness. First, users identify potential hazards specific to the mission or task. Next, they assess the identified hazards to determine their risk levels by considering both probability and severity. Following this, the form encourages the development and implementation of controls to mitigate identified risks. Finally, it includes provisions for supervision and evaluation, ensuring that risk management is an ongoing practice rather than a one-time assessment. This structured approach imbues military operations with a proactive framework, aiming to minimize risks before they materialize.

Common mistakes

Filling out the DD Form 2977, or the Deliberate Risk Assessment Worksheet, can be a meticulous process. Many individuals encounter common pitfalls that can affect the integrity of their submissions. One of these mistakes is failing to provide a clear and detailed Mission/Task Description. It is essential to briefly outline the overall mission or task for which the risk assessment is being conducted. A vague or general description can lead to misunderstandings about the risks involved.

Another frequent error involves the Date section. While this section may seem straightforward, it is crucial to enter the date correctly in the specified format (YYYYMMDD). Incorrect date entries can cause complications in tracking and auditing purposes, impacting the assessment’s reliability.

The preparation section is often improperly filled out. When providing information about the preparer, individuals sometimes neglect to include all required details such as Name, Rank/Grade, and Duty Title/Position. Incomplete entries may lead to confusion about who performed the assessment, which could affect accountability and follow-up actions.

In the section addressing Hazards, preparing an incomplete or inaccurate list can undermine the risk assessment. Individuals may overlook certain hazards or fail to describe them adequately. This omission can result in unmitigated risks during the operation, leading to potentially dangerous situations.

Misjudging the Initial Risk Level is another notable mistake. Properly assessing both the probability and severity using the Risk Assessment Matrix is vital. Without careful consideration, an inaccurate risk level may be assigned, causing either unnecessary caution or reckless decision-making.

Controls are a critical part of the assessment. Often, individuals do not provide adequate descriptions of the Control measures they plan to implement. A vague listing of controls may lead to ineffective strategies being employed, ultimately failing to mitigate the identified risks.

One area that frequently causes confusion is in the Residual Risk Level section. After controls have been implemented, it can be challenging to accurately determine the resulting risk level. Some individuals neglect to reevaluate their initial assessments, which can lead to a skewed understanding of the actual risks present.

Finally, the Approval or Disapproval section can also present challenges. Failing to obtain the necessary approvals from the appropriate authority can undermine the entire risk assessment process. It is imperative that all approvals include complete details, including the individual’s name, rank, and signature, to ensure that all protocols are followed appropriately.

Documents used along the form

The DD Form 2977, also known as the Deliberate Risk Assessment Worksheet, is an important tool for identifying and managing risks associated with military missions and tasks. However, completing this form often requires additional documents that provide context, specifics, and support for the assessment process. Below are nine commonly used forms and documents that complement the DD 2977.

  • DD Form 2058: This form is a "Reserve Component Survivor Benefit Plan" election form. It may provide essential information about service members' eligibility for benefits, which could influence risk assessments related to personnel deployment and welfare.
  • OPORD: The Operation Order outlines a detailed mission plan, describing the units involved, tasks, timelines, and resource allocations. This document acts as a foundational reference for preparing the risk assessment.
  • DA Form 385-10: This is the Army's Risk Management Worksheet. It is used to outline the specific risks and controls associated with an activity and is often referenced alongside the DD Form 2977 for detailed analysis.
  • Safety Management Plan: This internal document details the plan for safety measures and procedures during operations. It includes identification of potential hazards and specific safeguards that can assist in lowering overall risk.
  • Mission Statement: This document clearly states the objectives and goals of the unit's mission. Understanding the mission helps provide context for why certain risks may be more pressing than others.
  • Service Record: A service member’s record contains critical information on training, health status, and past performance. These details help in evaluating potential risks associated with them during a mission.
  • Training Support Package (TSP): This outlines the training requirements and necessary support for a mission. The TSP can identify training-related risks and inform the controls needed to mitigate them.
  • DA Form 2753: This "Risk Management Assessment" form provides additional analysis on specific activities. It can focus on the evaluation of risks that may not be fully covered in the DD Form 2977.
  • Feedback Report: After a mission, the feedback report compiles lessons learned and assesses the effectiveness of controls defined in the risk assessment. Insights from this report can be invaluable for future assessments.

Utilizing these additional documents along with the DD Form 2977 allows for comprehensive risk management strategies. Each document contributes unique insights, ensuring that military operations can proceed with a clear understanding of potential hazards and the necessary controls in place.

Similar forms

The DD Form 2977, known as the Deliberate Risk Assessment Worksheet, serves a crucial role in assessing and managing risks within military operations. Several other documents share similar purposes, focusing on task assessments and risk management. Here are five such documents, each highlighted for its unique contributions to risk management and operational planning:

  • DD Form 2886: This is the "Risk Management Evaluation" form. Like the DD Form 2977, it systematically identifies, assesses, and mitigates risks associated with a specific task. Both documents emphasize the importance of understanding potential hazards before commencing operations, thereby improving safety and decision-making protocols.
  • OPORD (Operation Order): An OPORD outlines the specifics of a military operation, including objectives, tasks, and procedures. Similar to the DD Form 2977, it requires a clear identification of hazards and risk levels to ensure all personnel understand the operational context and risks involved. Both documents integrate risk assessment into their frameworks to enhance overall mission success.
  • DA Form 7566: Known as the "Risk Assessment Work Sheet," this form provides a comprehensive framework for assessing risks during operations. It mirrors the style of the DD Form 2977 by breaking down the risk assessment process into identifiable steps, including hazard identification and risk evaluation, ensuring thorough and structured risk management.
  • AF Form 102: This form, titled "Air Force Risk Management Worksheet," aids in the identification and management of safety-related risks in Air Force operations. Much like the DD Form 2977, it involves a thorough evaluation of risks and the implementation of controls to ensure personnel safety while achieving mission objectives.
  • SECNAVINST 3750.6R: This instruction pertains to the "Operational Risk Management" within the Navy. It emphasizes a proactive approach toward hazard management, akin to the DD Form 2977's focus on deliberate risk assessment. Both promote the establishment of an effective risk management culture for enhancing mission readiness and safety.

Dos and Don'ts

Completing the DD Form 2977, also known as the Deliberate Risk Assessment Worksheet, is crucial for ensuring safety and effectiveness in mission planning. Here’s a list of dos and don'ts to help you fill it out accurately and efficiently.

  • Do provide clear and concise information in the Mission/Task Description.
  • Do ensure all contact information in the Prepared By section is current and accurate.
  • Do regularly review and update the Risk Assessment Review section to reflect ongoing operations.
  • Do include all relevant hazards and use the Risk Assessment Matrix to determine their levels.
  • Do seek guidance from superiors if unsure about how to mitigate identified risks.
  • Don't leave any sections blank; incomplete forms can lead to misunderstandings or oversights.
  • Don't underestimate any potential hazards; always assess risks with a cautious mindset.
  • Don't forget to obtain necessary approvals in the Approval or Disapproval of Mission or Task section.
  • Don't use abbreviations or jargon that might confuse others reading the form.
  • Don't overlook the importance of feedback; lessons learned can improve future assessments.

Adhering to these guidelines can streamline the process and enhance the safety of your operations. Take the time to review each section diligently!

Misconceptions

Understanding the DD 2977 form, also known as the Deliberate Risk Assessment Worksheet, is crucial for effective risk management in military operations. However, misconceptions about this form can lead to problems in assessments and decision-making. Here are six common misconceptions:

  • Misconception 1: The DD 2977 form is only for high-risk missions.
  • This form is designed for all types of missions, regardless of perceived risk. It helps ensure proper planning and risk assessment for any task.

  • Misconception 2: Only leadership can complete the form.
  • While leadership approval is necessary, any personnel involved in the operation can prepare the DD 2977. Input from various ranks can improve the assessment's accuracy.

  • Misconception 3: The form is overly complicated and not necessary.
  • Many find that filling out the DD 2977 clarifies risks and safety measures. This structured approach is essential for maintaining operational safety and effectiveness.

  • Misconception 4: The DD 2977 is irrelevant after approval.
  • Risk management is an ongoing process. Regular reviews and updates to the DD 2977 are necessary to respond to changing conditions or new hazards that arise during the mission.

  • Misconception 5: All hazards must be eliminated to proceed with a mission.
  • The goal of risk management is to minimize risks to an acceptable level, not to eliminate all risks. Recognizing and managing residual risks is part of operational planning.

  • Misconception 6: The DD 2977 only focuses on physical risks.
  • The form encompasses various risks, including operational, environmental, and even psychological aspects. A comprehensive understanding of all potential hazards is key to effective risk management.

Key takeaways

  • Understand the Purpose: The DD 2977 form is designed to assess risks associated with military missions or tasks, helping to ensure safety and effective operations.
  • Gather Accurate Information: Complete all required fields, including the mission/task description, the preparer's details, and the risk assessment information.
  • Utilize the Risk Management Steps: Follow the five steps of risk management: identify hazards, assess hazards, develop controls, implement controls, and supervise and evaluate.
  • Regular Review is Essential: Risk assessments should be reviewed regularly, especially for ongoing operations. Adjustments must be made whenever the residual risk changes.
  • Document Lessons Learned: Include feedback and insights on risk control effectiveness to improve future missions and training endeavors.