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The Department of the Interior has established the DI 451 form as an essential tool for recognizing and rewarding the outstanding contributions of its employees. Designed with clarity and organization, this form enables the efficient recommendation and approval of various awards, both monetary and non-monetary, for exceptional performance, significant achievements, or invaluable service. The form encompasses a range of award categories, including performance-based cash awards, quality step increases, time-off recognition, and honor awards that celebrate acts of bravery or exemplary service. Additionally, it requires pertinent employee information, such as the employee's name, position, duty station, and period covered for the award. Each section of the form plays a crucial role in ensuring that recommendations undergo proper review and approval by designated individuals. To maintain the integrity of the awards process, it emphasizes confidentiality and compliance with federal regulations, ensuring that all information is handled in accordance with privacy laws. The DI 451 form is not just a formal application; it is a testament to the value the Department places on its workforce, highlighting the importance of recognizing hardworking individuals who strive to deliver excellence and foster a positive work environment.

Di 451 Example

Department of the Interior

DI-451

Recommendation and Approval of Awards

September 2019 (previous edition obsolete)

RECOMMENDATION AND APPROVAL OF AWARDS

This form is used to approve and recommend awards for Department of the Interior Employees

Please fill out the appropriate section.

Employee Information

Bureau/Office

 

 

 

 

 

 

Name of Employee

 

 

 

 

 

 

 

 

 

Social Security Number XXX-XX-_ _ _ _

Position Title

 

 

 

 

 

 

 

 

 

 

 

 

 

Pay Plan/Series/Grade/Step

 

 

 

 

Duty Station

 

 

 

 

 

 

 

 

 

 

 

 

 

Period Covered for Award (MM/DD/YY to MM/DD/YY)

 

 

 

 

to

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Monetary Award

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Performance-Based Cash Award

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Outstanding (Level 5) Performance Rating $

 

 

 

 

 

or

 

 

 

 

 

 

 

 

%

 

 

 

 

 

Exceeds Expectations (Level 4) Performance Rating $

 

 

 

 

 

or

 

 

 

%

 

 

 

Fully Successful (Level 3) Performance Rating $

 

 

 

 

 

 

 

or

 

 

%

 

 

 

 

Quality Step Increase (Level 5 Performance Rating Required) STAR (Special Thanks for Achieving Results) Award $

Productivity Improvement Award $ Historic Preservation Award $

Invention/Patent Award $

Non-Monetary Award

Time-Off Recognition: Performance-Based

or

Non-Performance Based

 

Number of Hours

 

 

 

 

 

Non-Monetary Recognition: Cash Value $

 

 

 

Honor Awards

Aviation Safety Award

Citizen’s Award for Bravery

Citizen’s Award for Exceptional Service Departmental Unsung Hero Award

Distinguished Service Award Exemplary Act Award

Meritorious Service Award

Outstanding Service Award (for Political Appointees) Natural Resource Conservation Achievement Award Partners in Conservation Award

Safety and Health Award of Excellence Superior Service Award

Unit Award for Excellence of Service Valor Award

Other Award: _________________________

Bureau Specific Award Name:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Recommendation and Approval

 

 

 

 

 

 

 

 

 

 

Recommending Individual (Signature)

 

 

 

 

 

 

Date

 

 

 

 

Name/Title (Print)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reviewing Individual (Signature)

 

 

 

 

 

 

Date

 

 

Name/Title (Print)

 

 

 

 

 

 

 

 

 

 

 

 

 

Approving Individual (Signature)

 

 

 

 

 

 

Date

 

 

Name/Title (Print)

 

 

 

 

 

 

 

 

 

 

 

1

Department of the Interior

DI-451

Recommendation and Approval of Awards

September 2019 (previous edition obsolete)

Honor Award Review

 

HR Review of Official Personnel Folder (Signature)

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

 

 

Finding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Bureau Office of Civil Rights (Signature)

 

 

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

 

 

Finding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Department Office of Civil Rights (Signature)

 

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

Finding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Office of Inspector General (Signature)

 

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

Finding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Departmental Ethics Office (Signature)

 

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

Finding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Honor Award Approvals

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Bureau/Office Director (Signature)

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

Assistant Secretary (Signature)

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Award Justification

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Financial Information (Monetary Awards)

Org Code

Functional Area

PE Code

WBS (Project Code)

Fund Code

Financial Action Record (Non-Monetary Awards)

This record is to initiate payment, accounting, and tax transactions for only non-monetary recognition of significant value. Recipient Name

Social Security Number XXX-XX-_ _ _ _

Bureau

Sub-Bureau

Block

Org. Code

Cost Account

Non-Monetary Recognition of Significant Value:

Date Presented:

Cash Value of Award (Hours Code 66A) $____________(Net Amount)

Value Including Taxes (Cash Value divide by .55) (Hours Code 30A) $________________(Gross Amount)

Disposition of this form: Original copy of this form is sent to the servicing Human Resources Office, copy to recipient.

2

It is the policy of the Department to ensure that consideration for awards is made without regard to race, color, national origin, religion, sex, age, marital status, disability or other non-merit factors. Information on this form is protected by the Privacy Act. Disclosure may be made only to authorized persons according to Title 5 U.S.C., Section 552a(b).

Form Characteristics

Fact Name Details
Form Purpose The DI-451 form is designed specifically for recommending and approving awards for employees of the Department of the Interior.
Last Revision Date The latest version of this form was published in September 2019, with prior editions deemed obsolete.
Types of Awards The form includes options for both monetary and non-monetary awards, such as cash awards, quality step increases, and various honor awards.
Privacy Compliance Information provided on this form is protected under the Privacy Act, ensuring that disclosures are only made to authorized individuals as per Title 5 U.S.C., Section 552a(b).
Distribution Requirements Once completed, the original copy of the form must be sent to the servicing Human Resources Office, while a copy goes to the award recipient.

Guidelines on Utilizing Di 451

Filling out the DI-451 form is a straightforward process that allows for the recommendation and approval of awards for employees of the Department of the Interior. To ensure accuracy and completeness, follow these steps carefully.

  1. Begin by entering the Employee Information. Fill in the Bureau/Office name, the employee's name, Social Security Number, position title, pay plan/series/grade/step, duty station, and the period covered for the award using the MM/DD/YY format.
  2. Select the type of award being recommended. Choose either a Monetary Award or a Non-Monetary Award. For monetary awards, mark the appropriate box based on the performance rating and provide the corresponding dollar amount or percentage. For non-monetary awards, indicate the number of hours if applicable.
  3. If applicable, check the box for any Honor Awards and list the name of the award if it’s not on the provided list.
  4. Complete the Recommendation and Approval section. Ensure that you include the signatures and printed names of the recommending individual, reviewing individual, and approving individual along with the respective dates.
  5. Skip to the Honor Award Review section. There, collect the necessary signatures and date from the respective offices, including the Bureau Office of Civil Rights and the Department Office of Civil Rights.
  6. In the Financial Information section, fill out the relevant codes and amounts for the monetary awards. Be sure to specify the cash value of the non-monetary recognition, including both net and gross amounts if applicable.
  7. Finally, note the disposition of the form. It is required to send the original copy to the servicing Human Resources Office and retain a copy for the recipient.

What You Should Know About This Form

What is the purpose of the DI-451 form?

The DI-451 form is designed for the recommendation and approval of awards for employees within the Department of the Interior. It helps formalize the process of recognizing and rewarding outstanding performance by documenting various types of awards, both monetary and non-monetary.

Who can use the DI-451 form?

The form is meant for supervisors and managers within the Department of the Interior who wish to recommend awards for their employees. It can also be utilized by the Human Resources department for processing these awards.

What types of awards can be recommended using the DI-451 form?

The form allows for a wide variety of awards. These include monetary awards like performance-based cash awards, quality step increases, and productivity improvement awards. Non-monetary awards such as time-off recognition and various honor awards can also be recommended through the form.

What information is required to complete the DI-451 form?

To complete the DI-451 form, essential employee information must be provided, including the employee's name, Social Security number, position title, and duty station. Additionally, the period covered for the award, the type of award, and the monetary value (if applicable) must be specified.

What does the section on financial information entail?

The financial information section is crucial for monetary awards. It requires details such as the organizational code, functional area, and the project code to ensure that financial transactions are properly initiated. It also includes guidelines for processing non-monetary recognitions of significant value.

How does the approval process work for awards recommended on the DI-451 form?

After filling out the form, the recommending individual must sign and date it. The form then goes through a review by supervisory personnel, including the reviewing and approving individuals, each of whom must also provide their signatures and dates. This multi-tiered review ensures that recommendations are thoroughly vetted before approval.

What happens after the DI-451 form is completed?

Once the form is completed and signed, the original copy is sent to the Human Resources Office for processing. A copy is provided to the recipient. It is essential to ensure that all signatures and required information are present to avoid any delays in the approval process.

Are there any protections related to the information provided on the DI-451 form?

Yes, information disclosed on the DI-451 form is protected under the Privacy Act. This means that personal details can only be shared with authorized individuals, ensuring that employee privacy is respected throughout the award approval process.

Can awards be given for achievements outside of performance ratings?

While many awards are based on performance ratings, the DI-451 form also accommodates other recognitions, such as special contributions to the agency’s objectives or outstanding service, which may not be tied directly to a performance rating but still warrant recognition.

What is the significance of the Bureau Specific Award section?

This section allows for the recommendation of awards that may be specific to a particular bureau within the Department of the Interior. It highlights the unique contributions or exceptional projects that may not fit into general award categories, ensuring that all types of achievement are recognized.

Common mistakes

Filling out the DI-451 form can seem straightforward, but many people make mistakes that can delay the award approval process. One common error is leaving the social security number incomplete or incorrectly formatted. It is essential to ensure the social security number is submitted accurately. A missing or incorrect number can lead to significant delays in processing the award.

Another frequent mistake is failing to specify the duty station. This information is crucial as it identifies the employee’s work location. Without it, the processing office may struggle to verify employment or properly assign the award. Make sure this section is carefully filled out, leaving no room for confusion.

People also often overlook selecting the type of award. The form includes various options such as monetary and non-monetary awards. Not indicating the specific type can hinder processing. Each award has different eligibility and justification criteria, so be diligent in marking the appropriate option alongside the corresponding monetary amount if applicable.

When providing justification for the award, it’s common for individuals to write vague or insufficient descriptions. A lack of detail can cause evaluators to question the recommendation. Clear and precise descriptions of achievements or contributions help reviewers understand the reason for the award better. It's beneficial to include specific examples of performance that justify the award.

Errors frequently occur in recording the dates covered for the award. It is essential to input the correct timeframe in the format specified (MM/DD/YY), as inaccuracies can lead to confusion and disqualification of the award. Double-check the dates to ensure they align with the employee's performance period.

In addition, signatures and printed names must be included in the recommendation and approval sections. Sometimes, individuals may forget to sign the form or fail to print their names. This can stall the approval process, as official signatures are vital for the document’s authenticity.

Individuals often make mistakes when financially justifying monetary awards. Filling out the Org Code, Fund Code, and other relevant financial information can be confusing. Missing or incorrect entries can create complications in the financial processing of the awards. Always ensure that the numbers align precisely with what is in the financial documentation.

Another common oversight occurs in the non-monetary recognition section. Incorrectly evaluating the cash value or failing to include details can lead to issues. It’s crucial to provide an accurate assessment of the non-monetary value associated with the award.

Lastly, neglecting the disposition of the form can impede its processing. Understanding the flow of the document is essential. The original copy should go to the Human Resources Office while a copy goes to the recipient. Not following this protocol can complicate record-keeping and the eventual inheritance of the award.

Documents used along the form

The DI-451 form, used for recommending and approving awards for Department of the Interior employees, is often part of a broader process involving various other forms and documents. Each of these documents serves a specific role in the award process and is essential for ensuring consistent and fair recognition of employee contributions. Below is a list of relevant forms that are commonly used alongside the DI-451 form.

  • DI-400: This form is for requesting a performance-based pay adjustment. It outlines the criteria for eligibility and the performance expectations that must be met.
  • DI-410: The DI-410 form is used to document employee recognition initiatives. It assists in tracking non-monetary awards that employees may receive throughout their tenure.
  • DI-500: This is the official nomination form for departmental awards. It includes sections for nominee information and justification for the nomination.
  • DI-450: Designed for service recognition, this form is used to endorse long-term contributions of personnel who have served the Department for significant periods.
  • DI-499: This form captures feedback and insights regarding employee performance from supervisors. It is crucial for understanding the context behind nomination and award recommendations.
  • Office-specific Recognition Programs: Various offices may develop their own recognition program forms tailored to specific awards unique to their functions, enhancing localized employee appreciation.
  • Performance Evaluation Forms: These documents assess employee performance on an annual or semi-annual basis. Results from these evaluations often influence the award recommendations made on the DI-451 form.
  • Ethics Review Forms: Before approving certain awards, a review for ethical compliance is required. This ensures that all recognitions align with Departmental policies and ethical standards.

Each of these forms and documents interconnects to provide a comprehensive framework for employee award recognition, ensuring that processes are fair, documented, and transparent. Successfully navigating these forms contributes to meaningful acknowledgment of employees’ hard work and dedication within the Department of the Interior.

Similar forms

  • SF-50 Form: This document records an employee's personnel actions, including awards, promotions, and other significant changes in their employment status. Like the DI 451, it is essential for tracking and documenting employee achievements within federal agencies.
  • DA Form 1833: Used in the Army to recommend and approve awards and decorations for service members. It serves a similar purpose to the DI 451, collecting details on the individual's performance and the nature of the award.
  • Form 10-10021: The Veterans Affairs (VA) form for recommending and approving awards for criminal referrals. It focuses on acknowledging exceptional service, similar to how the DI 451 is used within the Department of the Interior.
  • Award Nomination Form: Various federal agencies use this form to formally nominate employees for awards. It outlines the reasons for the nomination and demonstrates the employee's efforts, much like the sections found in the DI 451.

Dos and Don'ts

When filling out the DI 451 form, keeping track of best practices can help ensure a smooth process. Here’s what you should and shouldn't do:

  • Do: Ensure all sections are filled out accurately, including personal and award details.
  • Do: Double-check the employee’s social security number for accuracy.
  • Do: Utilize clear and concise language for the award justification section.
  • Do: Review the form for any spelling or grammatical errors before submission.
  • Don’t: Leave any required fields blank; each part needs completion.
  • Don’t: Alter the form beyond what is specified; use it as it is designed.

Following these guidelines can improve your chances of a successful award recommendation and approval process.

Misconceptions

The DI-451 form is an important tool used within the Department of the Interior for recommending and approving awards for employees. Despite its significance, several misconceptions circulate about this form. Here are four common misunderstandings:

  • All awards require a monetary component. Many believe that the DI-451 form can only be used for monetary awards. In reality, it covers both monetary and non-monetary awards, including time-off recognition and various honor awards.
  • You need to submit the form immediately after an employee's performance review. Some think there’s a strict timeline for submitting this form post-performance review. The form can actually be submitted at any time during the award period, providing flexibility for the recommending individual.
  • Only supervisors can fill out this form. A common assumption is that only managers can recommend awards. However, any employee can provide a recommendation, enabling team members to recognize each other's contributions.
  • The form is only necessary for monetary awards over a specific amount. Many believe that the DI-451 is only needed for substantial financial awards. It is required for all awards, regardless of value, ensuring a consistent process for recognition and approval.

Key takeaways

When it comes to navigating the DI 451 form, there are several important points to keep in mind. Here’s what you need to know:

  • Purpose of the Form: The DI 451 form is designed for recommending and approving awards for employees within the Department of the Interior.
  • Accurate Information: It’s crucial to fill in the right details such as the employee’s name, position, and social security number.
  • Types of Awards: The form accommodates various award categories, including monetary awards, non-monetary recognition, and honor awards.
  • Performance Ratings Matter: Monetary awards reflect performance ratings, so understanding the rating scale is key.
  • Approval Process: The form requires multiple signatures, including those of recommending, reviewing, and approving individuals.
  • HR Involvement: After submission, HR reviews the official personnel folder as part of the award approval process.
  • Privacy Protection: Information on this form is protected under the Privacy Act, ensuring confidential handling of personal details.
  • Record Disposition: The original form is sent to HR, while a copy is given to the award recipient.
  • Consideration Policy: Awards are to be considered without bias based on race, color, national origin, religion, sex, age, marital status, disability, or other non-merit factors.

In summary, taking the time to understand the DI 451 form can streamline the award process and enhance recognition for deserving employees. Don’t skip over the details—they matter!