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The Field Approval Checklist form serves as a vital tool for requesting a Field Approval from the Federal Aviation Administration (FAA). It's essential for those engaged in aircraft modifications to understand its components and requirements. This form helps gather necessary information concerning the aircraft, including the model, serial number, and contact details of the applicant, alongside relevant certifications. Potential modifications, existing Supplemental Type Certificates (STCs), and timelines for project completion are also addressed within the form. The checklist is designed to capture essential data, specifications, and evaluations required before the initial discussion with the FAA. Additionally, the form includes sections for existing approvals, plans for continued airworthiness, and any pertinent attachments. By following the guidelines outlined within this checklist, applicants can streamline the process of obtaining necessary approvals while ensuring compliance with regulatory standards. Understanding the details encapsulated in this checklist is crucial for smooth project execution and adherence to aviation safety protocols.

Field Approval Checklist Example

MODEL
SERIAL NUMBER
YES: If YES Do Not Complete This Form
NO: This will be a Request for a Field Approval

DOUBLE CLICK ON YELLOW NOTE PAD FIELD APPROVAL CHECKLIST

THE MATERIAL LISTED ON THIS FIELD APPROVAL CHECKLIST IS NOT REGULATORY,

NOR DOES IT ESTABLISH MINIMUM STANDARDS.

When requesting a Field Approval, you may use this form to provide the requested data, forms, descriptive items and other information. If you do not use this form, an equivalent method for presenting the information and data may be used ( EXAMPLE: Advisory Circular AC 43-210 ). The checklist form (or equivalent), its attachments, Federal Aviation Administration (FAA) Form 337 and the data make up the Standard Data Package.

INSTRUCTIONS: PRINT OR TYPE ALL ENTRIES. THIS INFORMATION SHOULD BE COMPLETE AS POSSIBLE PRIOR TO YOUR INITIAL DISCUSSION WITH THE FAA

1.STC

INFORMATION

IS THERE AN EXISTING SUPPLEMENTAL TYPE CERTIFICATE FOR THIS MODIFICATION: COVERING THE MAKE AND MODEL OF THE PROPOSED ?

2.AIRCRAFT INFORMATION

MAKE

REGISTRATION

 

 

 

 

 

 

 

 

 

 

POINT OF CONTACT

 

 

 

COMPANY NAME

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

P.O.C TELEPHONE

P.O.C FAX

 

STREET ADDRESS

 

 

3. APPLICANT

 

 

 

 

 

 

 

 

INFORMATION

TYPE OF APPLICANT

 

 

 

STREET ADDRESS

 

 

 

CERTIFIED REPAIR STATION

 

A&P / IA MECHANIC

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CRS #

A&P IA Number

 

CITY

STATE

ZIP

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4. TYPE OF PRODUCT AND CERTIFICATION BASIS

CHECK ITEM:

 

 

 

 

 

 

 

 

TCDS #

 

AIRFRAME

 

ENGINE

 

APPLIANCE

 

 

 

 

List Type Certificate Data Sheet Number:

CHECK ITEM:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART 23

 

PART 25

 

PART27

 

PART 29

 

PART 31

 

PART 33

 

CAR 3

 

CAR 4(b)

 

CAR 6

 

CAR 7

 

CAR 8

 

CAR 13

OTHER:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5. SCHEDULE FOR COMPLETION OF PROJECT

DATE WHEN FIELD APPROVAL IS NEEDED:

DATE FOR ASI VISIT (PROPOSED/REQUESTED)

PROJECTED COMPLETION DATE FOR ALTERATION:

5A. BRIEF DESCRIPTION OF PROJECT

FAR

COMPLIANCE

REVIEW

5B. PREVIOUS ALTERATIONS OR REPAIRS THAT MAY BE AFFECTED BY THIS ALTERATION

FIELD APPROVAL CHECKLIST

6. DESIGNEES (DAR'S AND DER'S)

NAMES AND TELEPHONE NUMBERS OF THE DESIGNATED ENGINEERING REPRESENTATIVES (DER'S) AND/OR DESIGNATED AIRWORTHINESS REPRESENTATIVES (DAR) WHO ARE HELPING WITH

THE PROJECT

NONE

 

 

NAME:

 

TELEPHONE

CERTIFICATE NO.

DER

 

 

 

 

 

DAR

NAME:

TELEPHONE

CERTIFICATE NO.

DER

DAR

7. AIRCRAFT OPERATING UNDER ONE OF THE FOLLOWING

AIR CARRIER CERTIFICATE

FAR PART 91

DO NOT KNOW

PRESSURIZED AIRCRAFT

121

125

135

 

 

YES

NO

DO NOT KNOW

 

 

 

 

 

 

 

 

8. AIRCRAFT FLIGHT MANUAL SUPPLEMENT (AFMS)

WILL THIS ALTERATION REQUIRE AN AFMS ?

YES

 

NO

DO NOT KNOW IF AFMS IS REQUIRED

 

 

 

IF YES, ATTACH COPY

 

 

 

 

 

 

 

 

9. INSTRUCTIONS FOR CONTINUED AIRWORTHINESS

 

 

 

 

 

ICA INCLUDED IN BLOCK 8 OF FAA FORM 337

 

 

ICA INCLUDED SEPARATE DOCUMENT

 

 

 

 

 

 

 

 

IF CHECKED, ATTACH COPY

10. DATA ATTACHED

CHECK ALL THAT APPLY:

FAA FORM 337 FOR THE ALTERATION PROPOSED

COPIES OF OTHER PREVIOUSLY APPROVED FAA FORM 337 (SUPPORTING DATA)

COPY OF SUPPLEMENTAL TYPE CERTIFICATE (STC) (SUPPORTING DATA)

DRAWINGS,SCHEMATICS & DIAGRAMS

ELECTRICAL DRAWINGS

STRUCTURAL DRAWINGS

SUPPORTING TEST DATA

EMI/RFI PROCEDURES

GROUND TEST PROCEDURES

LOAD ANALYSIS

ELECTRICAL

STRUCTURAL

FAA FORM 8110-3

ELECTRICAL

STRUCTURAL

PLACARDS (COPY OF EXACT VERBIAGE)

OTHER

11. DAMAGE TOLERANCE EVALUATION

Does Damage Tolerance and Fatigue Evaluation of Structure (FAR Parts 23.573, 25.571, 27.571 OR 29,571) apply to any

portion of the purposed Alteration/Repair ?

 

 

 

YES

 

NO

 

 

 

 

 

 

 

 

 

 

 

IF "YES" PROVIDE A COPY OF THE FOLLOWING

 

 

 

 

 

 

 

 

 

 

Damage Tolerance 8110-3

 

Damage Tolerance Report

 

 

 

Damage Tolerance Specific ICA

 

 

 

 

 

 

12. ADDITIONAL INFORMATION

CHECK ALL THAT APPLY:

WILL A FLIGHT TEST BE REQUIRED UNDER FAR PART 91.407 (b) ?

YES

 

NO

 

PMA PRODUCT

 

YES: ON AIRCRAFT ELIGIBILITY LIST

YES: NOT ON AIRCRAFT ELIGIBILITY LIST

NO

 

TSO PRODUCT

 

YES

LIST TSO CERTIFICATION

NO

 

FIELD APPROVAL CHECKLIST

FAA USE ONLY

Date Received:

 

 

 

 

 

 

Assigned Inspector:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Is a Field Approval Appropriate?

 

YES

 

 

 

NO

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

If a Field Approval is not performed, what is the proper method for the alteration?

 

 

Record Entry

 

 

STC

Other

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Requires ACO Concurrence?

 

YES

 

NO

Requires AEG ICA Review?

 

 

YES

 

 

NO

Additional Information Required:

 

NO

 

YES

 

 

 

 

 

 

 

 

Form Characteristics

Fact Name Description
Usage of the Form The Field Approval Checklist is used to collect essential information when requesting a field approval from the FAA, allowing modifications to aircraft.
Regulatory Status The materials listed on the checklist are not regulatory and do not set minimum standards. Thus, it serves as a guideline rather than a legal requirement.
Data Package Components This checklist, along with FAA Form 337 and any attachments, constitutes what is referred to as the Standard Data Package.
Prior Discussion Requirement It is essential to complete this form as thoroughly as possible before your initial discussion with the FAA to facilitate a smoother approval process.
Designated Representatives The checklist includes sections for listing the Designated Engineering Representatives (DERs) and Designated Airworthiness Representatives (DARs) involved in the project.

Guidelines on Utilizing Field Approval Checklist

Preparing to fill out the Field Approval Checklist is an important step in ensuring a smooth discussion with the Federal Aviation Administration (FAA). This checklist will gather all necessary details about your project and help streamline the request process. Below are the steps you need to follow to complete the form effectively.

  1. Determine if there is an existing Supplemental Type Certificate (STC) for your modification. Answer 'YES' or 'NO' accordingly. If 'YES', do not complete the form.
  2. In the Aircraft Information section, provide the make, registration, and point of contact details. Include the company name, telephone, fax, and street address.
  3. Fill in your Applicant Information. Specify the type of applicant, street address, and if applicable, your Certified Repair Station or A&P/IA Mechanic number.
  4. In the Type of Product and Certification Basis section, check the relevant items such as TCDS number, airframe, engine, or appliance.
  5. Outline your project's schedule. Include the date when the field approval is needed, proposed date for ASI visit, and projected completion date for the alteration.
  6. Provide a brief description of your project and note any previous alterations or repairs that may be affected by this new alteration.
  7. List the names and telephone numbers of Designated Engineering Representatives (DERs) and/or Designated Airworthiness Representatives (DARs) assisting with the project.
  8. Indicate if the aircraft operates under a specific air carrier certificate such as FAR Part 91, 121, 125, 135. Answer 'YES', 'NO', or 'DO NOT KNOW' as applicable.
  9. Determine if the alteration requires an Aircraft Flight Manual Supplement (AFMS). Attach a copy if required.
  10. Document if Instructions for Continued Airworthiness (ICA) are included in block 8 of FAA Form 337 or in a separate document.
  11. Attach any relevant data needed to support your request, checking each applicable item on the list provided.
  12. Assess if Damage Tolerance and Fatigue Evaluation applies to any part of the proposed alteration/repair and provide necessary documentation if 'YES'.
  13. Check any additional information that applies to your project, such as whether a flight test will be required or if you are working with a PMA or TSO product.

Once you’ve completed these steps, review the form for accuracy before submission. Each detail is essential for processing your request with the FAA efficiently.

What You Should Know About This Form

What is the purpose of the Field Approval Checklist form?

The Field Approval Checklist form is designed to facilitate the submission of data and information required for obtaining a Field Approval from the FAA. It helps outline critical aspects of the modification or alteration being requested, ensuring that all necessary details are provided for review.

Do I need to use this specific checklist form for my Field Approval request?

While it’s preferred to use this specific checklist form, you can present the required information in another manner, such as referencing the Advisory Circular AC 43-210. Any equivalent method that fully outlines the necessary data will be acceptable.

What information is required on the checklist?

The checklist requires comprehensive details, including the model and serial number of the aircraft, applicant information, description of the project, and details about any existing supplemental type certificate. It also requests information about any relevant previous alterations or repairs that could be affected by the new modification.

What happens if there is an existing Supplemental Type Certificate (STC) for the modification?

If there is an existing STC covering the modification for your aircraft's make and model, you do not need to complete the Field Approval Checklist form. Instead, you can proceed with referencing the existing STC for your modifications.

How should I complete the checklist form?

Ensure that all entries on the checklist are printed or typed clearly. Aim to provide as complete information as possible before your first discussion with the FAA. Incomplete information may delay the approval process.

What attachments are needed with the checklist submission?

Several attachments may be necessary, including FAA Form 337 for the alteration, previously approved FAA Form 337 copies, and any relevant drawings, test data, or instructions for continued airworthiness. Refer to the checklist to ensure you include all applicable documentation.

Will I need to provide an Aircraft Flight Manual Supplement (AFMS)?

Determine if your alteration will require an AFMS. If yes, you will need to attach a copy of the AFMS to your submission along with the checklist form.

What if my aircraft has undergone previous alterations?

If your aircraft has had prior alterations or repairs that could potentially impact the new alteration, you are required to list these on the checklist. This ensures a thorough review and assessment of the cumulative effect on the aircraft's performance and safety.

What should I do if I'm unsure about specific requirements related to my alteration?

If uncertainties arise regarding the requirements or processes for your alteration, consult directly with the FAA. Engaging with them early can provide clarity and help ensure you meet all necessary obligations before submission.

Common mistakes

Filling out the Field Approval Checklist form can feel overwhelming, but avoiding common mistakes can help ensure a smooth process. One major error occurs when applicants fail to answer the initial question about an existing Supplemental Type Certificate (STC). If there is an STC for the modification, the form should not be completed. Instead, applicants should focus on the STC documentation, yet many overlook this step.

Another mistake is incomplete contact information. Accurate details about the applicant, including their name, address, and contact numbers, are crucial. Incomplete or unclear information can lead to delays in processing and communication with the FAA.

Many applicants also neglect to provide necessary project descriptions. The brief description section is essential for the FAA to understand the proposed alterations. A vague or missing description may result in questions and delays, slowing down the approval process.

Some people forget to check all that apply in the data attached section. This checklist serves to gather critical supporting documents, and missing items can raise red flags. It’s best practice to ensure all relevant data is submitted to avoid unnecessary follow-ups.

Another common issue involves failing to specify if an Aircraft Flight Manual Supplement (AFMS) is required. If this section is left unchecked, and an AFMS is needed, it may lead to complications later on. Always best to confirm whether an AFMS is necessary and include it if so.

Not providing complete information on damage tolerance evaluations is also a frequent oversight. This information is vital for assessing the safety of proposed alterations. Skipping this part can raise compliance concerns, which may impact the approval decision.

Inaccuracies regarding project dates can lead to significant miscommunication. If applicants do not clearly specify completion dates or dates when FAA visits are needed, scheduling conflicts may arise, causing further delays.

Lastly, forgetting to include names and contact information for designated engineering representatives (DERs) or designated airworthiness representatives (DARs) can complicate the process. These individuals play a key role in guiding the project, and their absence from the form may lead to unnecessary confusion.

A little attention to detail can go a long way. By avoiding these mistakes, applicants will set themselves up for a smoother experience with the Field Approval Checklist form.

Documents used along the form

When preparing to submit a Field Approval Checklist form for aircraft modifications, you will likely encounter several other important forms and documents. Each of these plays a vital role in ensuring that the approval process runs smoothly and in compliance with regulations. Below is a list of key documents to consider, along with a brief description of their purpose.

  • FAA Form 337: This is the primary form used to document major repairs and alterations to aircraft. It provides a formal record of changes and is essential for regulatory compliance.
  • Supplemental Type Certificate (STC): An STC is required if modifications to an aircraft will alter its type certificate. It outlines the approved changes and ensures that they meet safety standards.
  • Advisory Circular AC 43-210: This circular offers guidance on maintenance, preventative maintenance, and modifications performed on aircraft. It’s a valuable reference when preparing for field approvals.
  • Instructions for Continued Airworthiness (ICA): This document details the necessary steps to ensure ongoing safety and compliance for any alterations made to the aircraft. Proper ICA ensures that the aircraft remains airworthy post-modification.
  • Aircraft Flight Manual Supplement (AFMS): If an alteration affects flight operations, an AFMS may be needed. It provides updated performance and operational data pertinent to the new changes.
  • Damage Tolerance Evaluation Report: If applicable, this report assesses any structural changes and evaluates the safety and life span of the aircraft's components post-modification.
  • FAA Form 8110-3: This form is often used to document the certification of products, and it can be crucial for components being added or modified under the field approval.
  • Ground Test Procedures: If modifications include significant alterations to systems or structures, documented ground test procedures will validate the safety and functionality of these changes.
  • Support Data: This includes any drawings, schematics, load analysis, and test data relevant to the alterations being proposed. Providing comprehensive data supports the review process.

By gathering these forms and documents alongside the Field Approval Checklist, you can help streamline the approval process and ensure all aspects of your modification are addressed. Proper preparation is essential for a successful submission and to maintain aviation safety standards.

Similar forms

  • Request for Field Approval: This document directly prompts the applicant to gather necessary information before submitting a request. Similar to the Field Approval Checklist, it outlines necessary data needed to ensure the request can proceed smoothly.

  • FAA Form 337: This form serves as a record for alterations made to an aircraft. Both it and the Field Approval Checklist compile and present relevant data for FAA review, thus making FAA Form 337 a crucial component of the Standard Data Package.

  • Supplemental Type Certificate (STC): Like the Field Approval Checklist, this document provides essential details about modifications to existing aircraft. It assures compliance with safety and operational standards, thereby ensuring both forms complement each other in gathering and verifying information.

  • Advisory Circular AC 43-210: This advisory circular serves as a guide for applicants who may not use the Field Approval Checklist. It offers insight into FAA requirements and similar information necessary for compliance, making it comparable in purpose and function.

  • Instructions for Continued Airworthiness (ICA): The ICA provides crucial maintenance and operational information for alterations. Both documents focus on ensuring that any modifications contribute to the ongoing safety and performance of the aircraft.

Dos and Don'ts

When filling out the Field Approval Checklist form, following certain guidelines can help ensure a smooth process. Here’s a list of dos and don’ts to keep in mind:

  • Do: Completely fill out all sections of the form before your initial discussion with the FAA.
  • Do: Print or type your entries to enhance readability.
  • Do: Provide accurate contact information for all involved parties, including designees.
  • Do: Attach any required documentation, such as FAA Form 337, drawings, and structural analysis.
  • Don't: Leave any mandatory fields blank; incomplete entries will delay the process.
  • Don't: Forget to check whether an Aircraft Flight Manual Supplement (AFMS) is required.
  • Don't: Overlook providing information about previous alterations or repairs that may be affected.
  • Don't: Assume that the form's checklist is regulatory; it's designed to support your application.

Staying organized and attentive to these dos and don’ts will aid in the timely and efficient handling of your Field Approval request.

Misconceptions

Misconceptions about the Field Approval Checklist form can create confusion for applicants navigating the regulatory requirements of aviation modifications. Here are four common misconceptions:

  • Misconception 1: The Field Approval Checklist is mandatory for all requests.
  • In reality, this form is not required for every submission. While it facilitates the provision of data and information, applicants can choose to present equivalent information through other accepted methods, such as Advisory Circular AC 43-210.

  • Misconception 2: The information on the checklist establishes minimum regulatory standards.
  • The Field Approval Checklist does not set forth minimum standards. Instead, it functions as a tool for applicants to gather necessary information and present it in an organized manner. It is not a regulatory requirement, and merely completing the form does not guarantee approval.

  • Misconception 3: Completing the checklist ensures automatic approval of modifications.
  • Submitting the checklist does not guarantee that alterations will be approved. Approval depends on the evaluation of the project by the appropriate FAA personnel, who will assess it against safety and regulatory standards.

  • Misconception 4: Only certified repair stations can use the Field Approval Checklist.
  • Any individual or organization involved in aircraft modifications can utilize the checklist. While certified repair stations often handle such requests, the ability to complete the form is not exclusively limited to them. Others, including mechanics with appropriate credentials, can also engage in the process.

Key takeaways

The Field Approval Checklist form is an essential tool for those seeking to perform modifications on aircraft. Here are some key takeaways regarding its use:

  • Completion is Crucial: Ensure all entries are printed or typed clearly. Accurate information is vital before discussing the application with the FAA.
  • Field Approval Requirement: If a supplemental type certificate (STC) exists for the proposed modification, do not complete the checklist.
  • Standard Data Package: The checklist, along with its attachments and FAA Form 337, constitute the Standard Data Package needed for the approval process.
  • Timely Scheduling: Indicate the date when the field approval is needed and any proposed dates for visits by FAA representatives to ensure compliance with timelines.
  • Attachments Matter: Include all necessary supporting documents, such as drawings, previous FAA Form 337 copies, and any required damage tolerance evaluations.