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The 40-9702 form plays a crucial role in addressing traffic complaints and managing the associated legal processes. This form is primarily used for reporting the disposition of traffic violations, including suspensions and warrants. It gathers essential information from the individual involved, such as their name, date of birth, and address, as well as details about the incident, such as the complaint number, violation date, and the specific code associated with the alleged offense. Additionally, it includes sections for the court’s decisions, fines or sanctions imposed, and the status of the driver’s license. This form is also vital for documenting warrant notifications, should there be a need to record or quash warrants associated with the driver's record. Importantly, it is required that a customer certifies the accuracy of the information provided, ensuring accountability. Overall, the 40-9702 form serves as a comprehensive tool for tracking traffic-related legal matters effectively and clearly.

40 9702 Example

Mail Drop 537M

Motor Vehicle Division

1801 W Jefferson St

PO Box 2100

Phoenix AZ 85001-2100

TRAFFIC COMPLAINT DISPOSITION SUSPENSION/WARRANT REPORTING

40-9702 R09/05 www.azdot.gov

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Originating Date (MVD Use)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Customer Name (first, middle, last, suffix)

 

 

 

 

 

 

 

Date of Birth

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Street Address

 

 

 

 

 

 

 

 

 

City

 

 

 

State

 

Zip

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Driver License/ID Number

 

Class

State

Complaint Number

 

Court ID Number

 

Citing Agency

Violation Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Accident

 

Violation Code

 

 

 

Approx. Speed

Lawful Speed

Vehicle Plate Number

State

Make

 

 

Yes

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Court Docket Number

 

 

Disposition Code

Disposition Date

 

Fine/Sanction

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Serious Physical Injury

Fatality

 

 

Drugs (13-3401) 28-1381A1

Alcohol Class/Treatment

Commercial Vehicle

 

Hazardous Material

Yes

No

Yes

No

Yes No

Yes

No

Yes No

 

Yes No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

REPORT SUMMARY

1st Report

Notification Date

Disposition Code

Fine/Sanction

 

 

 

 

 

 

 

2nd Report

Notification Date

Disposition Code

Fine/Sanction

 

 

 

 

 

 

 

3rd Report

Notification Date

Disposition Code

Fine/Sanction

 

 

 

 

 

 

 

4th Report

Notification Date

Disposition Code

Fine/Sanction

 

 

 

 

 

 

 

Final Disposition Date

WARRANT NOTIFICATION

The following information must be provided if you want to record the warrant on the driving record or quash a warrant:

Warrant Number

Complaint Number

Agency

 

 

 

Violation Date

Violation Code

Warrant Quash Date

 

 

 

 

 

 

DRIVER LICENSE STATUS

Attached Lost Other (explanation required):

I certify that the information above is true and correct.

Customer Signature

Date

 

 

Presiding Judge/Court Clerk Signature

Date

 

 

MVD USE

MVD Agent Initials

Driver License Number

Date Issued

Form Characteristics

Fact Name Description
Form Purpose The 40-9702 form is used for reporting traffic complaint dispositions, suspensions, and warrants related to motor vehicle violations in Arizona.
Governing Law This form is governed by Arizona Revised Statutes §28-1381, which pertains to driving under the influence (DUI) regulations.
Reporting Information It requires detailed information about the customer, including their name, date of birth, and driver license number, as well as specifics about the violation.
Disposition Codes The form includes sections for disposition codes and fine/sanction details, capturing the outcome of the traffic violation.
Warrant Notification If applicable, the form provides a section for warrant numbers and related information to be recorded on the driving record.
Signature Requirement The form must be signed by the customer and the presiding judge or court clerk to verify that the information is true and correct.

Guidelines on Utilizing 40 9702

Filling out Form 40-9702 requires attention to detail. This form is vital for reporting traffic complaints and related offenses. Below are the steps to complete it effectively.

  1. Gather necessary information: Collect your personal details, including your full name, date of birth, and address.
  2. Driver License/ID Information: Write your driver license or ID number, the class of your license, and the state it was issued in.
  3. Complaint Details: Fill in the complaint number, court ID number, and the agency that cited you.
  4. Violation Information: Include the violation date, violation code, approximate speed, and lawful speed.
  5. Vehicle Information: List your vehicle’s plate number, state, and make.
  6. Check the boxes: Indicate yes or no for serious physical injury, fatality, drugs, alcohol, commercial vehicle, and hazardous materials.
  7. Report Summary: Fill in the notification dates and dispositions for the 1st, 2nd, 3rd, and 4th reports.
  8. Warrant Notification: If applicable, provide warrant number, complaint number, agency, violation date, and violation code.
  9. Driver License Status: Indicate whether your license is attached, lost, or other, providing an explanation if necessary.
  10. Certification: Sign and date the form, confirming the information is true and correct.
  11. MVD Use: Leave space for the MVD agent's initials, driver license number, and date issued.

What You Should Know About This Form

What is the purpose of the 40 9702 form?

The 40 9702 form is used to report traffic complaint dispositions, suspension, and warrant reporting in relation to motor vehicle violations in Arizona. It aids in documenting the outcomes of court cases and the status of driver's licenses linked to violations.

Who should complete the 40 9702 form?

The form should be filled out by the individual impacted by a traffic complaint, such as the driver named in the charges. In some cases, a legal representative or court clerk may assist with the completion of the form.

Where should the completed 40 9702 form be sent?

The completed form must be mailed to the Motor Vehicle Division at the following address: Mail Drop 537M, Motor Vehicle Division, 1801 W Jefferson St, PO Box 2100, Phoenix, AZ 85001-2100.

What information is required on the 40 9702 form?

The form requests a variety of information, including the customer's name, date of birth, driver's license number, complaint number, court ID number, violation details, vehicle information, and the outcome of previous dispositions. It also requires the signatures of the customer and the presiding judge or court clerk.

When should the 40 9702 form be submitted?

The submission of the form should occur promptly after a court disposition or if there are warrant-related changes that need to be recorded. Delays in submitting the form could affect the driving record and legal status of the individual involved.

What does the report summary section pertain to?

The report summary section captures the progression of the traffic complaint through various reports. It provides space to note the notification dates, disposition codes, and any fines or sanctions associated with each report issued.

Can the 40 9702 form be used for warrant notifications?

Yes, the form can be used to record warrant information. Specific details, including the warrant number, agency, and quash date, must be listed to officially document the warrant's status in relation to the individual's driving record.

What happens if the information provided on the form is inaccurate?

Inaccurate information may lead to delays in processing or potential issues with the individual's driving record. It is crucial to ensure that all information is correct and complete before submission, as inaccuracies can have legal repercussions.

What is indicated by the driver license status section?

This section allows individuals to specify the current status of their driver's license, including if it is attached, lost, or if another explanation is required. This information is necessary for updating records with the Motor Vehicle Division.

Is there a need for signatures on the 40 9702 form?

Yes, the form requires the signature of the customer submitting the information, as well as the signature of the presiding judge or court clerk to validate the content provided and the court's involvement in the matter.

Common mistakes

Completing Form 40-9702, which is used for reporting traffic complaint dispositions or suspensions, requires careful attention to detail. One common mistake arises from the failure to provide accurate personal information. Applicants often enter incorrect names, dates of birth, or addresses. This error can lead to delays or even the rejection of the application.

Another frequent error involves missing or incorrect vehicle details. People sometimes overlook essential information such as the vehicle's plate number or make. An incomplete submission can hinder the processing of the case, impacting the final outcome.

In addition, misunderstanding the disposition codes can lead to significant mistakes. Individuals may fail to choose the appropriate code from the provided list. This misunderstanding affects the documentation and may result in legal repercussions.

Many people neglect the section regarding notification dates. They often leave these fields blank, especially if there were multiple notifications. Providing a complete report summary is crucial for a comprehensive understanding of the case’s progression.

Moreover, some applicants do not fill out the warrant notification section properly. They may omit the warrant number or enter incorrect violation codes. This section is vital for updating the driving record accurately, and errors here can cause complications.

Additionally, lack of signatures poses a frequent issue. Applicants and court officials alike must sign the form. Not securing the necessary signatures can result in the application being deemed invalid.

Finally, failing to provide the driver license status can be a critical oversight. Whether the license is attached, lost, or under other circumstances, this information must be clarified. Omissions regarding the driver's license status can create misunderstandings that affect the overall case management.

Documents used along the form

The 40-9702 form, often used in connection with traffic violations, is accompanied by several other essential documents that help clarify the situation and streamline processing. Understanding these documents can be crucial for timely resolution of legal matters associated with traffic complaints. Below is a list of commonly associated forms that you might encounter.

  • Court Docket Number Document: This document outlines the specific docket number assigned to your case by the court. It is crucial for tracking the progress of the case and ensuring that all parties are on the same page.
  • Violation Code Reference: This reference lists all possible violation codes related to traffic infractions. Knowing the code applicable to your case can help you understand the specific laws you are alleged to have violated.
  • Warrant Notification Form: This form is used to provide essential details about any active warrants related to a traffic violation. Information such as warrant numbers, complaint numbers, and violation codes must be included for effective processing.
  • Driver License Status Record: This document details the current status of your driver's license, whether it is valid, lost, or undergoing a suspension. It's an important aspect that can affect your driving privileges.
  • Fine and Sanction Details: This document outlines any fines or sanctions imposed as part of the judgment. It is important for understanding your financial obligations related to the traffic violation.
  • Traffic Violation Complaint Form: This form contains the original details of the traffic complaint, including the citing agency and specifics about the alleged incident. It gives context to the violation and helps in understanding your case.

Being aware of these documents is vital as they play a key role in the management and outcome of traffic-related cases. Ensure you have all necessary forms ready and accurately completed, as this can significantly influence the resolution process.

Similar forms

  • Form I-9: Similar to the 40 9702 form, the I-9 is used to verify the identity and employment authorization of individuals hired for employment in the United States. Both forms collect personal information, including names, addresses, and identification numbers, making it essential for official documentation.

  • Form 1040: Much like the 40 9702, Form 1040 is a crucial document for reporting personal income to the IRS. Both require detailed personal information and must be accurately filled out to ensure compliance with legal standards.

  • Form DS-11: Used for applying for a U.S. passport, this form shares similarities with the 40 9702 in that it verifies identity and includes critical details like name, date of birth, and address.

  • Form 1099: This form is used to report various types of income other than wages, salaries, and tips. It shares the requirement for correct identification numbers and accurate reporting of financial details, paralleling the data collection of the 40 9702.

  • Form W-2: Like the 40 9702, the W-2 reports income, specifically for employees. Both forms gather personal information and are vital for tax reporting and compliance.

  • Form TR-100: A form used for tax exemptions on personal vehicles, the TR-100 and the 40 9702 both require specific vehicle information and personal identification to be processed correctly.

  • Form VTR-271: This is used for vehicle registration and title applications. Similar to the 40 9702, this form demands complete and accurate details regarding vehicles and owners.

  • Form SF-86: Used for security clearance, the SF-86 collects comprehensive personal information. It mirrors the information-gathering aspect of the 40 9702, focusing on background checks and verifying identity.

  • Form M-1: This form, used by drivers filing for a motorcycle endorsement, requires personal identification similar to the 40 9702. Both forms ensure compliance with state driving regulations.

  • Form HHS-690: Similar to the 40 9702, this form is related to health program enrollment. It collects personal health information and verification details, underlining its importance for lawful participation in government programs.

Dos and Don'ts

When filling out the form 40-9702, adhering to proper guidelines is crucial for a smooth process. Below is a list of ten things to do and not do when completing this form.

  • Do ensure all personal information is accurate and complete.
  • Do sign and date the form where required.
  • Do review the form for any errors before submission.
  • Do provide all necessary details regarding violations and complaints.
  • Do keep a copy of the completed form for your records.
  • Don't leave any sections blank unless instructed otherwise.
  • Don't provide false or misleading information on the form.
  • Don't submit the form without ensuring it is fully completed.
  • Don't forget to include any required supporting documents.
  • Don't submit the form to the wrong address; double-check the mailing details.

Following these guidelines can help avoid delays and ensure your submissions are processed efficiently.

Misconceptions

  • Misconception 1: The 40-9702 form is only for traffic violations.
  • This form is not limited to traffic violations alone. It includes information related to various legal issues such as warrants, accidents, and substance-related offenses.

  • Misconception 2: Submitting the form guarantees a reduced penalty.
  • Filing the 40-9702 does not ensure lower fines or easier penalties. The outcome depends on the specific circumstances of the case and the court's determination.

  • Misconception 3: All information on the form is confidential.
  • Information provided on this form may become part of public records, which can be accessed by relevant authorities or the public under certain conditions.

  • Misconception 4: You can submit the form whenever you want.
  • There are strict deadlines for submitting the 40-9702 form. Failure to submit it on time can lead to adverse consequences.

  • Misconception 5: Only legal representatives can file this form.
  • Individuals may file the 40-9702 form themselves. Legal counsel is not a requirement, although obtaining legal advice can be beneficial.

  • Misconception 6: The form is for Arizona residents only.
  • The 40-9702 form is relevant to all drivers who receive violations in Arizona, regardless of their residency status.

  • Misconception 7: You must attend court to use this form.
  • While attending court may be necessary for some circumstances, the 40-9702 form can be submitted independently of a court appearance in specific cases.

  • Misconception 8: Once submitted, the form cannot be amended.
  • In some situations, it may be possible to amend the information on the form. However, it is crucial to follow emergency procedures for corrections promptly.

  • Misconception 9: Only serious violations require this form.
  • This form can be necessary for various situations, not only severe violations. Minor offenses may also require documentation through the 40-9702.

Key takeaways

When filling out and using the 40 9702 form, keep these key points in mind:

  • Understand the Purpose: The 40 9702 form is primarily used to report traffic complaint dispositions, including suspensions and warrants.
  • Provide Accurate Information: Be sure to enter your personal details accurately, including your full name, date of birth, and address.
  • Claim Your Driver License Status: Indicate your driver license status clearly, whether it is attached, lost, or if additional explanation is needed.
  • Warrant Notification: If applicable, complete the section for warrant notification, including the warrant number and agency details.
  • Signatures Required: Both your signature and the signature of the presiding judge or court clerk are necessary for the form’s validity.
  • Multiple Reports: A summary of multiple reports is included. Enter details for each notification date and corresponding disposition.
  • Review Before Submission: Double-check all information before mailing it to ensure that there are no errors that could delay processing.

Filling out the 40 9702 form correctly is important for accurate reporting of traffic violations and other related matters.