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The AO 88 form, officially known as the Subpoena to Appear and Testify at a Hearing or Trial in a Civil Action, plays a crucial role in the legal process within the United States District Court system. This form is used to command an individual to appear in court and provide testimony relevant to a civil lawsuit. A key feature of the AO 88 is its requirement for the individual to not only appear at a specified time and place but also to bring along certain documents or evidence, if specified in the subpoena. The form includes details such as the civil action number and the names of the parties involved. Additionally, it provides essential protections for the person being subpoenaed, outlining their rights, including provisions against undue burden. It is important for both the issuing attorney and the recipient to understand the attached Federal Rules of Civil Procedure, particularly Rule 45, which governs subpoenas. This ensures compliance with legal obligations while safeguarding the rights of those summoned to testify. Also included in the AO 88 is a section for proof of service, whereby the individual serving the subpoena must document how it was delivered to the recipient, providing verification that the subpoena was properly issued and received. Overall, the AO 88 form serves as a vital instrument in aiding the legal system’s pursuit of truth and justice through witness testimony.

Ao 88 Example

AO 88 (Rev. 02/14) Subpoena to Appear and Testify at a Hearing or Trial in a Civil Action

UNITED STATES DISTRICT COURT

 

 

for the

 

 

__________ District of __________

 

)

 

Plaintiff

 

)

 

v.

)

Civil Action No.

 

)

 

Defendant

 

)

 

SUBPOENA TO APPEAR AND TESTIFY

AT A HEARING OR TRIAL IN A CIVIL ACTION

To:

(Name of person to whom this subpoena is directed)

YOU ARE COMMANDED to appear in the United States district court at the time, date, and place set forth below to testify at a hearing or trial in this civil action. When you arrive, you must remain at the court until the judge or a court officer allows you to leave.

Place:

Courtroom No.: Date and Time:

You must also bring with you the following documents, electronically stored information, or objects (leave blank if not applicable):

The following provisions of Fed. R. Civ. P. 45 are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and (g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.

Date:

CLERK OF COURT

OR

Signature of Clerk or Deputy Clerk

 

Attorney’s signature

The name, address, e-mail address, and telephone number of the attorney representing (name of party) , who issues or requests this subpoena, are:

Notice to the person who issues or requests this subpoena

If this subpoena commands the production of documents, electronically stored information, or tangible things before trial, a notice and a copy of the subpoena must be served on each party in this case before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).

AO 88 (Rev. 02/14) Subpoena to Appear and Testify at a Hearing or Trial in a Civil Action (page 2)

Civil Action No.

PROOF OF SERVICE

(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)

I received this subpoena for (name of individual and title, if any)

on (date)

.

 

 

 

I served the subpoena by delivering a copy to the named person as follows:

on (date)

 

; or

 

 

 

I returned the subpoena unexecuted because:

Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day’s attendance, and the mileage allowed by law, in the amount of

$.

My fees are $

 

for travel and $

 

for services, for a total of $

0.00

 

 

 

 

 

 

I declare under penalty of perjury that this information is true.

Date:

Server’s signature

Printed name and title

Server’s address

Additional information regarding attempted service, etc.:

Print

 

Save As...

 

Add Attachment

 

Reset

 

 

 

 

 

 

 

.

.

AO 88 (Rev. 02/14) Subpoena to Appear and Testify at a Hearing or Trial in a Civil Action (page 3)

Federal Rule of Civil Procedure 45 (c), (d), (e), and (g) (Effective 12/1/13)

(c)Place of Compliance.

(1)For a Trial, Hearing, or Deposition. A subpoena may command a person to attend a trial, hearing, or deposition only as follows:

(A)within 100 miles of where the person resides, is employed, or regularly transacts business in person; or

(B)within the state where the person resides, is employed, or regularly transacts business in person, if the person

(i)is a party or a party’s officer; or

(ii)is commanded to attend a trial and would not incur substantial expense.

(2)For Other Discovery. A subpoena may command:

(A)production of documents, electronically stored information, or tangible things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and

(B)inspection of premises at the premises to be inspected.

(d)Protecting a Person Subject to a Subpoena; Enforcement.

(1)Avoiding Undue Burden or Expense; Sanctions. A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction—which may include lost earnings and reasonable attorney’s fees—on a party or attorney who fails to comply.

(2)Command to Produce Materials or Permit Inspection.

(A)Appearance Not Required. A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.

(B)Objections. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing, or sampling any or all of the materials or to inspecting the premises—or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:

(i)At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.

(ii)These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party’s officer from significant expense resulting from compliance.

(3)Quashing or Modifying a Subpoena.

(A)When Required. On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:

(i)fails to allow a reasonable time to comply;

(ii)requires a person to comply beyond the geographical limits specified in Rule 45(c);

(iii)requires disclosure of privileged or other protected matter, if no exception or waiver applies; or

(iv)subjects a person to undue burden.

(B)When Permitted. To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:

(i)disclosing a trade secret or other confidential research, development, or commercial information; or

(ii)disclosing an unretained expert’s opinion or information that does not describe specific occurrences in dispute and results from the expert’s study that was not requested by a party.

(C)Specifying Conditions as an Alternative. In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:

(i)shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and

(ii)ensures that the subpoenaed person will be reasonably compensated.

(e)Duties in Responding to a Subpoena.

(1)Producing Documents or Electronically Stored Information. These procedures apply to producing documents or electronically stored information:

(A)Documents. A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.

(B)Form for Producing Electronically Stored Information Not Specified. If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.

(C)Electronically Stored Information Produced in Only One Form. The person responding need not produce the same electronically stored information in more than one form.

(D)Inaccessible Electronically Stored Information. The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.

(2)Claiming Privilege or Protection.

(A)Information Withheld. A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:

(i)expressly make the claim; and

(ii)describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.

(B)Information Produced. If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.

(g) Contempt.

The court for the district where compliance is required—and also, after a motion is transferred, the issuing court—may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.

For access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013).

Form Characteristics

Fact Title Detail
Purpose The AO 88 form is used as a subpoena, commanding a person to appear and testify at a hearing or trial in a civil action in the United States District Court.
Governing Law The form is governed by the Federal Rules of Civil Procedure, specifically Rule 45, which outlines the use and enforcement of subpoenas in federal civil cases.
Compliance Requirements Individuals receiving the subpoena must appear at the designated time and location, remaining present until allowed to leave by the judge or a court officer.
Document Production If the subpoena requires the production of documents or information, it must comply with the provisions outlined in Rule 45, ensuring reasonable notice and conditions.
Proof of Service A section in the AO 88 form allows the server to provide proof of service, detailing how and when the subpoena was delivered to the designated person.
Fees for Witnesses If the subpoena is not issued on behalf of the United States or its agents, the server must tender fees for one day's attendance and mileage, as required by law.
Enforcement Mechanisms Courts have mechanisms for quashing or modifying a subpoena if it imposes undue burden or is otherwise improper, ensuring the protection of the subpoenaed individual.

Guidelines on Utilizing Ao 88

Once you have the AO 88 form in hand, it’s essential to complete it accurately to ensure that the person named is properly notified of their obligation to appear. This form will likely be used in the context of a legal proceeding. Make sure to follow the instructions carefully.

  1. Identify the District: At the top of the form, fill in the name of the district court where the civil action is taking place. Specify the state as well.
  2. Input the Civil Action Information: In the section labeled “Civil Action No.,” write the case number assigned to the legal matter.
  3. Provide the Parties’ Names: Clearly state the names of the plaintiff and defendant. Be sure to differentiate between the two parties.
  4. Name the Person to be Subpoenaed: Under “To:,” write the full name of the individual who is being commanded to appear.
  5. Specify Appearance Details: Fill out the required information including the courtroom number, date, and time when the individual must appear.
  6. List Required Documents: If there are any specific documents, electronically stored information, or objects that must be brought, clearly list them. Leave this section blank if not applicable.
  7. Date the Document: In the “Date” section at the bottom, fill in the date when the form is being prepared.
  8. Signature of Clerk or Attorney: This section should be signed by the Clerk of Court or the attorney issuing the subpoena to validate the document.
  9. Contact Information: Provide the attorney’s name, address, email, and phone number in the designated area to ensure proper communication regarding the subpoena.
  10. Complete the Proof of Service: If applicable, after delivering the subpoena, record the details about how and when it was served in the “Proof of Service” section. This is important for tracking the compliance with the subpoena.

What You Should Know About This Form

What is the AO 88 form?

The AO 88 form, also known as the Subpoena to Appear and Testify at a Hearing or Trial in a Civil Action, is a legal document issued by the United States District Court. Its purpose is to command an individual to appear and provide testimony at a scheduled court hearing or trial. This form includes details such as the time, date, and location for the appearance, and may require the individual to bring specific documents or materials related to the case.

Who can be issued an AO 88 subpoena?

Any individual who may have relevant information pertaining to a civil case can be subpoenaed using the AO 88 form. This includes witnesses, experts, or any party involved in the case. It’s essential that the person receives the subpoena properly and has adequate notice to prepare for their appearance.

What happens if I receive an AO 88 form?

If you receive an AO 88 form on behalf of the court, you are legally obligated to comply with its terms. You must appear in court at the time and place specified in the subpoena. Additionally, if documents or other materials are requested, it is important to prepare those ahead of time. Failing to respond can lead to penalties, including possible contempt of court charges.

Can I contest an AO 88 subpoena?

Yes, you can challenge a subpoena issued via the AO 88 form. If you believe the demands of the subpoena are unreasonable or if you have valid objections—such as undue burden or privilege—you can file a motion to quash (cancel) or modify the subpoena in the court that issued it. It’s important to communicate your objections promptly, typically within 14 days after receiving the subpoena.

What are my rights as a witness under an AO 88 subpoena?

You have specific rights when you receive an AO 88 subpoena. These include the right to receive reasonable compensation for your time and travel, as well as protection from unreasonable demands. The Federal Rules of Civil Procedure ensure that you cannot be compelled to provide testimony beyond a reasonable distance from your residence or workplace, and you can refuse to comply if it imposes an undue burden or expense.

What should I do if I cannot attend the scheduled appearance?

If you cannot attend the court appearance specified in the AO 88 form, inform the issuing attorney or party as soon as possible. They may be able to work with you to reschedule your appearance. Alternatively, you can file a motion in court requesting an exemption or modification of the subpoena. Always make sure to provide a valid reason for your unavailability.

Common mistakes

Filling out the AO 88 form can be daunting, and mistakes are common. One significant error involves failing to include the **necessary information** regarding the court, the case, and the parties involved. The top section requires precise details, such as the district and civil action number. Omitting any of these can result in delays and challenges in addressing the subpoena.

Another common mistake is not properly identifying the individual to whom the subpoena is directed. Including the full name and correct title is essential. If the name is misspelled or the title is incorrect, the subpoena may not be considered valid, potentially undermining its enforceability.

Many people also overlook the section that states when and where the individual must appear. Providing vague details leaves room for confusion. It’s crucial to specify the exact courtroom, date, and time. This clarity ensures that the recipient knows when to show up without ambiguity.

Another frequent error is failing to include any required **documents or evidence** that the individual must bring. The AO 88 form allows for specific items to be requested. If this section is left blank when documents are necessary, it may undermine the purpose of the subpoena.

People often forget to address the necessary notice to other parties regarding the subpoena. If documents are requested for production, Fed. R. Civ. P. 45(a)(4) mandates that a notice and a copy of the subpoena must be served on all parties before serving the individual. Neglecting this step could lead to legal complications.

Confusion can arise when individuals do not understand the distinction between the "Proof of Service" section and the main components of the form. Some may incorrectly fill out or file this section with the court prematurely. This can create misunderstandings and challenges later in the proceedings.

Individuals often fail to provide adequate compensation amounts. The server must note the appropriate fees for travel and service. Inadequate compensation could result in the witness refusing to comply, leading to further complications in the litigation process.

Misunderstanding the rules surrounding compliance is also common. Recipients of the subpoena might be unaware that they cannot be compelled to appear for the production of documents unless explicitly commanded to show up for a deposition, hearing, or trial. This oversight can result in unnecessary appearances and prolonged legal proceedings.

Finally, many people forget the importance of **following guidelines** for claiming privilege or protection when responding to a subpoena. If information is withheld, the responding party must explicitly make that claim and describe the nature of the withheld information adequately. Failure to correctly assert these claims can jeopardize their legal position.

Documents used along the form

The AO 88 form, also known as the Subpoena to Appear and Testify at a Hearing or Trial in a Civil Action, is an important legal document. It requires a person to appear in court to provide testimony. In addition to this form, there are several other related documents that are often necessary in civil cases. Below is a list of these forms and documents, each with a brief description.

  • Request for Production of Documents: This document asks a party to provide copies of specific documents relevant to the case. It helps gather evidence that may be important for the trial.
  • Notice of Deposition: A notice that informs parties involved in a legal action about the date, time, and location for a deposition, which is a pre-trial questioning of a witness under oath.
  • Written Interrogatories: These are formal sets of questions that one party sends to another party in a lawsuit. The receiving party must provide written answers under oath.
  • Affidavit: A written statement that a person swears to be true. It can be used as evidence in court to support a party’s claims or defenses.
  • Motion to Compel: This document is filed when one party believes that another party is not complying with discovery requests, such as subpoenas or interrogatories, and asks the court to force compliance.
  • Confidentiality Agreement: Often used to protect sensitive information shared during discovery, this document outlines how information will be handled and safeguarded.
  • Subpoena Duces Tecum: A specific type of subpoena that requires a person to produce documents, records, or evidence in addition to or instead of testifying in court.
  • Proof of Service: This document verifies that the subpoena or other legal documents have been properly delivered to the designated individual or party.
  • Joint Pretrial Order: A document prepared jointly by the parties outlining the issues to be tried, evidence to be presented, and other pertinent information before trial.
  • Trial Brief: A written argument presented to the court that outlines each party’s legal and factual positions on the issues at trial.

These forms and documents play critical roles in the civil litigation process. Each document has its own purpose and significance, working together to ensure that the legal proceedings are fair and thorough. Understanding their functions can help individuals navigate through the complexities of the legal system with greater confidence.

Similar forms

  • Subpoena Duces Tecum: Like the AO 88 form, this document also compels an individual to appear in court. However, it specifically requires them to bring documents or evidence along with them. Both forms serve to ensure that necessary information is gathered during legal proceedings.
  • Notice of Deposition: This document informs a witness that they must testify at a deposition. Similar to the AO 88, it requires the individual to attend and provide testimony. Both documents function to gather information relevant to a case, though one is for court and the other for a pre-trial examination.
  • Notice to Produce: This document demands that a party produce certain documents or evidence before a hearing. It parallels the AO 88 form in its goal of acquiring evidence for a legal proceeding, yet it is directed more toward the production of information rather than testimony.
  • Request for Admission: Although not a subpoena, this document allows one party to request that the other party admit or deny specific facts. Similar to an AO 88 form in its role within the discovery process, it helps clarify what can be agreed upon before trial, potentially smoothing the path toward resolution.

Dos and Don'ts

When filling out the AO 88 form, making sure you do it correctly is important. Here’s a straightforward list of things to remember:

  • Do ensure you have all necessary information: Check that the names of the parties, civil action number, and date are accurate.
  • Do provide clear instructions: Indicate the courtroom number and the specific time and date of appearance.
  • Do include the required attachments: Make sure to attach notices related to the subpoena provisions.
  • Do double-check for typos: A small mistake, like a misspelled name, can cause confusion.
  • Do inform the recipient of their rights: It’s essential to make them aware of their protections under the law.
  • Don’t forget to serve all parties: If documents are requested, notify all involved parties before serving the subpoena.
  • Don’t ignore deadlines: Ensure all responses and actions are completed within the required timeframes.
  • Don’t leave sections blank unnecessarily: Fill out every part of the form that applies; incomplete forms can lead to delays.
  • Don’t forget your contact information: Include your phone number and email for any follow-up questions.

By following these guidelines, you can navigate the AO 88 form with confidence.

Misconceptions

Understanding the AO 88 form, which is a subpoena for court appearance, is important for anyone involved in a civil action. However, several misconceptions can lead to confusion. Here are six common myths and their explanations:

  • Myth 1: The subpoena can be ignored.
  • This is not true. Ignoring a subpoena can lead to serious consequences, including potential contempt of court charges. It's vital to respond to it, even if you have concerns about its validity.

  • Myth 2: You can refuse to testify if you don’t want to.
  • You can't refuse to testify simply because you don't want to. If a subpoena requires your appearance, you must comply unless there are valid legal grounds to object, such as privilege.

  • Myth 3: You only need to bring documents if the subpoena explicitly asks for them.
  • If the subpoena specifies bringing documents, you are legally required to do so. If it doesn't, you're not obligated to produce anything unless other legal obligations apply.

  • Myth 4: You can negotiate the terms of the subpoena after it is served.
  • While you cannot change the subpoena once it has been served, you can file a motion to quash or modify it if you have valid reasons. This motion typically must be filed promptly.

  • Myth 5: You cannot object to a subpoena once it is issued.
  • You can object to a subpoena, but the objection must be made formally and typically in writing before the deadline stated in the document.

  • Myth 6: All subpoenas are the same; they work under the same rules.
  • Subpoenas can differ significantly depending on the circumstances. Federal rules apply differently compared to state rules, and specific guidelines may vary based on jurisdiction.

Key takeaways

Filling out and utilizing the AO 88 form, which serves as a subpoena to appear and testify at a hearing or trial in a civil action, involves several important considerations. Here are some key takeaways:

  • Complete Details: Ensure that all sections of the form are filled out accurately, including the names of the plaintiff, defendant, and relevant case information.
  • Proper Notification: If documents or information are required alongside a testimony, notify all parties involved in the case before serving the subpoena to the witness.
  • Compliance Location: The subpoena can only mandate attendance within 100 miles of the witness's residence or workplace, ensuring it is convenient for the witness.
  • Fees for Attendance: The subpoena issuer must provide the witness with an attendance fee, which is typically one day's worth of fees and mileage, unless the subpoena is issued by the United States or its agents.
  • Rights and Protections: The form outlines a witness’s rights under Federal Rule of Civil Procedure 45, ensuring they understand protection against undue burden.
  • Objection Procedures: If the subpoenaed party has concerns about the request, they can formally object in writing. This objection should arrive before the compliance date or within 14 days of being served.
  • Quashing or Modifying: Courts may quash or modify a subpoena if it does not allow reasonable compliance time or imposes an undue burden on the individual served.
  • Contempt Consequences: Failure to comply with a subpoena can lead to contempt of court, which carries serious penalties.

Understanding these key aspects will help all parties navigate the subpoena process effectively and avoid potential legal complications.