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The DC 498 form, known formally as the Subpoena Duces Tecum, serves an essential role in civil litigation within the Commonwealth of Virginia. This legal document is issued by an attorney to compel the recipient to produce specific documents or tangible items relevant to a case, thereby facilitating the discovery process. It includes critical information such as the case number, hearing date, attorney details, and the party requesting the documents. Additionally, the form outlines the obligations of the recipient, who is commanded to make available the specified materials for inspection or copying. Importantly, it provides guidance on what to do if the subpoena is received less than 14 days before compliance is required, allowing for objections to be raised in writing. The form also mandates that proof of service be collected and returned to the court, highlighting the form’s procedural requirements. Furthermore, the DC 498 encompasses a section for a certificate of counsel, ensuring that the opposing party is informed of the subpoena and receives copies of any documents produced, subject to reasonable costs. Overall, this form balances the need for evidence gathering in civil disputes with the rights of individuals to respond and, if necessary, contest the request for their documents.

Dc 498 Example

Supreme Court Rules 1:4, 4:9

SUBPOENA DUCES TECUM (CIVIL) –

Case No.:

ATTORNEY ISSUED VA. CODE §§ 8.01-413, 16.1-89, 16.1-265;

 

Commonwealth of Virginia

........................................................................................................................

HEARING DATE AND TIME

............................................................................................................................................................................................................................................................................................................................. Court

................................................................................................................................................................................................................................................................................................................................................

COURT ADDRESS

............................................................................................................................................................v./IN RE:........................................................................................................................................................

TO THE PERSON AUTHORIZED BY LAW TO SERVE THIS PROCESS: You are commanded to summon

................................................................................................................................................................................................................................................................................................................................................

NAME

................................................................................................................................................................................................................................................................................................................................................

STREET ADDRESS

................................................................................................................................................................................................................................................................................................................................................

CITY

STATE

ZIP

TO the person summoned: You are commanded to make available the documents and tangible things designated and described below:

................................................................................................................................................................................................................................................................................................................................................

at

at

 

 

to permit such party or someone acting in his or her behalf to inspect and copy, test or sample such tangible things in your possession, custody or control.

This Subpoena Duces Tecum is issued by the attorney for and on behalf of

................................................................................................................................................................................................................................................................................................................................................

PARTY NAME

 

 

............................................................................................................................................................

NAME OF ATTORNEY

 

VIRGINIA STATE BAR NUMBER

 

 

............................................................................................................................................................

 

 

 

OFFICE ADDRESS

 

TELEPHONE NUMBER OF ATTORNEY

 

 

............................................................................................................................................................

 

 

OFFICE ADDRESS

 

FACSIMILE NUMBER OF ATTORNEY

 

______________________________________________________________________________

 

 

DATE ISSUED

 

SIGNATURE OF ATTORNEY

Notice to Recipient: See page two for further information.

RETURN OF SERVICE (see page two of this form)

FORM DC-498 (MASTER, PAGE ONE OF TWO) 7/01

TO the person summoned:

If you are served with this subpoena less than 14 days prior to the date that compliance with this subpoena is required, you may object by notifying the party who issued the subpoena of your objection in writing and describing the basis of your objection in that writing.

This SUBPOENA DUCES TECUM is being served by a private process server who must provide proof of service in accordance with Va. Code § 8.01-325.

TO the person authorized to serve this process: Upon execution, the return of this process shall be made to the clerk of court.

NAME:.....................................................................................................................................................................................................................................

ADDRESS:............................................................................................................................................................................................................................

.........................................................................................................................................................................................................................................................

PERSONAL SERVICE

Tel.

No. ...................................................................................................................................................................

Being unable to make personal service, a copy was delivered in the following manner:

Delivered to family member (not temporary sojourner or guest) age 16 or older at usual place of abode of party named above after giving information of its purport. List name, age of recipient, and relation of recipient to party named above:

...........................................................................................................................................................................................................................................

Posted on front door or such other door as appear to be the main entrance of usual place of abode, address listed above. (Other authorized recipient not found.)

NOT FOUND

...........................................

DATE

....................................................................................................................................................................

, Sheriff

by

, Deputy Sheriff

CERTIFICATE OF COUNSEL

 

I,

.............................................................................................................

, counsel for

 

 

 

 

 

, hereby certify

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

that a copy of the foregoing subpoena duces tecum was

............................................................................................................................................................

 

 

 

 

 

 

 

 

DELIVERY METHOD

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

to

...........................................................................................................................

 

 

 

 

, counsel of record for

 

 

 

 

 

,

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

on the

..................................................

day of

 

,

........................................

.

 

 

 

 

 

 

 

 

 

 

____________________________________

 

 

 

 

 

 

 

 

 

 

 

 

SIGNATURE OF ATTORNEY

NOTICE: Upon receipt of the subpoenaed documents, the requesting party must, if requested, provide true and full copies of those documents to any other party or to the attorney for any other party, provided the other party or attorney for the other party pays the reasonable cost of copying or reproducing those documents. This does not apply when the subpoenaed documents are returnable to and maintained by the clerk of the court in which the action is pending. Va. Code § 8.01-417

FORM DC-498 (MASTER, PAGE TWO OF TWO) 07/04

Form Characteristics

Fact Name Details
Form Purpose The DC 498 form serves as a Subpoena Duces Tecum in civil cases, requiring an individual or entity to produce documents or tangible items for inspection and copying.
Governing Laws This form is governed by Virginia Code Sections 8.01-413, 16.1-89, and 16.1-265, as well as Supreme Court Rules 1:4 and 4:9.
Issuer The form can be issued by an attorney representing a party involved in the case.
Compliance Period If served less than 14 days before compliance is required, the recipient may submit a written objection detailing the basis for it.
Service of Process Service can be performed by a private process server, who must provide proof of service according to Virginia law.
Return of Service A return of service must be filed with the clerk of court once the process has been executed.

Guidelines on Utilizing Dc 498

Before filling out the DC-498 form, it is important to gather all necessary information and documents that pertain to the subpoena. This form is used to request the production of documents for a legal case. Once you provide the required details, the form will be ready for submission.

  1. Start by entering the case number in the designated field at the top of the form.
  2. Fill in the hearing date and time, ensuring the information is accurate.
  3. Specify the court in which the action is pending, including its name and address.
  4. Identify the party involved by entering the name in the 'IN RE' section.
  5. In the section labeled "TO THE PERSON AUTHORIZED BY LAW TO SERVE THIS PROCESS," write the name of the individual or entity that will serve the subpoena.
  6. Provide the name of the person being summoned in the 'NAME' field.
  7. Enter the street address, city, state, and ZIP code of the person summoned accurately.
  8. Detail the specific documents or items that are to be produced in compliance with the subpoena.
  9. Complete the party's name on whose behalf the subpoena is issued.
  10. Fill in the attorney's name and Virginia State Bar number in the appropriate space.
  11. Include the office address, telephone number, and facsimile number of the attorney.
  12. Indicate the date the subpoena is issued and have the attorney sign the form.
  13. If applicable, the person authorized to serve the process should fill in their name and address, including the contact number.
  14. Document the method of service of the subpoena if personal service was not completed, including details about the recipient.
  15. Ensure both the certificate of service and any necessary statements are completed at the bottom of the form.

After all sections are filled out, review the form for accuracy. Ensure that all required signatures are included. Once completed, the form can be filed with the appropriate court or served as necessary.

What You Should Know About This Form

What is the DC-498 Form?

The DC-498 form is a legal document known as a Subpoena Duces Tecum, used in civil cases in Virginia. It orders an individual or entity to produce specific documents or tangible items for inspection. This form is issued by an attorney and is part of the discovery process, helping parties obtain relevant evidence for their case.

Who issues the DC-498 Form?

The form is typically issued by an attorney representing a party in a civil lawsuit. This attorney must provide their name, Virginia State Bar number, office address, and contact information. Importantly, the attorney must adhere to the rules outlined in Virginia law while issuing this subpoena.

How does someone comply with a DC-498 subpoena?

To comply with a DC-498 subpoena, the designated recipient must produce the requested documents or items at the specified location and time mentioned in the subpoena. It is essential to ensure that these documents are in the recipient's possession, custody, or control. If unable to comply, it may be necessary to notify the issuing party of the objection as per the instructions provided.

What if I receive a DC-498 subpoena less than 14 days before the compliance date?

If you receive the subpoena with less than 14 days' notice, you have the right to object. This objection must be communicated in writing to the party issuing the subpoena, detailing the basis for your objection. It's essential to act promptly to protect your rights in this situation.

What happens if the subpoena is not served personally?

In cases where personal service cannot be made, the subpoena may be delivered to a family member residing at the same address, as long as they are 16 years or older. Additionally, if no authorized recipients are available, the subpoena can be posted at the main entrance of the usual place of abode. Strict protocols must be followed for these alternative methods of service.

Can I challenge the documents requested in a DC-498 subpoena?

Yes, if you believe that the subpoenaed documents are privileged, irrelevant, or overly burdensome, you may challenge it. The challenge should be based on valid legal grounds and communicated to the issuing attorney. A court may ultimately decide whether compliance is necessary or if modifications should be made regarding the documents requested.

Are there any costs associated with responding to a DC-498 subpoena?

If you are required to reproduce documents in response to a DC-498 subpoena, the requesting party must provide true and full copies to any other involved parties, but they are obligated to cover the reasonable costs associated with copying or reproducing those documents. However, this requirement does not apply if the documents are maintained by the court clerk.

What should I do with the DC-498 form after compliance?

Once you respond to a DC-498 subpoena, the return of service must be completed and filed with the clerk of the court. This includes detailing how service was made and confirming that the required documents were produced. Proper documentation is crucial for maintaining compliance with the subpoena process.

Common mistakes

Filling out the DC 498 form, known as the Subpoena Duces Tecum, can be a straightforward process, but common mistakes can lead to complications or delays. Here are seven mistakes frequently encountered when individuals complete this form.

One mistake is failing to clearly indicate the party name on the form. This detail is crucial as it identifies the entity seeking the documents. If the party name is omitted or ambiguous, the recipient may not understand who has issued the subpoena, leading to confusion regarding compliance.

Another common error involves the description of documents or tangible things requested. Vague or overly broad descriptions can create challenges in fulfilling the subpoena. A well-defined request enables the recipient to provide exactly what is needed, while a poorly framed question often results in incomplete or irrelevant documents being supplied.

Additionally, many overlook the necessity of providing the correct hearing date and time. If this information is missing, the recipient may not know when to produce the requested items. This oversight can lead to significant delays in the legal process and might necessitate the issuance of a new subpoena.

Inaccurate or incomplete contact information for the attorney issuing the subpoena represents another common pitfall. Essential details like the attorney's phone number and fax number should be included. An absence of this information can hinder communication, especially when the recipient has questions or objections to the subpoena.

Another significant error is related to the delivery method. The form requires specifying how the subpoena is delivered. Omitting this detail can raise questions about whether proper service was achieved, which is crucial for enforcing compliance with the subpoena.

Also, failing to include the signature of the attorney can invalidate the subpoena. The lack of a signature suggests that the document is not officially endorsed, thus raising questions about its legitimacy. Always ensure that the form is signed before it is served.

Lastly, individuals may not review the return of service section. Properly documenting how the subpoena was served is essential. If this section is completed incorrectly or left blank, it could lead to disputes about whether the subpoena was received, which may complicate any legal proceedings.

By avoiding these common mistakes, individuals can navigate the process of filling out the DC 498 form more effectively. Careful attention to each section of the form not only ensures compliance but also contributes to a smoother legal experience for all parties involved.

Documents used along the form

The DC 498 Form, also known as a Subpoena Duces Tecum, is a legal document that compels an individual or entity to produce documents and tangible items for inspection in a civil case. However, it often accompanies several other important forms and documents in legal proceedings. Each of these documents serves a specific purpose, contributing to the overall integrity and efficiency of the judicial process.

  • DC-1: Civil Case Cover Sheet – This form is filed at the outset of a civil case. It provides the court with essential information about the nature of the case, the parties involved, and the legal basis for the claims.
  • DC-2: Summons – Issued to notify a defendant that a legal action has been initiated against them. It outlines the necessary steps the defendant must take to respond within a specified timeframe.
  • DC-3: Certificate of Service – This document certifies that legal papers have been delivered to the opposing party. It provides details on how and when the documents were served, ensuring proper notification took place.
  • DC-4: Notice of Hearing – A formal announcement indicating the date, time, and location of a court hearing. This document is crucial for keeping all parties informed about important upcoming deadlines.
  • DC-5: Motion – A request filed by a party asking the court to make a specific ruling or order. Motions can address a variety of issues, from seeking evidence to dismissing a case.
  • DC-6: Affidavit – A written statement of facts that the affiant declares to be true. Affidavits are often used to support motions or requests submitted to the court.
  • DC-7: Discovery Request – This form is used to formally request information or documentation from the opposing party during the discovery phase of a lawsuit. It is a vital tool for gathering evidence.
  • DC-8: Response to Discovery Request – A document submitted by the receiving party in response to a discovery request. It outlines the information provided and any objections to the request.
  • DC-9: Deposition Notice – This notice informs a party that they are required to provide testimony under oath during a deposition. It specifies the time and place for the deposition.

These forms and documents are integral to managing court proceedings effectively, ensuring that all parties understand their rights and obligations. Familiarity with such documents can significantly impact the outcomes of legal matters and help maintain the orderly progression of cases through the legal system.

Similar forms

The DC 498 form is a Subpoena Duces Tecum used in civil cases in Virginia. It has several similar legal documents, each serving a related purpose in the context of legal proceedings. Below is a list of four documents that are comparable to the DC 498 form:

  • Civil Subpoena (Federal and State) - This document commands an individual to appear in court or produce specified evidence. Like the DC 498, it allows parties to obtain critical information pertinent to their case.
  • Notice to Produce - Commonly used in discovery, this notice requests a party to provide documents and evidence relevant to the case. Both the Notice to Produce and DC 498 serve as formal requests for information that may influence court rulings.
  • Request for Production of Documents - This type of discovery request is directed at obtaining documents from another party involved in litigation. Similar to the DC 498 form, it emphasizes the need for compliance in gathering evidence over a specified period.
  • Deposition Subpoena - This document compels an individual to testify under oath and may include a request for the production of documents at the deposition. Both require the recipient to furnish information that is relevant to the legal proceedings.

Dos and Don'ts

Filling out the DC 498 form correctly is essential for ensuring that the subpoena process runs smoothly. Below is a list of important dos and don'ts to keep in mind when completing this form.

  • Do ensure all information is accurate and matches official records.
  • Do clearly print or type all entries to avoid misinterpretation.
  • Do include a complete and correct case number.
  • Do verify that the hearing date and time are properly documented.
  • Do provide accurate details about the party being summoned, including name and address.
  • Don't leave any fields blank; fill out every required section.
  • Don't forget to include your name and state bar number as the issuing attorney.
  • Don't use unclear language or abbreviations that may confuse the reader.
  • Don't ignore the notification requirements if served less than 14 days prior to compliance.
  • Don't misrepresent your authority to issue this subpoena; accuracy is key.

Misconceptions

  • Misconception 1: The DC 498 form is only used in criminal cases.

    This is not true. The DC 498 form, also known as a Subpoena Duces Tecum, is often utilized in civil cases. It allows a party to request documents and tangible items necessary for their legal action.

  • Misconception 2: Anyone can issue a DC 498 form.

    Only an attorney can issue this form. The attorney must be acting on behalf of a party involved in the case. This requirement ensures the form is used properly within legal proceedings.

  • Misconception 3: Compliance with the subpoena is optional.

    Compliance is mandatory unless a valid objection is filed. If served less than 14 days before the required date, the individual summoned can object, but failure to object may result in legal consequences.

  • Misconception 4: The documents requested must always be provided.

    This is not accurate. If the individual or entity has legitimate reasons for not providing the documents, they may raise those objections in writing. It’s essential to communicate these concerns properly.

  • Misconception 5: The issuance of a DC 498 form guarantees the requested documents will be received.

    The issuance does not guarantee compliance. The court system allows for disputes, and individuals may contest the request based on various legal grounds.

  • Misconception 6: A private process server is not required for serving the subpoena.

    This is incorrect. A private process server must deliver the subpoena and provide proof of service as per Virginia law. This ensures that the service is legally recognized and properly documented.

Key takeaways

When filling out and using the DC 498 form, it is important to keep a few key points in mind:

  • Understand the Purpose: The DC 498 form is used to issue a Subpoena Duces Tecum. This allows a party to request documents and tangible items relevant to a legal case.
  • Comply with Deadlines: Make sure you understand the timing requirements. If you receive the subpoena less than 14 days before compliance is due, you have the option to object in writing.
  • Service Requirements: The subpoena must be served by an authorized person, such as a private process server. Following the proper procedures ensures that all parties are notified correctly.
  • Provide Copies: Once documents are received, if other parties request copies, the requesting party must supply them as long as the other party covers any reasonable copying costs.