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The Lic 38 form is an essential application for individuals seeking to obtain or renew their electrical license in the state of New York. It demands careful completion and, importantly, must be typewritten to ensure clarity and professionalism. The form requires applicants to specify the type of license they are applying for, whether it's an original, renewal, reissue, or change of status, along with relevant personal information such as their name, address, contact details, and Social Security number. An important section is the Responsible Representative field, which stipulates that only one individual can take on this role for the application process. Additionally, the form asks businesses to provide essential information, including their business name and contact details, while also requiring the designation of certain partnerships or corporate affiliations. Applicants must disclose any past convictions or fines, as these can impact eligibility. Furthermore, the Lic 38 form includes a critical affirmation section, where applicants must agree to adhere to all applicable regulations governing their trade. The authenticity of the application is reinforced by a notarization requirement, ensuring that all stated information is verified. Completing the Lic 38 form accurately and honestly is the first step toward compliance in the electrical industry. It sets the foundation for a professional career, as well as legal and ethical business operations.

Lic 38 Example

LIC38: ELECTRICAL LICENSE APPLICATION

Application must be typewritten.

1

Application Type

2 License Type

3

License Number

Original

Renewal

Reissue

Change

Master

Special

4Applicant Information Required for all applications. (*Indicates optional.)

First Name

 

Middle Initial

Last Name

Home Address

 

 

Home Telephone

 

 

 

 

City

State

Zip

*Mobile Telephone

 

 

 

 

Date of Birth (m/d/y)

 

Social Security No.

E-Mail

5Responsible Representative (Note: There can be ONLY ONE Responsible Representative)

 

Are you the Responsible Representative for the business?

YES

NO

 

 

 

 

 

 

 

Responsible Representative Only: Are there additional licensees in the business?

YES

NO

 

 

 

 

 

If so, please print their names: (for additional space, attach a second sheet)

Do you authorize this person(s) to file electrical applications

 

First Name

Last Name

License Number

under the business name?

 

 

 

 

 

 

 

 

 

 

 

 

YES

NO

Initial here

 

 

 

 

 

 

 

 

 

 

 

YES

NO

Initial here

 

 

 

 

 

 

 

6

Business Information

 

Business Name

 

 

 

Firm No.

 

 

 

 

 

 

 

 

 

Office Address

 

 

Office Telephone

 

 

 

 

 

 

 

 

 

 

 

 

 

City

 

State

Zip

Office Fax

 

 

 

 

 

 

 

 

 

 

 

E-Mail

 

 

 

 

 

 

7

License Use Choose One:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Individual/Sole-Proprietor

 

On Behalf of a Corporation

On Behalf of a Partnership

On Behalf of a Trade

 

 

 

 

 

 

 

MASTER

8

Partner or Officer Information

 

 

 

 

 

 

 

 

 

 

 

 

 

 

City

State

Zip

City

State

Zip

 

 

Name

 

 

Name

 

 

 

 

Address

 

Title(s)

Address

 

Title(s)

 

 

 

 

 

 

 

 

 

 

Name

 

 

Name

 

 

 

 

 

 

 

 

 

 

 

 

Address

 

Title(s)

Address

 

Title(s)

 

 

 

 

 

 

 

 

 

 

 

 

City

State

Zip

City

State

Zip

9

Convictions and Fines If you answer “Yes” to either of these questions, you must complete and attach form LIC34.

 

 

 

 

 

 

 

 

Yes

No

Have you ever been convicted of a crime (for renewals, convicted since your last renewal) ?

 

 

 

Yes

No

Do you as licensee or the master electrician business have outstanding notices of violation owed to the Department?

 

Yes

No

Does any company associated with your Department-issued Electrician’s license currently have any unpaid firm account (permit and/

 

 

 

or application) fees?

 

 

 

 

 

10 Applicant Statements and Signatures

As a condition of being granted a license from the Department of Buildings, I hereby agree to comply with all Administrative Code Provisions and Department Rules, Regulations and Directives regarding how licensees conduct their specific trades. I affirm compliance with Section 27-3013(a) and the definition of responsible representative found in Section 27-3004, when the designated responsible representative of the business is submitting this renewal application. Falsification of any statement is a misdemeanor under section 28-211.1, 28-201.2.1.2, and 28-203.1.1 of the Administrative Code and is punishable by a fine or imprisonment, or both. Bribery is a crime: A person who gives or offers a bribe to any employee of the City of New York or an employee who takes or solicits a bride, is guilty of a felony punishable by imprisonment, a fine, or both.

 

Name (print)

Signature

 

Date

 

 

 

 

 

 

 

 

 

Electrician’s Seal

Notarization

 

Notary Seal

 

 

 

 

State of New York, County of:

 

 

 

 

 

 

 

 

 

 

 

 

Sworn to or affirmed under penalty of perjury

 

 

 

 

 

 

 

 

 

 

 

 

Day of

20

 

 

 

 

 

 

 

 

 

 

Internal Use Only

 

Notary Signature

 

 

 

 

 

 

 

 

 

 

 

Clerk’s Signature

Date

Fee Paid

Year

 

 

 

 

 

 

 

 

 

 

 

 

 

 

08/14

Form Characteristics

Fact Name Description
Application Requirement The LIC 38 form must be filled out typewritten.
License Types Includes Master, Special, Original, Renewal, Reissue, and Change licenses.
Responsible Representative Only one Responsible Representative can be designated for the application.
Business Information Applicants must provide full business details, including name and office address.
Legal Compliance Falsifying any information is a misdemeanor under the Administrative Code and carries penalties.
Governing Law The form is governed by Section 27-3013(a) and related sections of the Administrative Code of New York.

Guidelines on Utilizing Lic 38

The LIC 38 form is a critical document needed for electrical license applications in New York, whether you are applying for the first time or renewing an existing license. Completing the form accurately is essential, as it ensures that your application is processed smoothly. The following steps provide a clear guide to help you fill out the LIC 38 form properly.

  1. Type Your Application: Ensure the form is typewritten; handwritten forms may not be accepted.
  2. Select Application Type: Indicate whether you are applying for an Original, Renewal, Reissue, or Change.
  3. Choose License Type: Select from Master or Special licenses as applicable.
  4. Enter Your Information: Fill in your first name, middle initial, last name, home address, and telephone number. Include your city, state, and zip. Provide optional mobile telephone and email information as well.
  5. Provide Responsible Representative Details: Answer if you are the Responsible Representative. If yes, confirm if there are additional licensees in your business and list their names on an attached sheet if necessary.
  6. Authorize Additional Licensees: Indicate whether you authorize any additional person(s) to file electrical applications on behalf of the business and sign where required.
  7. Business Information: Record your business name, firm number, office address, telephone number, fax, and email.
  8. Select License Use: Choose whether the license is for Individual/Sole-Proprietor, On Behalf of a Corporation, a Partnership, or a Trade Master.
  9. Fill in Partner or Officer Information: Provide names, addresses, and titles for key individuals involved with your business.
  10. Answer Convictions and Fines Questions: Respond to the questions about any crime convictions or outstanding violation notices. If “Yes,” attach form LIC34.
  11. Review Applicant Statements and Sign: Read the applicant statements carefully, then print your name, sign, and date the form. Include the electrician’s seal if applicable.
  12. Complete Notarization: Have the document notarized. Fill in the relevant information for the notary, including their signature and seal.

Once you finish filling out the LIC 38 form, double-check all entries for accuracy. It is recommended to keep a copy for your records before submission. Submit the completed form along with any required fees and supporting documentation to the appropriate Department of Buildings office.

What You Should Know About This Form

What is the LIC 38 form used for?

The LIC 38 form is the application for an electrical license in New York City. It is necessary for individuals and businesses that want to obtain, renew, reissue, or change an electrical license. The form collects essential information, including applicant details, business information, and licensing type, to evaluate eligibility for the license.

Is there a specific format I need to follow when completing the LIC 38 form?

Yes, the LIC 38 form must be typewritten. Handwritten applications will not be accepted. This requirement ensures clarity and uniformity in the submission, making the processing of applications more efficient. Additionally, all required fields marked on the form must be accurately filled out to avoid delays in the application process.

Who can be the Responsible Representative on the LIC 38 form?

Only one person can be designated as the Responsible Representative for a business when submitting the LIC 38 form. This individual is responsible for ensuring the business complies with all applicable codes and regulations. The applicant must answer whether they are the Responsible Representative and indicate if there are additional licensees within the business.

What should I do if I have prior convictions or outstanding fines?

If you have been convicted of a crime or have outstanding notices of violation, you must answer “Yes” to the relevant questions on the LIC 38 form. In such cases, you must complete and attach form LIC34 to provide the necessary details. Failing to disclose this information can affect your application and may result in penalties.

Common mistakes

When completing the LIC 38 form, applicants often encounter several common mistakes that can delay or complicate the licensing process. One of the most frequent errors is providing inaccurate or incomplete information in the Applicant Information section. This section requires basic personal details such as your name, address, and social security number. Omitting any of this information or miswriting your details can lead to significant processing delays. Ensure each field is filled out accurately and review your answers thoroughly.

Another mistake commonly made is misunderstanding the role of the Responsible Representative. Applicants might misinterpret the section concerning the responsible representative's information, possibly declaring more than one person. However, the form explicitly states there can be only one responsible representative. This oversight can result in a rejection of the application. It is crucial to appoint one individual and clarify their status on the application correctly.

In the Convictions and Fines section, applicants sometimes answer “No” to the questions when they should actually be answering “Yes.” If an applicant has a prior conviction or outstanding fines related to their license, failing to disclose this information not only jeopardizes their application but may also lead to legal consequences. To avoid this, it’s essential to be honest and transparent regarding any past issues that may exist.

Moreover, applicants often overlook the importance of notarization. The form requires notarization in the designated area to validate the information provided. An application submitted without a notarized signature can be deemed incomplete. Notarization serves as an affirmation of the truthfulness of the statements made in the document. Always ensure that the signature is properly notarized before submission.

Finally, individuals frequently underestimate the significance of including the appropriate fee payment. The form includes a fee that must accompany the application. Omitting this payment delays processing and could potentially lead to the application being discarded altogether. Always verify the fee amount and include it with the completed form to prevent any issues.

Documents used along the form

The Lic 38 form, designed for electrical license applications, often requires the accompaniment of several other important documents. These forms help verify the information provided, clarify the qualifications of the applicant, and ensure compliance with various regulations. Below is a concise list of commonly used forms alongside the Lic 38.

  • LIC34: Conviction and Violation Disclosure Form - This form must be appended when applicants answer “yes” to certain questions regarding criminal convictions or outstanding violations. It serves to disclose any criminal history that may affect licensing status.
  • LIC31: Affidavit for Employment Verification - If the applicant has prior experience working under a licensed master electrician, this affidavit verifies that employment and outlines the specifics of the applicant’s work history.
  • LIC30: Continuing Education Credits Form - To maintain a license, electricians often need to complete continuing education. This form documents the courses taken and hours completed, ensuring compliance with educational requirements.
  • W-9: Request for Taxpayer Identification Number - As part of business operations, licensed electricians often need to submit this form to ensure proper tax documentation is linked to their business and personal identification information.
  • NYC DOB License Renewal Application - For those renewing their licenses, this application captures any updates in personal or business information since the last renewal, facilitating a smooth transition in maintaining licensure.
  • Proof of Insurance Documentation - This document verifies that the applicant holds the necessary insurance coverage required for licensing. It may include liability coverage or workers' compensation proof.
  • Business Registration Certificate - Essential for any business operation, this certificate confirms the legal establishment of the business and may be required to validate the business entity associated with the electrical license application.

Each of these documents plays a crucial role in the overall licensing process, ensuring that all pertinent information is available for review. When submitting the Lic 38 form, having these supplemental documents ready can significantly streamline the application process and help maintain compliance with necessary regulations.

Similar forms

  • Form LIC34: Criminal Conviction Reporting. This document requires the applicant to report any criminal convictions related to the profession. Similar to LIC38, it focuses on the applicant’s background and legal eligibility to hold a license.

  • Form LIC36: License Renewal Application. Like LIC38, this form is used for renewing licenses and involves similar applicant information, including business details and compliance affirmations. Both require disclosures about criminal history and outstanding fines.

  • Form LIC39: Change of Business Information. This form is comparable as it is utilized to update any changes in the applicant’s business information. It requires details similar to those found in LIC38, ensuring all records are current and accurate.

  • Form LIC40: Electrical Installation Permit Application. Similar in its purpose to LIC38, this form is for obtaining necessary permits for electrical work. It also requires detailed applicant information and requires truthfulness concerning compliance with legal standards.

  • Form LIC41: License Transfer Application. This document is used when transferring an electrical license to another individual or business entity. It shares similarities with LIC38 in that it collects personal and professional data, ensuring that all parties meet licensing requirements.

  • Form LIC42: Specialty License Application. This form pertains to specialized electrical licenses and requires similar information to the LIC38, including applicant data and responsible representative details, affirming the applicant's qualifications for a specialty license.

  • Form LIC43: Licensing Exemption Application. This document is intended for those seeking exemption from certain licensing requirements. Like LIC38, it involves detailed personal information and requires the applicant to disclose any legal violations that might affect their licensing status.

Dos and Don'ts

When filling out the Lic 38 form for an electrical license application, there are several important dos and don’ts to consider.

  • Do: Ensure that the application is typewritten. This is a requirement for all applications.
  • Do: Provide accurate and complete information in all sections. Missing or inaccurate information may delay the application process.
  • Do: Designate only one Responsible Representative. Ensure this person is clearly identified on the form.
  • Do: Double-check all entries before submission. Look for typos or errors in the information provided.
  • Don’t: Leave any required fields blank. All necessary information must be completed for the application to be considered valid.
  • Don’t: Submit false information. Falsification of any statement may lead to severe penalties.

Misconceptions

The Lic 38 form is essential for those seeking an electrical license, but many misconceptions surround its requirements and purpose. Addressing these misunderstandings can help applicants navigate the process more smoothly. Below are ten common misconceptions about the Lic 38 form:

  1. It can be filled out by hand. The Lic 38 form must be typewritten. Handwritten forms may be rejected or delayed.
  2. Only one type of license can be applied for at a time. Applicants can apply for multiple types of licenses, such as original, renewal, or reissue, on the same form.
  3. All information is mandatory. Some fields are optional, as indicated by an asterisk. Be sure to check which details are required.
  4. I can have multiple responsible representatives. The form allows for only one responsible representative. This individual must be clearly designated.
  5. Criminal convictions are not a concern. If you have any convictions, you must disclose them. Failure to do so can complicate your application.
  6. The application does not need notarization. The Lic 38 requires notarization, ensuring the accuracy of the statements made.
  7. Providing an email address is mandatory. While providing an email can facilitate communication, it is marked as optional.
  8. Only individuals can apply for the license. Businesses, partnerships, and corporations can also submit applications on behalf of their entities.
  9. Annual fees are not linked to the application. It’s crucial that all outstanding permit or application fees are paid, or the application may be rejected.
  10. Once submitted, I have no further obligations. Applicants must remain compliant with all relevant regulations even after the form is submitted.

Understanding these misconceptions can lead to a smoother application process for the Lic 38 form. Always refer back to the official instructions if uncertainties arise.

Key takeaways

1. Complete the Application Accurately: Ensure that the LIC 38 form is typewritten and all required fields are filled out correctly. Incorrect or incomplete information can delay the approval process.

2. Identify Your Role: Clarify whether you are the responsible representative for the business. Only one representative is allowed, and their name must be clearly indicated in the application.

3. Provide Business Information: Include detailed business information such as the business name, firm number, and office address. This information is crucial for the licensing authority to process your application efficiently.

4. Disclose Any Convictions: If you have ever been convicted of a crime or have outstanding violations, you must answer “Yes” to those questions and complete the additional form LIC34. Transparency is essential.

5. Understand the Consequences of Falsification: Acknowledge that providing false statements on the application is a misdemeanor. This can result in fines or imprisonment. Ensuring the accuracy of your application protects you and your business.