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The LIC 602A form is an essential document for residential care facilities for the elderly in California, designed to collect important health information about residents. This form must be filled out entirely to ensure that the facility can provide appropriate care tailored to each individual’s needs. It includes sections for the facility's information, the resident's personal details, and a physician’s evaluation. The physician's report section is particularly critical, as it outlines the resident’s diagnosis, treatment plans, and any special medical requirements. Additionally, the form captures vital statistics like height, weight, and blood pressure, along with specific health inquiries about cognitive conditions, mobility status, and medication management capabilities. Legally required signatures and consent from the resident or their representative for releasing medical information further reinforce the accountability of the care process. Collectively, these elements enable facilities to thoughtfully accommodate and support their residents while ensuring compliance with health regulations.

Lic 602A Example

STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

CALIFORNIA DEPARTMENT OF SOCIAL SERVICES

PHYSICIAN'S REPORT FOR RESIDENTIAL CARE FACILITIES FOR THE ELDERLY (RCFE)

I.FACILITY INFORMATION (To be completed by the licensee/designee)

1.

NAME OF FACILITY

 

 

 

2. TELEPHONE

 

 

 

 

 

(

)

 

 

 

 

 

 

 

3.

ADDRESS

 

CITY

 

 

ZIP CODE

 

 

 

 

4.

LICENSEE’S NAME

5. TELEPHONE

6. FACILITY LICENSE NUMBER

 

 

(

)

 

 

 

 

 

 

 

 

 

 

II. RESIDENT/PATIENT INFORMATION (To be completed by the resident/resident's responsible person)

1. NAME

2. BIRTH DATE

3. AGE

 

 

 

III. AUTHORIZATION FOR RELEASE OF MEDICAL INFORMATION (To be completed by resident/resident's legal representative)

I hereby authorize release of medical information in this report to the facility named above.

1. SIGNATURE OF RESIDENT AND/OR RESIDENT'S LEGAL REPRESENTATIVE

2. ADDRESS

3. DATE

IV. PATIENT'S DIAGNOSIS (To be completed by the physician)

NOTE TO PHYSICIAN: The person named above is either a resident or prospective resident of a residential care facility for the elderly licensed by the Department of Social Services. The license requires the facility to provide primarily non-medical care and supervision to meet the needs of that person. THESE FACILITIES DO NOT PROVIDE SKILLED NURSING CARE. The information that you provide about this person is required by law to assist in determining whether the person is appropriate for care in this non-medical facility. It is important that all questions be answered.

(Please attach separate pages if needed.)

1. DATE OF EXAM

2. SEX

3. HEIGHT

4. WEIGHT

5. BLOOD PRESSURE

6. TUBERCULOSIS (TB) TEST

a. Date TB Test Given

b. Date TB Test Read

c. Type of TB Test

d. Please Check if TB Test is:

 

 

 

Negative

Positive

 

 

 

 

 

e. Results: mm _____________ f. Action Taken (if positive): ________________________________

_________________________________________________________________________________

g.Chest X-ray Results: ________________________________________________________________

h.Please Check One of the Following:

Active TB Disease

Latent TB Infection

No Evidence of TB Infection or Disease

LIC 602A (8/11) (CONFIDENTIAL)

PAGE 1 OF 6

7.PRIMARY DIAGNOSIS:

a. Treatment/medication (type and dosage)/equipment:

b. Can patient manage own treatment/medication/equipment? Yes

No

c.If not, what type of medical supervision is needed?

8.SECONDARY DIAGNOSIS(ES):

a.Treatment/medication (type and dosage)/equipment:

b. Can patient manage own treatment/medication/equipment? Yes

No

c.If not, what type of medical supervision is needed?

9.CHECK IF APPLICABLE TO 7 OR 8 ABOVE:

Mild Cognitive Impairment: Refers to people whose cognitive abilities are in a “conditional state” between normal aging and dementia.

Dementia: The loss of intellectual function (such as thinking, remembering, reasoning, exercising judgement and making decisions) and other cognitive functions, sufficient to interfere with an individual’s ability to perform activities of daily living or to carry out social or occupational activities.

10.CONTAGIOUS/INFECTIOUS DISEASE:

a.Treatment/medication (type and dosage)/equipment:

b. Can patient manage own treatment/medication/equipment? Yes

No

c.If not, what type of medical supervision is needed?

LIC 602A (8/11) (CONFIDENTIAL)

PAGE 2 OF 6

11.ALLERGIES:

a. Treatment/medication (type and dosage)/equipment:

b. Can patient manage own treatment/medication/equipment? Yes

No

c.If not, what type of medical supervision is needed?

12.OTHER CONDITIONS:

a.Treatment/medication (type and dosage)/equipment:

b. Can patient manage own treatment/medication/equipment? Yes

No

c.If not, what type of medical supervision is needed?

13. PHYSICAL HEALTH STATUS

YES

NO

ASSISTIVE DEVICE

EXPLAIN

 

 

 

 

 

(If applicable)

 

 

a. Auditory Impairment

 

 

 

 

 

 

 

 

 

 

 

b. Visual Impairment

 

 

 

 

 

 

 

 

 

 

 

c. Wears Dentures

 

 

 

 

 

 

 

 

 

 

 

d. Wears Prosthesis

 

 

 

 

 

 

 

 

 

 

 

 

e.

Special Diet

 

 

 

 

 

 

 

 

 

 

 

 

f.

Substance Abuse Problem

 

 

 

 

 

 

 

 

 

 

 

 

g.

Use of Alcohol

 

 

 

 

 

 

 

 

 

 

 

 

h.

Use of Cigarettes

 

 

 

 

 

 

 

 

 

 

 

 

i.

Bowel Impairment

 

 

 

 

 

 

 

 

 

 

 

 

j.

Bladder Impairment

 

 

 

 

 

 

 

 

 

 

 

 

k.

Motor Impairment/Paralysis

 

 

 

 

 

 

 

 

 

 

 

 

l.

Requires Continuous

 

 

 

 

 

 

Bed Care

 

 

 

 

 

 

 

 

 

 

 

m. History of Skin Condition

 

 

 

 

 

 

or Breakdown

 

 

 

 

 

 

 

 

 

 

 

LIC 602A (8/11) (CONFIDENTIAL)

PAGE 3 OF 6

14. MENTAL CONDITION

YES

NO

EXPLAIN

 

a. Confused/Disoriented

 

 

 

 

 

 

 

 

 

b. Inappropriate Behavior

 

 

 

 

 

 

 

 

 

c. Aggressive Behavior

 

 

 

 

 

 

 

 

 

d. Wandering Behavior

 

 

 

 

 

 

 

 

 

e. Sundowning Behavior

 

 

 

 

 

 

 

 

 

 

f.

Able to Follow Instructions

 

 

 

 

 

 

 

 

 

 

g.

Depressed

 

 

 

 

 

 

 

 

 

 

h.

Suicidal/Self-Abuse

 

 

 

 

 

 

 

 

 

 

i.

Able to Communicate Needs

 

 

 

 

 

 

 

 

 

 

j.

At Risk if Allowed Direct

 

 

 

 

 

Access to Personal

 

 

 

 

 

Grooming and Hygiene Items

 

 

 

 

 

 

 

 

 

 

k.

Able to Leave Facility

 

 

 

 

 

Unassisted

 

 

 

 

 

 

 

 

15. CAPACITY FOR SELF-CARE

YES

NO

EXPLAIN

 

 

 

 

 

 

a. Able to Bathe Self

 

 

 

 

 

 

 

 

 

b. Able to Dress/Groom Self

 

 

 

 

 

 

 

 

 

c. Able to Feed Self

 

 

 

 

 

 

 

 

 

d. Able to Care for Own

 

 

 

 

 

Toileting Needs

 

 

 

 

 

 

 

 

 

e. Able to Manage Own

 

 

 

 

 

Cash Resources

 

 

 

 

 

 

 

 

16. MEDICATION MANAGEMENT

YES

NO

EXPLAIN

a.Able to Administer Own Prescription Medications

b.Able to Administer Own Injections

c.Able to Perform Own Glucose Testing

d.Able to Administer Own PRN Medications

e.Able to Administer Own Oxygen

f.Able to Store Own Medications

LIC 602A (8/11) (CONFIDENTIAL)

PAGE 4 OF 6

17. AMBULATORY STATUS:

a. 1. This person is able to independently transfer to and from bed: Yes

No

2. For purposes of a fire clearance, this person is considered:

 

Ambulatory

Nonambulatory

Bedridden

 

Nonambulatory: A person who is unable to leave a building unassisted under emergency conditions. It includes any person who is unable, or likely to be unable, to physically and mentally respond to a sensory signal approved by the State Fire Marshal, or to an oral instruction relating to fire danger, and/or a person who depend upon mechanical aids such as crutches, walkers, and wheelchairs.

Note: A person who is unable to independently transfer to and from bed, but who does not need assistance to turn or reposition in bed, shall be considered non-ambulatory for the purposes of a fire clearance.

Bedridden: For the purpose of a fire clearance, this means a person who requires assistance with turning or repositioning in bed.

b. If resident is nonambulatory, this status is based upon:

Physical Condition

Mental Condition

Both Physical and Mental Condition

c.If a resident is bedridden, check one or more of the following and describe the nature of the illness, surgery or other cause:

llness: ____________________________________________________________________

Recovery from Surgery: ______________________________________________________

Other: ____________________________________________________________________

NOTE: An illness or recovery is considered temporary if it will last 14 days or less.

d.If a resident is bedridden, how long is bedridden status expected to persist?

1.__________ (number of days)

2.______________________ (estimated date illness or recovery is expected to end or when resident will no longer be confined to bed)

3.If illness or recovery is permanent, please explain: __________________________________

__________________________________________________________________________

__________________________________________________________________________

__________________________________________________________________________

LIC 602A (8/11) (CONFIDENTIAL)

PAGE 5 OF 6

e. Is resident receiving hospice care?

 

No

Yes If yes, specify the terminal illness: ________________________________

18.

PHYSICAL HEALTH STATUS:

Good

Fair

Poor

19.

COMMENTS:

 

 

 

 

20. PHYSICIAN'S NAME AND ADDRESS (PRINT)

21.TELEPHONE

( )

22. LENGTH OF TIME RESIDENT HAS BEEN YOUR PATIENT

23. PHYSICIAN'S SIGNATURE

24. DATE

LIC 602A (8/11) (CONFIDENTIAL)

PAGE 6 OF 6

Form Characteristics

Fact Name Description
Purpose The LIC 602A form is a Physician's Report specifically designed for Residential Care Facilities for the Elderly (RCFE) in California.
Governing Law This form is governed by California Health and Safety Code (HSC) Section 1569.69, which requires a physician’s assessment for care eligibility.
Completion Requirement Sections of the form must be filled out by both the facility licensee and the resident or the resident's legal representative.
Confidentiality The LIC 602A form is marked as confidential, ensuring the personal medical information of residents is protected.
Medical Evaluation Physicians must provide a thorough medical evaluation of the resident, including diagnoses, treatment needs, and capacity for self-care.

Guidelines on Utilizing Lic 602A

Completing the LIC 602A form is a crucial step in ensuring that the appropriate care for a resident in a residential care facility is adhered to. The information gathered in this form provides the necessary details about the resident's health and medical conditions. To fill out the form correctly, follow the steps outlined below:

  1. Facility Information: Start by entering details about the facility. Provide the facility name, telephone number, address, city, zip code, the licensee’s name, and their telephone number. Also, include the facility license number.
  2. Resident/Patient Information: Fill out the resident's personal information. Include their name, birth date, and age.
  3. Authorization for Release of Medical Information: The resident or their legal representative must sign this section. Include their address and the date of signing.
  4. Patient's Diagnosis: The physician must complete this section. Enter the date of the exam, sex, height, weight, and blood pressure. Provide details on the tuberculosis (TB) test, including test dates, type, results, and whether the patient has active TB disease, latent TB infection, or no evidence of TB infection.
  5. Primary Diagnosis: Describe the primary diagnosis and treatment or medication the resident requires. Indicate if the patient can manage their treatment and specify any medical supervision needed, if necessary.
  6. Secondary Diagnosis: Similar to the primary diagnosis, detail any secondary diagnoses, treatments, and whether the patient can manage their own care.
  7. Special Conditions: Mark appropriate boxes for mild cognitive impairment or dementia. Address any contagious or infectious diseases and allergies in this section, including treatment or supervision needs.
  8. Physical Health Status: Assess and record the patient's physical health, including any impairments and the need for assistive devices. Use the 'yes' or 'no' options, and provide explanations where needed.
  9. Mental Condition: Indicate the mental condition of the patient, answering 'yes' or 'no' and explaining as necessary.
  10. Capacity for Self-Care: Assess the resident's ability to care for themselves, marking 'yes' or 'no' with explanations as appropriate.
  11. Medication Management: Note whether the patient can manage their medications and any required assistance.
  12. Ambulatory Status: Describe the resident's ability to transfer independently, marking whether they are ambulatory or nonambulatory. Provide relevant details regarding their condition.

What You Should Know About This Form

What is the purpose of the Lic 602A form?

The Lic 602A form is a Physician's Report used for Residential Care Facilities for the Elderly (RCFE) in California. It helps determine if a resident or prospective resident is suitable for non-medical care at these facilities. The information provided by the physician is essential for evaluating the individual’s medical condition and care needs.

Who needs to complete the Lic 602A form?

The form must be completed by different parties. The licensee or their designee fills out the facility information. The resident or their responsible person provides their information. Finally, the resident's physician will complete the medical evaluation section. This collaborative effort ensures that all necessary details are collected properly.

What kind of medical information does the Lic 602A form require?

The form asks for a variety of medical details. It includes the resident's primary and secondary diagnoses, medication management, and any allergies. It also inquires about the patient’s physical and mental conditions, including their capacity for self-care. This comprehensive approach ensures that the facility can meet each resident's specific needs.

Is a tuberculosis (TB) test required on the Lic 602A form?

Yes, the form includes a section dedicated to tuberculosis screening. Physicians need to document the type of TB test given and its results. If a test indicates positive results, the physician must report on any actions taken, ensuring the safety of all residents in the facility.

What happens if the resident has conditions that require special care?

The Lic 602A form allows physicians to specify conditions that may necessitate additional care or supervision. If a resident cannot manage their treatment or medication, the physician should indicate the type of medical supervision needed. This information is crucial for the facility to provide an appropriate level of care.

How confidential is the information on the Lic 602A form?

The Lic 602A form is labeled as confidential. It includes personal medical information about the resident, which must be handled carefully. The authorization for the release of medical information must be signed by the resident or their legal representative, ensuring that confidentiality is maintained throughout the process.

Common mistakes

Filling out the Lic 602A form can be a daunting task, and small errors can lead to delays or issues with processing. Here are six common mistakes to avoid.

One frequent mistake is missing or incomplete facility information. The facility name, licensee’s name, and address must all be clearly stated. If any of this information is omitted, it creates confusion and may result in delays. Always double-check that all sections in the facilities information part of the form are complete and accurate.

Another pitfall occurs in the resident/patient section. Often, individuals provide incorrect or outdated information regarding the date of birth or age. This section is critical for identifying the resident and verifying eligibility, so ensure that this information is correct. Also, don’t forget to confirm that the name matches the spelling on official documents.

In the authorization section, signatures can pose a problem. Sometimes, the signature of the resident or legal representative is missing or improperly dated. Double-check that the signature is present and valid. This step is crucial, as the release of medical information depends on a completed authorization.

When it comes to the physician's diagnosis section, many people overlook providing complete treatment details. Missing information, such as the type and dosage of medications, can hinder the evaluation of care needs. Be thorough when detailing treatment plans, as this section greatly influences the resident's placement in the facility.

Additionally, the section on medications often mixes up whether the patient can manage their medications. Some mistakenly check "Yes" when the reality is different. If the resident needs assistance, this must be noted clearly to ensure proper care arrangements are made.

Lastly, individuals can fail to specify the physical or mental condition of the resident correctly. This includes areas like mobility status or any cognitive impairments. Not providing sufficient detail can lead to inadequate care planning. It's crucial to take the time to fill out these sections accurately for the safety and well-being of the resident.

Documents used along the form

When dealing with the LIC 602A form, there are several other documents that often accompany it to ensure a comprehensive understanding of a resident's health needs and care requirements. Each of these documents serves a unique purpose in the context of residential care for the elderly. Here is a list of additional forms that are frequently used alongside the LIC 602A.

  • LIC 500 - Application for a License to Operate a Residential Care Facility for the Elderly: This form is essential for those looking to operate a residential care facility. It includes details about the facility, ownership, and operational plans.
  • LIC 610 - Emergency Disaster Plan: This document outlines the procedures a facility must follow in case of an emergency, ensuring both staff and residents can respond appropriately to protect everyone’s safety.
  • LIC 9166 - Record of Personnel Qualifications: This form provides information about the qualifications and training of the staff working at the facility, helping to reinforce the level of care available for residents.
  • LIC 601 - Application to Operate a Residential Care Facility for the Elderly: Similar to the LIC 500, this form is utilized to apply for facility licensing and includes details about staff, services provided, and overall mission.
  • LIC 9020 - Resident Personal Property Inventory: This form is crucial for documenting the belongings of residents upon their admission to the facility, protecting both the resident’s property and the facility’s liability.
  • LIC 627 - Verification of Personal Rights: This document affirms that residents have been made aware of their rights while living at the facility, covering aspects like privacy, dignity, and the ability to make choices.
  • LIC 602 - Physician's Report for Residential Care Facilities for the Elderly: Similar in name to the LIC 602A, this document details the medical evaluation and health record of the resident, providing necessary medical background information.
  • LIC 9141 - Plan of Operation: This plan outlines the daily operations of the facility, including schedules and routines, helping to establish consistency and reliability in care practices.
  • LIC 128 - Adult Day Program Application: If the facility also provides adult day care services, this form outlines the application for those services, detailing the specific programs available.

In summary, each of these documents plays a crucial role in the overall management and operation of residential care facilities for the elderly. Together, they help ensure that residents receive appropriate care tailored to their individual needs.

Similar forms

  • LIC 602: This form is also used to gather a resident's medical history and current health status for admission to residential care facilities. Similar to LIC 602A, it requires details regarding the patient's diagnosis and capacity for self-care.
  • LIC 601: This document focuses on the applicant's medical assessment and includes comprehensive questions about current health conditions. Like the LIC 602A, it aims to ensure that the individual's needs can be met in a residential setting.
  • LIC 626: This is a Personal Rights form. Similar to the LIC 602A, it ensures that the resident understands their rights within the care facility, reinforcing the necessity for proper communication about health needs.
  • LIC 9102: The Emergency Disaster Plan requires information about residents' abilities to evacuate in case of an emergency. The data gathering is akin to the LIC 602A in that it assesses each individual's capacities and limitations.
  • PH-27: This is a report form for identifying resident health conditions and care needs. It mirrors the LIC 602A as it collects essential medical information necessary for proper care and supervision in an elderly facility.
  • LIC 9280: This form records staff qualifications and training related to resident care. Like the LIC 602A, it emphasizes the importance of understanding residents' medical and emotional needs to provide appropriate assistance.

Dos and Don'ts

When filling out the Lic 602A form, it's essential to be careful and accurate. Here are ten important dos and don'ts:

  • Do use clear and legible handwriting when completing the form.
  • Do ensure all necessary sections are filled out completely, especially contact details.
  • Do double-check the resident's name and birth date for accuracy.
  • Do attach any additional pages if there is not enough space for your responses.
  • Do provide the date and signature of the resident or legal representative.
  • Don't leave any required fields blank, as this can delay processing.
  • Don't use abbreviations or acronyms that might not be understood by others.
  • Don't forget to include the facility license number when applicable.
  • Don't skip questions regarding the patient's medical history or conditions.
  • Don't submit the form without reviewing it for any mistakes or omissions.

Misconceptions

  • Misconception 1: The LIC 602A form is unnecessary for entry into residential care facilities.

    This form is crucial. It ensures that the facility has the right information about the resident's health status. Without it, the facility cannot make informed decisions about care needs.

  • Misconception 2: Only current residents need to complete the LIC 602A form.

    In fact, prospective residents must also have this form filled out. The document assists in assessing if the individual is suitable for the facility based on their health condition.

  • Misconception 3: The physician's diagnosis part of the LIC 602A is optional.

    It is not optional. The physician’s diagnosis is mandatory. This section helps the facility understand the medical needs of the resident, ensuring appropriate care is provided.

  • Misconception 4: The LIC 602A form is only about medical conditions.

    While medical conditions are important, the form also addresses cognitive abilities, capacity for self-care, and various health statuses. A holistic view of the resident's needs is vital for proper care.

  • Misconception 5: Completing the LIC 602A is a quick and easy process.

    This process may take time. It involves gathering accurate health information and collaborating between the resident, their family, and medical professionals. Rushing through can lead to incomplete or incorrect information.

Key takeaways

  • The Lic 602A form is essential for documenting medical information for residents in residential care facilities for the elderly.
  • Complete all sections thoroughly to ensure that the facility can provide appropriate care.
  • Authorization for the release of medical information is mandatory and must be signed by the resident or their legal representative.
  • The physician must provide detailed information about the resident's diagnosis, treatments, and any special needs.
  • Inaccurate or incomplete information may delay the admission process to the facility.
  • Regular updates and reevaluations of the resident's health status can help maintain appropriate care and support.