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The LIC 610E form is a vital document for residential care facilities for the elderly in California, outlining the comprehensive emergency and disaster plan that each facility must adopt. This requirement, driven by both the Health and Safety Code and California regulations, ensures that the health and safety of residents are prioritized during emergencies. The form serves as a framework, guiding licensees in documenting essential elements including emergency contacts, evacuation procedures, and resident assembly points. Staff training is a key component as well; personnel must understand their responsibilities and participate in regular drills to prepare adequately. Furthermore, the form emphasizes the importance of maintaining confidentiality regarding resident information while ensuring that emergency plans are accessible to relevant parties. Regular reviews, updates, and documentation of drills help bolster the facility's readiness. Overall, the LIC 610E form is not just a bureaucratic requirement; it is a roadmap toward ensuring the safety and security of our elderly population during unforeseen circumstances.

Lic 610E Example

State of California ­– Health and Human Services Agency

California Department of Social Services

EMERGENCY AND DISASTER PLAN

FOR RESIDENTIAL CARE FACILITIES FOR THE ELDERLY

EXPLANATION: A licensee is required to have an emergency and disaster plan that includes all of the elements on this form pursuant to Health and Safety Code section 1569.695 and California Code of Regulations, Title 22, Section 87212, Emergency Disaster Plan. The plan must be in writing and made available upon request to residents onsite, any responsible party for a resident, local long-term care ombudsman, and local emergency responders. All resident and employee information on this form must be kept confidential.

A licensee must provide training on the plan to all staff upon hire and annually thereafter. The training must include staff responsibilities during an emergency or disaster. Drills must be conducted by a licensee at least quarterly for each shift. The type of emergency covered in the drills must vary from quarter to quarter as specified in Health and Safety Code section 1569.695(c). An actual evacuation of residents is not required during a drill. While a licensee may provide an opportunity for residents to participate in a drill, they may not require resident participation. Documentation of drills must include the date, the type of emergency covered by the drill, and the names of facility staff participating in the drill.

The plan shall be reviewed annually, updated as necessary, and maintained on file at the facility. A licensee or administrator shall sign and date the plan to show that it has been reviewed and updated as necessary. A licensee is encouraged, but not required, to have the plan reviewed by local emergency authorities.

Note: An applicant seeking a license for a new facility must submit an emergency and disaster plan with their initial license application.

This form is provided as a courtesy to applicants and licensees.

Table of Contents

Section

Assignments During an Emergency or Disaster

Resident Information

Utility Shut-Off

Facility Exit Doors

Resident Assembly Points

Temporary Shelter Locations

Sheltering in Place Procedures

Evacuation Procedures

Emergency and Disaster Procedures

Administrator Statement

Review History

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LIC 610E (3/19)

Page 1 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

Name of Facility and License Number

 

Administrator of Facility

 

 

 

 

Street Address

City

State

Zip Code

 

 

 

 

Telephone Number

Alternate Telephone Number

Cell Phone Number

 

 

 

 

EMERGENCY NAMES AND TELEPHONE NUMBERS (IN ADDITION TO 9-1-1)

Emergency Contact Name

Telephone Number

Ambulance/Paramedics

Fire Department

Poison Control

Police/Sheriff

Office of Emergency Services

Red Cross

Transportation Provider(s)

Community Care Licensing (CCL) Adult and Senior Care Regional Office

Local Long-Term Care Ombudsman

Adult Protective Services

County Mental Health

Note: Emergency numbers must be posted at the facility.

ASSIGNMENTS DURING AN EMERGENCY OR DISASTER

Assignment

Facility Staff Member(s) Responsible

Name

Title

 

Accessing emergency supplies

Utility shut-off and if applicable, operation of backup generator

Provide transportation

Direct evacuation, assembly of residents to predetermined evacuation site, and person count

Supervision of residents during evacuation and/or relocation

Contact local emergency response agencies, CCL, residents’ representatives, hospice providers, local Long-Term Care Ombudsman, transportation providers, and others as necessary

LIC 610E (3/19)

Page 2 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

RESIDENT INFORMATION

(TO BE READILY AVAILABLE TO FACILITY STAFF DURING AN EMERGENCY)

Information

Location

Roster of residents with date of birth for each resident

Appraisal of resident needs and services for each resident

Medication list for residents with centrally stored medications

Contact information for the responsible party and physician for each resident

Note: This information must be located in the facility to ensure all information and records obtained from or regarding residents is kept confidential as required by California Code of Regulations, Title 22, Section 87506, Resident Records.

UTILITY SHUT-OFF

Utility

Shut-Off Location

Instructions for Shut-Off

Electricity

Gas

Sewer

Water

Other

FACILITY EXIT DOORS

Exit Door

Location

RESIDENT ASSEMBLY POINTS

Assembly Point

Location

Note: A licensee must show the location of all resident assembly points on the facility sketch.

LIC 610E (3/19)

Page 3 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

TEMPORARY SHELTER LOCATIONS

Name

Address

Telephone Number

Note: A licensee must list at least two appropriate shelter locations that can house facility residents during an evacuation and are equipped to provide safe temporary accommodations. One of the locations must be outside the immediate area where the facility is located.

SHELTERING IN PLACE PROCEDURES

If the facility plans to shelter-in-place, indicate the planned sheltering-in-place procedures. In case one or more utilities, including water, sewer, gas, or electricity, is not available, specify the plan and supplies available to provide alternative resources during an outage.

Specify plan for the facility to be self-reliant for a period of not less than 72 hours immediately following any emergency or disaster, including, but not limited to, a short-term or long-term power failure.

LIC 610E (3/19)

Page 4 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

EVACUATION PROCEDURES

Indicate the planned evacuation procedures.

Identify transportation needs.

Note: If transportation plan includes use of vehicle owned or operated by the facility, the keys to the vehicle shall be available to staff on all shifts.

Procedures to ensure communication with emergency response personnel and access to information needed to check emergency routes to be used for evacuation and relocation during an emergency or disaster.

LIC 610E (3/19)

Page 5 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

EMERGENCY AND DISASTER PROCEDURES

List procedures that address:

A.Provisions for emergency power (could include identifying suppliers of, and obtaining, back-up generators).

B.Responding to individual residents’ needs if emergency call buttons are inoperable.

C.Operating assistive medical devices that need electric power for operation, including, but not limited to, oxygen equipment and wheelchairs.

LIC 610E (3/19)

Page 6 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

D.Communicating with residents, families, hospice providers, and others as appropriate (may include landline telephones, cellular telephones, or walkie-talkies), establish backup communication, and inform residents and their responsible parties of the process for communicating during an emergency or disaster.

E.Assisting residents with self-administration of medication, and administering medication to residents.

F.Storage and preservation of medications, including storing medications that require refrigeration.

LIC 610E (3/19)

Page 7 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

G.Identifying residents with special needs, such as hospice services, and plan for meeting those needs.

H. Confirming the location of each resident during an emergency or disaster.

LIC 610E (3/19)

Page 8 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

ADMINISTRATOR STATEMENT

As licensee or administrator of this facility, I assume responsibility for and have reviewed this plan for providing emergency services, and as necessary, have updated it to reflect any changes in the facility that affect this plan, as indicated below. I shall instruct all residents, age and abilities permitting, any staff and/or household members as needed on their duties and responsibilities under this plan.

 

Reviewed/Updated

Date

Name and Title

Signature

 

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LIC 610E (3/19)

 

 

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Form Characteristics

Fact Name Details
Governing Law The LIC 610E form is governed by Health and Safety Code Section 1569.695 and California Code of Regulations, Title 22, Section 87212.
Document Availability The emergency plan must be in writing and available upon request to residents, responsible parties, local long-term care ombudsman, and emergency responders.
Staff Training Staff must be trained on the emergency plan at hire and annually, including responsibilities during emergencies or disasters.
Drill Requirements Drills must occur at least quarterly for each shift, covering different types of emergencies as specified in the law.
Plan Review The emergency plan must be reviewed annually and updated as necessary, with documentation kept on file.
License Application Requirement New facility applicants must submit an emergency disaster plan with their initial license application.

Guidelines on Utilizing Lic 610E

Filling out the LIC 610E form is an important step in ensuring that a residential care facility for the elderly is prepared for emergencies and disasters. It is essential to have a clear plan in writing so that both staff and residents know what to do when unexpected situations arise. The following steps will help guide you through the process of completing the form effectively.

  1. Begin by entering the Name of Facility and License Number at the top of the form.
  2. Fill in the Administrator of Facility along with the Street Address, City, State, Zip Code, and appropriate Telephone Numbers (including alternate and cell).
  3. List emergency contacts in the EMERGENCY NAMES AND TELEPHONE NUMBERS section. Include names and phone numbers for ambulance services, police, fire department, and any other relevant contacts.
  4. Write down facility staff assignments during an emergency. Document the Name and Title of responsible staff for each assignment, such as accessing emergency supplies or supervising evacuations.
  5. Gather essential Resident Information, which should include a roster with dates of birth, resident needs appraisals, medication lists, and contact information for responsible parties and physicians.
  6. Indicate the locations of utility shut-offs in the UTILITY SHUT-OFF section. Provide detailed instructions for shutting off utilities like electricity, gas, water, and sewer if necessary.
  7. Mark the Exit Doors and their locations clearly on the form, ensuring that staff can easily find them during an emergency.
  8. Specify Resident Assembly Points where residents will gather after evacuating. Make sure to note these locations on a facility sketch if needed.
  9. List at least two TEMPORARY SHELTER LOCATIONS that can accommodate residents during an evacuation. Include contact information for these locations.
  10. Detail your SHELTERING IN PLACE PROCEDURES, including any supplies and plans to remain self-reliant for a minimum of 72 hours after an emergency.
  11. Outline your EVACUATION PROCEDURES. Clearly communicate transportation needs and ensure that vehicle keys are accessible to staff at all times.
  12. Finally, complete the ADMINISTRATOR STATEMENT by signing and dating the plan to confirm it has been reviewed and updated as necessary.

What You Should Know About This Form

What is the purpose of the Lic 610E form?

The Lic 610E form is designed for residential care facilities for the elderly in California. It serves as an emergency and disaster plan. State law requires these facilities to have a written plan that includes specific components to ensure the safety and well-being of residents during emergencies. This plan must be accessible to residents and responsible parties, and it is important for staff to be trained on its protocols.

Who is required to complete the Lic 610E form?

Any licensee of a residential care facility for the elderly must complete the Lic 610E form. This includes facilities applying for a new license as well as existing licensed facilities. The form outlines necessary emergency procedures and ensures that all staff members and residents are aware of them. Proper documentation and annual reviews are mandatory.

What training is required for staff regarding the emergency and disaster plan?

Staff must receive training on the emergency and disaster plan during their hiring process. This training should continue annually. The training should cover the responsibilities of employees during an emergency or disaster. Additionally, staff should participate in drills at least quarterly to practice these procedures.

How often should drills be conducted?

Drills must be held at least quarterly for each shift. The drills should simulate different types of emergencies in line with the guidelines provided by state law. While residents can be invited to participate in these drills, they cannot be compelled to do so. Documentation on drill activities must be kept for review.

What information must be kept confidential?

All resident and employee information related to the emergency and disaster plan must remain confidential. The plan includes sensitive details about residents’ needs, medications, and emergency contacts. Therefore, this information should only be available to authorized staff and relevant emergency personnel as needed.

How should the emergency and disaster plan be maintained over time?

The emergency and disaster plan must be reviewed at least once a year. It should be updated whenever necessary, such as after any significant changes in the facility or its operations. The licensee or administrator must sign and date the updated plan to document the review process. Keeping the plan updated is essential for compliance with state regulations.

Common mistakes

When completing the Lic 610E form, one common mistake is leaving out critical contact information. This form requires a list of emergency numbers beyond 9-1-1, including local emergency services and community resources. Omitting any of these contacts can hinder response efforts during a crisis. Ensure that all relevant organizations and contacts are included, as this information should be readily accessible to staff.

Another frequent error involves insufficient detail in describing emergency procedures. Each section of the form needs precise instructions on how to handle various emergencies. Vague statements can lead to confusion among staff during an actual event. Clear, actionable steps should be outlined for evacuations and sheltering in place as part of the emergency plan.

A third mistake pertains to staff assignments during emergencies. Some may forget to specify which staff members are responsible for critical tasks, such as utility shut-off and resident evacuation. This oversight can create uncertainty when immediate actions are necessary. Clearly assign roles and responsibilities to ensure all staff understand their duties during an emergency.

Finally, many individuals neglect to document the training and drills that must be conducted as part of the emergency plan. The law mandates not only annual training but also quarterly drills to prepare staff for potential scenarios. Failure to maintain accurate records of these activities risks non-compliance and compromises the safety of residents. Keeping thorough documentation helps ensure that the emergency plan is continually practiced and refined.

Documents used along the form

When preparing the Lic 610E form for residential care facilities for the elderly, there are several other forms and documents that might also be required. Each of these supports the emergency preparation and response efforts in a facility. Here’s a brief overview of these important documents:

  • Emergency Contact List: This document contains the contact information for local emergency services, key personnel, and family members of residents. It's crucial for quick communication during emergencies.
  • Staff Emergency Training Log: It records the training sessions conducted for staff on emergency protocols. It ensures compliance with training requirements and helps manage accountability.
  • Incident Report Form: This form documents any incidents or emergencies that occur, detailing what happened, responses taken, and outcomes. This information is valuable for future training and policy improvements.
  • Emergency Drill Schedule: A calendar outlining the planned emergency drills for different scenarios. It allows for organized practice and prepares all staff for various emergency situations.
  • Utility Shut-off Procedures: Instructions for shutting off utilities in an emergency. This document helps staff act quickly to prevent further hazards during an emergency.
  • Resident Evacuation Plan: Specific procedures for evacuating residents in an emergency, including transportation methods and routes. This plan ensures the safety of residents during an evacuation.
  • Sheltering in Place Plan: Guidelines for how to safely shelter residents onsite during emergencies, including alternative resources and safety measures. This plan is essential for situations where evacuation is not possible.

By keeping these documents organized and accessible, facilities can enhance their preparedness for emergencies while ensuring the safety and well-being of their residents. Careful attention to these forms fosters a proactive approach to emergency management.

Similar forms

When considering documentations similar to the Lic 610E form, there are several key pieces of paperwork that serve related purposes in emergency preparedness and response. Each document plays a role in ensuring the safety and well-being of individuals in care facilities. Here is a list of nine such documents:

  • Emergency Response Plan: This document outlines the strategies and actions an organization will take during different types of emergencies, similar to the Lic 610E which details specific procedures for residential care facilities.
  • Disaster Recovery Plan: While the Lic 610E focuses on immediate response, this plan lays out the steps necessary for recovery following a disaster, ensuring continuity of care.
  • Health and Safety Code Compliance Form: Just as the Lic 610E adheres to health and safety regulations, this form demonstrates compliance with relevant local and state laws regarding facility operations.
  • Staff Training Manual: This manual, akin to the training described in the Lic 610E, provides guidelines for staff training on emergency procedures, including responsibilities during evacuations or other crises.
  • Evacuation Plan: Similar to the evacuation procedures outlined in the Lic 610E, this plan specifically details how residents will be evacuated in various scenarios, including transportation logistics.
  • Business Continuity Plan: This document outlines how an organization intends to maintain operations during a disruption, complementing the immediate focus of the Lic 610E in an emergency situation.
  • Incident Report Form: After an emergency, this form records the details and outcomes of the incident, much like the Lic 610E's drill documentation requirements.
  • Resident Care Plan: This individualized plan for residents ensures their specific needs are addressed, aligning with the Lic 610E requirement for readily available resident information.
  • Fire Safety Plan: Similar to the emergency procedures outlined in the Lic 610E, this specific plan focuses on fire-related emergencies, detailing evacuation routes and safety protocols.

Each of these documents work in tandem to promote safety and preparedness, ensuring that facilities can respond effectively during emergencies.

Dos and Don'ts

When completing the Lic 610E form, it’s critical to adhere to the guidelines to ensure proper planning for emergencies and disasters. Here are some important do's and don'ts to consider:

  • Do: Ensure all resident and employee information remains confidential. Protecting this information is paramount.
  • Do: Provide clear, accessible training to all staff regarding their responsibilities. This training should occur at the time of hiring and annually thereafter.
  • Do: Conduct drills at least quarterly for each shift. Make sure the types of emergencies covered vary with each exercise.
  • Do: Document every drill appropriately. Include the date, type of emergency drilled, and names of participating staff.
  • Don’t: Overlook the necessity of having a written plan ready for review upon request. Residents and emergency responders need access to this information.
  • Don’t: Require resident participation in drills. While involvement can be beneficial, it should always be voluntary.
  • Don’t: Forget to update and review the plan annually. Changes in circumstances may require revisions to the existing plan.
  • Don’t: Leave emergency numbers unposted. These numbers must be visible at the facility at all times.

Addressing these points with diligence can significantly enhance safety measures and preparedness in your facility. Act promptly to ensure compliance and safeguard both residents and staff.

Misconceptions

Misconception 1: The LIC 610E form is optional for all residential care facilities.

In reality, this form is a requirement under California law. Facilities must have an emergency and disaster plan in compliance with specific regulations.

Misconception 2: Only the facility administrator needs to be familiar with the LIC 610E form.

It's crucial for all staff members to be trained on the emergency plan. This ensures everyone knows their responsibilities during an emergency.

Misconception 3: There are no consequences for not conducting regular drills.

Facilities are required to conduct drills quarterly for each shift. Failure to do so could result in penalties or issues with licensing.

Misconception 4: Residents must actively participate in emergency drills.

While residents can be invited to participate, their participation is not mandatory. Facilities should respect the comfort levels of their residents.

Misconception 5: The plan can be written and forgotten after it is created.

The emergency plan must be reviewed annually and updated as necessary. It's a living document that requires ongoing attention.

Misconception 6: Confidentiality rules do not apply to resident information on the LIC 610E form.

All resident and employee information collected must be kept confidential, as required by law. This protects the privacy of everyone involved.

Misconception 7: A single location for shelter is sufficient during an emergency.

Facilities should identify at least two appropriate shelter locations outside their immediate area to ensure safety and readiness in case of an evacuation.

Misconception 8: Staff only need to know about the emergency plan at the time of hire.

Training on the emergency plan is mandatory both at the time of hire and annually thereafter to keep everyone informed and prepared.

Misconception 9: The form does not need to be made available to residents or their representatives.

The emergency plan must be available upon request to residents and their responsible parties to ensure transparency and trust.

Misconception 10: Emergency contact information is not crucial for the LIC 610E form.

Listing emergency contacts is essential. It ensures that help can be reached quickly during a crisis, enhancing the safety of residents.

Key takeaways

  • A completed Lic 610E form is essential for compliance with California regulations regarding emergency and disaster planning for residential care facilities for the elderly.
  • The form must include detailed emergency procedures, utility shut-off instructions, and resident information to ensure safety during an emergency.
  • Confidentiality of resident information is crucial. Ensure that all data remains secure and is made available only to authorized personnel.
  • Training staff on the emergency plan is mandatory. This training should be conducted at the time of hiring and annually afterward.
  • Emergency drills must occur at least quarterly. Each drill should focus on a different type of emergency and should document participant names and specifics.
  • Review the emergency plan annually. Any alterations should be documented, signed, and dated by the licensee or administrator.
  • Licensees are encouraged to seek feedback from local emergency authorities before finalizing the plan to enhance its effectiveness.