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The Lic 621 form is a crucial document designed to protect the personal property and valuables of clients or residents in residential care facilities in California. This form establishes clear guidelines that facilities must follow to ensure that residents' belongings are safeguarded while they are in the care of the facility. Each facility's administrator or licensee is responsible for keeping a detailed record of all personal property entrusted to the facility, including the quantity, description, and storage location of each item. Notably, both the resident and the administrator must sign off on this document to validate its accuracy. In situations where a resident does not sign, it is mandatory to provide an explanation. Additionally, if any items are removed from the facility, the form must reflect the reason for the removal and include signatures from the relevant parties. In compliance with state regulations, the Lic 621 form not only serves as a record-keeping tool but also plays a significant role in risk management, ensuring that facilities remain accountable for the property entrusted to them. The completion of this form is a vital step in building trust between residents and facility operators, laying the groundwork for transparent processes regarding the management of valuable property.

Lic 621 Example

STATE OF CALIFORNIA — HEALTH AND HUMAN SERVICES AGENCY

CALIFORNIA DEPARTMENT OF SOCIAL SERVICES

 

COMMUNITY CARE LICENSING

CLIENT/RESIDENT PERSONAL PROPERTY AND VALUABLES

Facilities must safeguard client's/resident's personal property/valuables entrusted to the facility. Licensee/Administrator is responsible for maintaining a record of personal property/valuables entrusted to and removed from the facility. Under "Number", enter the quantity of items entrusted. Under "Description", describe the item (marking articles by names or numbers may aid identification.). Under "Location", enter where items are stored. Licensee/Administrator and client/resident must sign each entry. Explain why, if client/resident does not sign. Provide a copy to the client/resident and maintain a copy in client's/resident's file. As property/valuable is removed, explain the reason for removal, enter the removal date, and ensure form is signed by all required persons specified above.

The reverse side of this form may be completed and retained in Residential Care Facilities for the Elderly to meet the notice requirements of Health and Safety Code Section 1569.153(k).

Name of Client/ResidentSocial Security No.

A. PERSONAL PROPERTY/VALUABLES ENTRUSTED TO FACILITY

 

 

 

 

Signature of Client/Resident

Number

Description

Date

Location

(or if "None" explain)

Signature of Licensee/Administrator

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

B. PERSONAL PROPERTY/VALUABLES REMOVED

 

 

 

 

Signature of Client/Resident

Number

Description

Date

Location

(or if "None" explain)

Signature of Licensee/Administrator

 

 

 

 

LIC 621 (4/99) (CONFIDENTIAL)

RESIDENTIAL CARE FACILITIES FOR THE ELDERLY ONLY.

Section 1569.152 of the Health and Safety Code:

1569.152. (a) A residential care facility for the elderly, as defined in Section 1569.2, which fails to make reasonable efforts to safeguard resident property shall reimburse a resident for or replace stolen or lost resident property at its then current value. The facility shall be presumed to have made reasonable efforts to safeguard resident property if the facility has shown clear and convincing evidence of its efforts to meet each of the requirements specified in Section 1569.153. The presumption shall be a rebuttable presumption, and the resident or the resident's representative may pursue this matter in any court of competent jurisdiction.

(b)A civil penalty shall be levied if the residential care facility for the elderly has no program in place or if the facility has not shown clear and convincing evidence of its efforts to meet all of the requirements set forth in Section 1569.153. The State Department of Social Services shall issue a deficiency in the event that the manner in which the policies have been implemented is inadequate or the individual facility situation warrants additional theft and loss protections.

(c)The department shall not determine that a facility's program is inadequate based solely on the occasional occurrence of theft or loss in a facility.

SEC. 3. Section 1569.153 of the Health and Safety Code:

1569.153. A theft and loss program shall be implemented by the residential care facilities for the elderly within 90 days after January 1, 1989. The program shall include all of the following:

(a)Establishment and posting of the facility's policy regarding theft and investigative procedures.

(b)Orientation to the policies and procedures for all employees within 90 days of employment.

(c)Documentation of lost and stolen resident property with a value of twenty-five dollars ($25) or more within 72 hours of the discovery of the loss or theft and, upon request, the documented theft and loss record for the past 12 months shall be made available to the State Department of Social Services, law enforcement agencies and to the office of the State Long-Term Care Ombudsman in response to a specific complaint. The documentation shall include, but not be limited to, the following:

(1)A description of the article.

(2)Its estimated value.

(3)The date and time the theft or loss was discovered.

(4)If determinable, the date and time the loss or theft occurred.

(5)The action taken.

(d)A written resident personal property inventory is established upon admission and retained during the resident's stay in the residential care facility for the elderly. Inventories shall be written in ink, witnessed by the facility and the resident or resident's representative, and dated. A copy of the written inventory shall be provided to the resident or the person acting on the resident's behalf. All additions to an inventory shall be made in ink, and shall be witnessed by the facility and the resident or resident's representative, and dated. Subsequent items brought into or removed from the facility shall be added to or deleted from the personal property inventory by the facility at the written request of the resident, the resident's family, a responsible party, or a person acting on behalf of a resident. The facility shall not be liable for items which have not been requested to be included in the inventory or for items which have been deleted from the inventory. A copy of a current inventory shall be made available upon request to the resident, responsible party, or other authorized representative. The resident, resident's family, or a responsible party may list those items which are not subject to addition or deletion from the inventory such as personal clothing or laundry, which are subject to frequent removal from the facility.

(e)Inventory and surrender of the resident's personal effects and valuables upon discharge to the resident or authorized representative in exchange for a signed receipt.

(f)Inventory and surrender of personal effects and valuables following the death of a resident to the authorized representative in exchange for a signed receipt. Immediate written notice to the public administrator of the county upon the death of a resident whose heirs are unable or unwilling to claim the property as specified in Chapter 20 (commencing with Section 1140) of Division 3 of the Probate Code.

(g)Documentation, at least semiannually, of the facility's efforts to control theft and loss, including the review of theft and loss documentation and investigative procedures and results of the investigation by the administrator and, when feasible, the resident council.

(h)Establishment of a method of marking, to the extent feasible, personal property items for identification purposes upon admission and, as added to the property inventory list, including engraving of dentures and tagging of other prosthetic devices.

(i)Reports to the local law enforcement agency within 36 hours when the administrator of the facility has reason to believe resident property with a then current value of one hundred dollars ($100) or more has been stolen. Copies of those reports for the preceding 12 months shall be made available to the State Department of Social Services and law enforcement agencies.

(j)Maintenance of a secured area for residents' property which is available for safekeeping of resident property upon the request of the resident or the resident's responsible party. Provide a lock for the resident's bedside drawer or cabinet upon request of and at the expense of the resident, the resident's family, or authorized representative. The facility administrator shall have access to the locked areas upon request.

(k)A copy of this section and Sections 1569.152, 1569.153 and 1569.154 is provided by a facility to all of the residents and their responsible parties, and available upon request, to all of the facility's prospective residents and their responsible parties.

(l)Notification to all current residents and all new residents, upon admission, of the facility's policies and procedures relating to the facility's theft and loss prevention program.

(m)Only those residential units in which there are no unrelated residents and where the unit can be secured by the resident or residents are exempt from the requirements of this section.

Section 1569.154 of the Health and Safety Code:

1569.154. No provision of a contract of admission, which includes all documents which a resident or his or her representative is required to sign at the time of, or as a condition of, admission to a residential care facility for the elderly, shall require or imply a lesser standard of responsibility for the personal property of residents than is required by law.

I have received a copy of Health and Safety Code Sections: 1569.152, 1569.153, and 1569.154 and am acquainted with the facilities personal property safeguard procedures.

CLIENT/RESIDENT/RESPONSIBLE PERSON SIGNATURE

TITLE

DATE

LICENSEE OR DESIGNATED REPRESENTATIVE

DATE COMPLETED

Form Characteristics

Fact Name Details
Governing Agency The LIC 621 form is associated with the California Department of Social Services.
Purpose This form is used to document the personal property and valuables entrusted to a facility by patients or residents.
Record Keeping Licensees or administrators must maintain accurate records of all items entrusted to and removed from the facility.
Signature Requirement The form requires signatures from both the client/resident and the licensee/administrator for each entry.
Notification Facilities must explain why a client/resident does not sign entries, ensuring transparency in documentation.
Health and Safety Code Reference Sections 1569.152, 1569.153, and 1569.154 of the California Health and Safety Code govern property safeguarding requirements.
Removal Procedures When property is removed, reasons for removal must be documented along with the date and signatures required.
Confidentiality The form is labeled as confidential, indicating that the client/resident's information must be handled securely.
Inventory Management A written inventory of personal property must be established at admission and updated throughout the resident's stay.

Guidelines on Utilizing Lic 621

Completing the Lic 621 form is an important task that ensures personal property and valuables are handled properly in a care facility. It involves recording items entrusted to the facility, as well as documenting any property that is removed. To fill out the form accurately, follow these steps carefully.

  1. Begin by filling in the name of the client or resident at the top of the form.
  2. Enter the client's or resident's Social Security number in the provided space.
  3. In section A, list the personal property and valuables entrusted to the facility:
    • For the Number, indicate how many items are being entrusted.
    • In the Description field, provide details about each item.
    • Record the Date the items were entrusted.
    • Specify the Location where the items will be stored.
  4. Make sure to have the client or resident sign next to their entries in section A.
  5. If the client or resident does not sign, include an explanation for the absence of their signature.
  6. At the bottom of section A, the licensee or administrator must also sign to acknowledge receipt of the items.
  7. Next, if any personal property or valuables are removed, fill out section B:
    • Again, enter the Number of the items being removed.
    • Provide a Description for each of these items.
    • Record the Date they were removed.
    • Indicate the Location from which the items were removed.
  8. Require the client or resident to sign next to their entries in section B. Include an explanation if they do not sign.
  9. Have the licensee or administrator sign at the end of section B.
  10. Once the form is complete, ensure the client or resident receives a copy, and maintain a copy in their file.
  11. Finally, remember to document the reason for any removal of items as specified in the instructions and ensure all entries are accurate and clear.

Following these steps will help establish a clear record of personal property and valuables, which is crucial for protecting the interests of the residents and ensuring compliance with facility policies. Properly filled out forms can also foster transparency and trust between residents and staff.

What You Should Know About This Form

1. What is the purpose of the Lic 621 form?

The Lic 621 form is designed to safeguard the personal property and valuables of residents in residential care facilities for the elderly. It allows facilities to keep a clear record of items that residents entrust to them. The form ensures accountability and provides a process for documenting the entrustment as well as the removal of personal items.

2. Who is responsible for maintaining the records on the Lic 621 form?

The licensee or administrator of the facility is responsible for maintaining records of all personal property and valuables that residents entrust to the facility. They must ensure accurate entries, including descriptions and locations of items, and signatures from both the client/resident and themselves for each record entry.

3. What should be done if a resident does not sign the Lic 621 form?

If a resident does not sign the Lic 621 form, the licensee or administrator must provide an explanation in the designated section of the form. This ensures transparency and clarity regarding the absence of a signature, which is essential for maintaining trust and accountability.

4. How are removals of personal property documented on the Lic 621 form?

Whenever a personal property item is removed from the facility, the reason for its removal must be explained on the form. The date of removal should be recorded as well, and signatures from the resident and the licensee or administrator are required. This documentation serves to protect both the resident and the facility.

5. Is the Lic 621 form confidential?

Yes, the Lic 621 form is marked as confidential. This designation protects the personal information of the resident and their entrusted items. It is essential that all facility staff handle this form with care to ensure the privacy and security of residents’ personal belongings.

Common mistakes

Filling out the Lic 621 form is a critical step to ensure the proper management of personal property in care facilities. However, individuals often make mistakes that can lead to complications. One common error is leaving the “Number” field blank. This field requires a specific quantity of items being entrusted to the facility. Incomplete information can create confusion regarding accountability.

Another frequent issue is vague descriptions in the “Description” section. A simple phrase like "valuable item" does not provide the clarity needed for identification. Instead, details such as brand names, serial numbers, or specific characteristics should be included to prevent misunderstandings or misplacement.

Failure to specify the “Location” where items are stored is yet another mistake. This oversight can lead to difficulties in tracking the items, especially if they need to be retrieved later. Clearly indicating the storage location helps maintain an organized record and streamlines the retrieval process.

Often, individuals forget to have both the Licensee/Administrator's and the client's signatures on each entry. Signatures validate the information provided and confirm mutual understanding. Not securing these signatures undermines the record's reliability.

Omitting reason explanations for items removed from the facility can also pose a problem. Every removal needs to be justified with the corresponding “Date” and a brief explanation. This practice maintains transparency and accountability, critical aspects of property management.

Individuals sometimes neglect to provide a copy of the form to the resident. Each resident should have access to their own records for personal awareness and assurance. Failing to provide this transparency can lead to distrust and disputes.

Another mistake is not explaining the reason if the client or resident refuses to sign an entry. The absence of an explanation creates ambiguity, which can complicate responsibilities for the facility.

Some people incorrectly assume the reverse side of the form only pertains to certain facilities. In reality, it should be completed by all facilities to adhere to Health and Safety Code requirements. Overlooking this detail can result in regulatory compliance issues.

Lastly, avoiding the update of the personal property inventory undermines its purpose. Each addition or removal of items should be documented promptly. Failure to keep the inventory current can lead to significant misunderstandings about what items are accounted for.

Documents used along the form

The Lic 621 form plays a crucial role in ensuring that personal property and valuables are properly documented and safeguarded in residential care facilities for the elderly. Alongside this form, several other documents are commonly used to support residents and their families in managing personal belongings effectively. Below is a list of some of these important forms and documents.

  • LIC 624 - Individual Plan of Services: This document outlines the personalized care plan for each resident, ensuring that their unique needs and preferences are addressed within the facility.
  • LIC 602 - Application for a License: Potential facilities must complete this application to demonstrate compliance with regulations and readiness to provide safe care for residents.
  • LIC 500 - Personnel Report: This form is used to report staff qualifications and ensure that all personnel meet the necessary training and background check requirements to work in care facilities.
  • LIC 401 - Designation of Facility Administrator: This document officially names the person responsible for the day-to-day operations of the facility, ensuring accountability in resident care.
  • LIC 308 - Statement of Information: Facilities provide background information on ownership and management through this statement, which helps establish transparency and trust.
  • LIC 827 - Emergency Disaster Plan: This plan is essential for preparing staff and residents for emergencies, detailing safety procedures and evacuation plans tailored to the facility’s layout.
  • LIC 926 - Resident Rights: This document outlines the rights of residents, ensuring they understand their legal entitlements, including property rights, privacy, and the right to receive appropriate care.
  • LIC 995 - Grievance Procedure: This form provides residents with a clear process for voicing concerns about their care or treatment, fostering a dialogue that can improve the living environment.

These documents collectively contribute to a comprehensive approach to resident care, ensuring that personal property is handled responsibly and that residents’ rights and needs are prioritized. Understanding these forms can empower both residents and their families as they navigate the complexities of care facility regulations.

Similar forms

  • Form LIC 622 (Resident Admission Agreement): Similar to LIC 621, this form documents the agreement between the facility and the resident regarding the care and services provided. It outlines responsibilities of the facility related to the resident's belongings.
  • Form LIC 623 (Caregiver Background Check Consent): Like the LIC 621, this form is used to protect residents by ensuring that caregivers undergo background checks, thereby safeguarding their property and persons.
  • Form LIC 624 (Incident Report): In a manner similar to LIC 621, this form logs incidents affecting a resident, including those involving personal property, ensuring that issues are documented and addressed.
  • Form LIC 625 (Rights of Residents): This form, like LIC 621, reinforces the rights of residents, including protection of their personal property and clear documentation of its management.
  • Form LIC 626 (Facility Evaluation Report): This report assesses facilities, similar to how LIC 621 tracks personal property. It ensures that facilities meet standards for safeguarding residents and their belongings.
  • Form LIC 627 (Emergency Plan): Both LIC 621 and LIC 627 focus on protecting the well-being of residents. The emergency plan includes procedures for safeguarding personal belongings during crises.
  • Form LIC 628 (Personal Property Inventory): Related to LIC 621, this form specifically catalogs residents’ personal items, akin to how LIC 621 documents entrusted valuables and their status within the facility.

Dos and Don'ts

Filling out the Lic 621 form accurately is essential for safeguarding personal property in residential care facilities. Here are four important dos and don'ts to keep in mind:

  • Do provide clear and detailed descriptions of each item entrusted to the facility. This helps in proper identification.
  • Do ensure that both the client or resident and the licensee or administrator sign each entry. This provides a confirmation of the transaction.
  • Don’t skip the explanation section if a client or resident does not sign. Clarifying this detail is crucial for accountability.
  • Don’t forget to update the form with removal dates and reasons when items are taken out of the facility. Keeping comprehensive records is vital.

By adhering to these guidelines, you can help ensure the secure management of personal property within the facility, benefitting all parties involved.

Misconceptions

There are several misconceptions regarding the Lic 621 form that can lead to confusion among residents and facility administrators. Here is a list of seven common misunderstandings:

  1. The Lic 621 form is optional for facilities. In fact, this form is a mandatory component for facilities that care for the elderly. It ensures that personal property and valuables are accounted for and safeguarded.
  2. Clients do not need to sign the Lic 621 form. Each entry on the form must be signed by the client or resident, along with the facility administrator. Without these signatures, the record is incomplete.
  3. The form only tracks valuables that can be lost or stolen. The Lic 621 form is intended to track all personal property entrusted to the facility, regardless of value. Everything from clothing to jewelry should be recorded.
  4. The facility is automatically liable for lost or stolen items. Liability depends on the facility's efforts to safeguard resident property. If a facility can show clear evidence of such efforts, they may not be held accountable for every loss.
  5. Residents can only access their property at designated times. The Lic 621 form enables residents to request access to their personal items at any time, provided proper protocols are followed.
  6. The Lic 621 form does not require updates. As residents bring in or remove items, those changes must be recorded on the form. Failing to keep the form updated can lead to discrepancies.
  7. Documentation for theft is unnecessary if the resident's property is noted. In the case of theft, facilities must document lost or stolen items valued at $25 or more within 72 hours, regardless of their inclusion on the Lic 621 form.

Understanding these misconceptions is essential for both residents and facility administrators. Awareness can lead to better communication and improved safeguarding of personal property.

Key takeaways

Filling out and utilizing the Lic 621 form properly is essential to safeguard clients' and residents' personal property and valuables in California's residential care facilities. Below are key takeaways regarding this process:

  • Responsibility: The licensee or administrator must maintain clear records of personal property entrusted to the facility by residents.
  • Entry Requirements: Each entry for items must include the number, description, and location of the property stored within the facility.
  • Signatures Necessary: Both the client/resident and the licensee/administrator must sign each entry for verification purposes. If the resident does not sign, an explanation is required.
  • Documentation Copy: A copy of each entry must be provided to the resident, and the facility must keep a copy in the resident's file for records.
  • Removals: When property is removed, document the reason for removal, the date, and ensure all relevant parties sign the entry.
  • Additional Compliance: Completing the reverse side of the form is necessary for facilities that cater to the elderly to comply with specific notice requirements.
  • Inventory Requirements: A detailed personal property inventory must be established upon admission and updated each time property is added or removed.
  • Lost or Stolen Property: If any items valued at $25 or more are lost or stolen, the facility must document and report this within 72 hours.
  • Security Measures: Residents can request secure area options for storing personal items, enhancing the safety of their valuables.
  • Legal Protections: If a facility fails to safeguard resident property, it may be liable to reimburse or replace the lost items at their current value.

These takeaways emphasize the importance of adhering to the regulations surrounding the Lic 621 form. By following these guidelines, facilities can help ensure the well-being and security of their residents' belongings.