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The NASTF form plays a crucial role in ensuring the security and integrity of automotive services related to keys and immobilizer systems. At its core, the Positive Identification Policy outlines a structured approach that vehicle security professionals (VSPs) must follow to confirm the identity and authority of individuals requesting services. This starts with an initial conversation where VSPs inform callers about the identification requirements. Once on-site, VSPs complete a detailed authorization form, often referred to as Form D-1, which collects essential information such as the customer’s name, vehicle details, and proof of identity. An important step involves verifying the customer's photo ID against the information provided to prevent unauthorized access to vehicle systems. The process continues by requiring proof of ownership, which can include registration or insurance documents. Customers must then sign the form, affirming that the information they’ve offered is accurate and that they are authorized to obtain services for the vehicle. Keeping records is vital, as completed forms must be securely filed for a specified duration to comply with regulations. This careful attention to detail helps maintain trust not only between service providers and customers, but also safeguards vehicle security overall.

Nastf Example

Attachment D

NASTF SECURE DATA RELEASE MODEL (SDRM)

Positive Identification Policy

NASTF SDRM Registry Vehicle Security Professionals (VSPs) shall comply with the following Positive Identification Policy when servicing orders for keys, immobilizer reset, or other anti-theft services for vehicles:

1.Inform the Caller - At the time of initial request, ask the caller whether he or she has identification and authority for the service. Inform them of the requirements of this Positive Identification Policy.

2.Complete the Form - Upon arrival at the job site or when the customer comes in, the VSP shall complete an Authorization for Automotive Key Generation and/or Immobilizer System / Anti-Theft Services form (aka Form D-1, attached) that asks for the name, address, phone number, driver’s license, vehicle make, model and year, vehicle license plate number, Vehicle Identification Number (VIN), odometer reading, and disclaimer and signature. An invoice or work order that contains all identifying information, when stapled to a duly signed Form D-1, is acceptable for collection of this customer information.

3.Verify I.D. - Verify the customer’s valid photo ID and compare to the information provided by the customer on the authorization form. The customer must present a valid state issued driver’s license as proof of identity to qualify for use of Registry services.

4.Verify Authority - Ask the customer to present proof of entitlement, which shall include at least one of the following: a valid registration certificate, a valid insurance ID card, a valid insurance policy, vehicle title or a certificate of ownership for the vehicle. The name and address on the proof of entitlement document must match the information on the driver’s license to qualify for use of Registry services. In the event that necessary documentation is locked within the vehicle, the vehicle may be entered to verify the authority of the requestor. If upon entry to the vehicle, you are unable to verify the authority of the requestor, the vehicle shall be shut and locked. Do not produce a replacement key, do not provide any key related information to the requestor and destroy all information acquired from the automaker during the transaction.

5.Ask for Signature - Require the customer to read and sign Form D-1(attached). The customer is attesting to:

a.the information given by the customer being correct and truthful,

b.the customer having the authority to obtain keys or immobilizer services for the vehicle and,

c.the customer agreeing to indemnify and hold harmless the service provider and related parties against liability.

6.File the Form - Keep the completed Form D-1 on file for two (2) years, or longer as required by law.

7.Compliance with Applicable Laws. The VSP will take all other actions required by applicable laws. In the event of a conflict between the steps set forth herein and the applicable laws, the VSP should comply with applicable laws.

8.Mobile VSPs - A mobile VSP doing work for a body shop, garage, or dealership may accept a legible photocopy of the picture I.D. in order to match it to the registration/title documents. This cannot be a faxed copy. The shop owner or manager must verify the customer's I.D. in person and attest they have done so by signing the bottom of the Form D-1.

DCDB01 20874079. v1.2.1 27-Aug-08 13:00

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FORM D-1

AUTHORIZATION FOR AUTOMOTIVE KEY GENERATION AND/OR IMMOBILIZER SYSTEM/ANTI-THEFT SERVICES

(The LSID Holder must fill out this form, after personally looking at the photo I.D., the registration and the VIN plate on the Vehicle. These forms are to be kept for 2 years in a secured location as per the NASTF positive I.D. Policy. The NASTF Administrator will randomly audit these forms to ensure compliance with positive I.D policy. Failure to produce D-1 Forms when requested will result in LSID registry suspension and possible termination.)

I hereby certify that I have the authority to order keys and immobilizer system reset services for the vehicle indicated below. I agree that the information I am providing is true and correct. Further, to the maximum extent permitted by applicable law, I agree to indemnify and hold harmless the service provider listed below and related parties providing security information from any and all liability or claims that may arise from the performance of this service. I further agree to indemnify the automaker and their affiliates, successors, assignees, and nominees from any and all claims, losses, or costs (including reasonable attorney's fees) arising from any acts or omissions of the service provider, the service provider’s employees, subcontractors, or agents.

Vehicle Owner/Customer Name:

Address:

City / State / Zip Code:

Telephone:

 

 

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Vehicle Owner/Customer Signature

 

Date

 

 

 

Driver’s License Number 1

State

Expiration Date

Other Form of ID (specify type and number):

 

|

 

 

 

 

 

|

 

 

 

 

 

|

 

 

 

 

Vehicle Year

 

 

Make

 

 

 

 

 

Model

 

 

 

 

 

 

Color:

 

License Plate Number

 

 

 

 

 

 

 

 

 

 

 

State of Vehicle Registration

 

 

Vehicle ID Number (VIN) (17 characters)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Odometer Reading (mileage):

 

 

 

 

 

 

 

 

 

 

 

(or)

Not Available:

 

For Dealership/Auctions:

PO / Stock #

 

 

 

 

 

 

/

 

 

 

 

 

 

 

 

 

 

Service Performed:

Key cut from code

Immobilizer reset

Other (describe below) :

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VSP/Service Provider Business Name:

Phone:

Address:

City / State / Zip Code:

|

 

 

VSP/Technician Name

 

LSID:

|

/

/

VSP/Technician Signature

 

 

|

/

/

Contracting Shop Owner/Manager Signature

 

Date

(Item 8 of the Positive ID Policy)

 

 

1IMPORTANT: Mobile Service Providers - If the VSP is not present at the time vehicle is received for service by a contracting service facility, the contracting service facility must make a photocopy of the vehicle owner’s driver’s license and attach to this form. Additionally, a valid registration must be left with the vehicle so that the VSP can verify that the driver’s license matches the ownership documentation.

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Form Characteristics

Fact Name Description
Identification Requirement Vehicle Security Professionals (VSPs) must verify a valid photo ID, matching the driver's license information, before providing services.
Form D-1 Documentation The Authorization for Automotive Key Generation and/or Immobilizer System/Anti-Theft Services form, known as Form D-1, must be completed and signed by the customer.
Record Keeping Completed Form D-1 must be kept on file for at least two years, or longer if required by state law.
Mobile VSP Policy Mobile VSPs can accept a photocopy of the customer's ID as long as the shop owner verifies it in person. This cannot be a faxed copy.

Guidelines on Utilizing Nastf

Filling out the NASTF form entails a series of important steps that ensure compliance with the Positive Identification Policy while requesting services related to vehicle security. Following these steps carefully will streamline the process and verify that all required information is accurately documented.

  1. Inform the Caller: Begin by asking the caller if they have identification and authority for the service. Inform them about the requirements of the Positive Identification Policy.
  2. Complete the Form: Once at the job site or when the customer arrives, fill out the Authorization for Automotive Key Generation and/or Immobilizer System / Anti-Theft Services form (Form D-1). This requires information such as name, address, phone number, driver’s license, vehicle make, model and year, license plate number, VIN, odometer reading, and a disclaimer and signature. If using an invoice or work order, ensure it includes all identifying information and that it's stapled to the signed Form D-1.
  3. Verify I.D: Check the customer’s valid photo ID against the information provided on the authorization form. Ensure they present a state-issued driver’s license to qualify for Registry services.
  4. Verify Authority: Request the customer to provide proof of entitlement. This may include at least one of the following: a valid registration certificate, insurance ID card, insurance policy, vehicle title, or certificate of ownership. Make sure the name and address on these documents match those on the driver’s license. If necessary documentation is locked inside the vehicle, you may enter the vehicle to verify authority, but if you are unable to confirm it, lock the vehicle back up without providing any key-related services or information.
  5. Ask for Signature: Require the customer to read and sign Form D-1. Ensure they acknowledge the correctness of the information, their authority to obtain services, and their agreement to indemnify and hold the service provider harmless against liability.
  6. File the Form: Maintain the completed Form D-1 on file for two years or longer, as required by law.
  7. Compliance with Applicable Laws: Follow all other actions necessary according to applicable laws. Should there be any conflict between these steps and applicable laws, comply with the laws.
  8. Mobile VSPs: If you’re a mobile VSP working for a body shop or dealership, accept a photocopy of the customer's photo ID for matching to registration/title documents, provided it is not a faxed copy. The shop owner or manager must verify the ID in person and sign the bottom of Form D-1 to attest to this verification.

What You Should Know About This Form

What is the NASTF Secure Data Release Model (SDRM) form and why is it important?

The NASTF Secure Data Release Model (SDRM) form, specifically the Authorization for Automotive Key Generation and/or Immobilizer System/Anti-Theft Services Form (often referred to as Form D-1), is essential for vehicle security professionals (VSPs). This form ensures that proper identification and authority are verified before any services related to vehicle keys or anti-theft systems are performed. This policy is crucial for preventing unauthorized access to vehicles and helps maintain security standards within the automotive industry.

What steps must a Vehicle Security Professional (VSP) take when processing a service request?

When processing a service request, a VSP must follow several key steps. First, they should inform the caller about the identification requirements needed for the service. Next, upon arrival at the job site or when the customer arrives, the VSP completes the necessary Form D-1, collecting detailed customer information such as name, address, and vehicle details. It is imperative to verify the customer’s valid photo ID against the information provided. Additionally, the VSP must ask for proof of entitlement to ensure that the individual requesting the service has the authority to do so. Before proceeding, the customer must read and sign the form, confirming they acknowledge the terms and conditions.

What identification is required for a customer to have service performed?

For a customer to receive service, they must present a valid state-issued driver’s license as proof of identity. This license will be compared with the information entered on the Form D-1. In addition, customers must provide proof of entitlement that can include a vehicle registration certificate, an insurance ID card, or a vehicle title. The name and address on these documents must match the driver’s license to ensure that the service is being provided to the rightful owner. If documents are locked inside the vehicle, the VSP may enter the vehicle to validate the request, but service will not be performed if proper documentation cannot be verified.

How long must the completed Form D-1 be retained by a VSP?

According to the NASTF's Positive Identification Policy, the completed Form D-1 must be retained by the VSP for a minimum of two years. This retention period is important for both compliance and for auditing purposes. The NASTF Administrator may conduct random audits to ensure adherence to the identification policy. If a VSP fails to produce the required forms during such audits, they may face suspension or termination from the LSID registry, emphasizing the importance of strict record-keeping.

Common mistakes

Filling out the NASTF form correctly is crucial for maintaining compliance with security protocols. However, there are common mistakes that individuals often make during this process. Understanding these pitfalls can prevent delays and ensure adherence to the Positive Identification Policy.

One major mistake is failing to inform the caller about the identification requirements upfront. When the customer reaches out for assistance, it’s essential to clarify what forms of ID are needed for the service being requested. This initial conversation sets the stage for a smooth transaction. Without this communication, the process can become cumbersome, possibly leading to frustration for both parties.

Another error is incomplete or inaccurate information on the form itself. The NASTF form asks for various details such as name, address, phone number, and the Vehicle Identification Number (VIN). If any of this information is misspelled or left blank, it can result in the service being denied. Ensuring that every field is correctly filled out is vital for proper documentation and service fulfillment.

People also often overlook the importance of verifying the customer’s photo ID against the details provided on the form. Simply asking for an ID is not enough; it must be thoroughly checked to match the information submitted. Failing to compare these details can lead to security breaches and undermine the entire purpose of the verification process.

Asking for signatures, while a straightforward step, is sometimes treated casually. It's essential for customers to read and understand Form D-1 before signing. Some may rush through this part, forgetting that their signature signifies agreement with all terms laid out in the form, including their authority to request services and the indemnification clauses. Properly explaining these points to the customer will help avoid misunderstandings.

Finally, neglecting to file the completed form correctly can lead to serious consequences. The NASTF policy mandates that these forms be kept securely for two years. A misplaced or improperly stored form can result in liability for the service provider. Keeping organized records is not just good practice; it’s a legal necessity.

By being mindful of these common mistakes, everyone involved can help streamline the process, ensuring compliance with security regulations while providing excellent customer service. Attention to detail and thorough communication are key factors in achieving this goal.

Documents used along the form

When working with the NASTF form, there are several other important documents to consider. Each serves a specific purpose in ensuring compliance and facilitating the services being requested. Below is a list of commonly used forms and documents that often accompany the NASTF form.

  • Form D-1: Authorization for Automotive Key Generation and Immobilizer Services - This form is critical as it gathers essential information from the customer, such as their identification, vehicle details, and attestation of authority for the requested service. It must be completed and kept on file for a specified period.
  • Proof of Entitlement - This document verifies that the customer has legitimate authority to request services. Acceptable forms include a valid registration certificate, insurance ID card, or vehicle title. The name and address must match the identification presented by the customer.
  • Customer Photo ID - A valid state-issued driver’s license or other government-issued identification serves to confirm the identity of the customer. It should be checked against the information provided on the authorization form prior to service.
  • Invoice or Work Order - An invoice or work order that contains all identifying information about the vehicle and the service requested is crucial for record-keeping. This document must be attached to the Form D-1 for comprehensive documentation.
  • Compliance Confirmation Document - This form verifies that the service provider has complied with relevant laws, regulations, and internal policies during the execution of services. Keeping this documentation helps protect both the provider and the customer against potential disputes.

Each of these documents plays a vital role in the overall process, ensuring that proper identification and authority are established for vehicle services. Careful attention to this documentation is essential for compliance and to maintain security standards in automotive services.

Similar forms

The NASTF Secure Data Release Model (SDRM) form is an essential document that ensures the proper handling of sensitive vehicle information. Its comprehensive nature shares similarities with various other important documents in the automotive and service industries. Here’s a closer look at seven such documents:

  • Authorization for Service (AOS) Form: Similar to the NASTF form, this document requires the customer to provide personal identification and vehicle information before any service is performed. Both forms aim to verify the authority of the requester to prevent unauthorized access.
  • Vehicle Service Agreement (VSA): Like the NASTF form, the VSA documents the agreement between the service provider and vehicle owner. It includes details about the services being performed and mandates signatures from both parties, ensuring accountability.
  • Service Work Order: This document is created at the time of service scheduling and requires vehicle-specific details. In the same vein as the NASTF form, it acts as a record of authorization and requires consent from the vehicle owner to proceed with services.
  • Repair Order (RO): Much like the NASTF form, a repair order contains detailed information including the vehicle make, model, VIN, and work performed. Both documents serve as a formal record and often become part of the vehicle's history file.
  • Customer Data Release Consent Form: Similar to the NASTF form, this document grants permission for the service provider to access and share personal data related to the customer’s vehicle information, capturing the need for consent prior to any data exchange.
  • Insurance Claim Authorization Form: This document requires the policyholder’s signature to allow the service provider to access information related to a claim. It parallels the NASTF form by emphasizing the importance of proper identification and authorization in facilitating services.
  • Owner's Manual Service Records: While not a conventional authorization document, service records in an owner's manual work similarly by documenting authorized services and maintenance. Both emphasize the significance of maintaining comprehensive records for future reference and verification.

These documents, like the NASTF form, play vital roles in protecting both service providers and vehicle owners by ensuring that all necessary information and authorizations are accurately recorded.

Dos and Don'ts

When filling out the NASTF form, it is crucial to follow the guidelines to ensure compliance and security. Here are six things you should and shouldn't do:

  • Do inform the caller about identification requirements at the time of the initial request.
  • Do complete the form with all necessary details like name, address, and vehicle information.
  • Do verify the customer’s identification by asking them to present a valid photo ID.
  • Do ask for authority to ensure the customer has legal rights to request the service.
  • Don't produce a replacement key if you cannot verify the authority of the requestor.
  • Don't forget to file the completed form for a minimum of two years as required by the policy.

Misconceptions

Misconceptions about the NASTF form can lead to confusion among Vehicle Security Professionals (VSPs) and customers alike. Here is a breakdown of seven common misconceptions and their clarifications:

  1. The NASTF form is optional. Many believe that using the NASTF form is not mandatory. In reality, compliance with the Positive Identification Policy requires VSPs to complete and file the form for all applicable services.
  2. Any form of ID is acceptable. Some think any ID will work. However, the policy specifically states that only a valid state-issued driver’s license qualifies for use of Registry services.
  3. Only one verification of identity is needed. It is a common fallacy that one identification check suffices. In fact, VSPs must not only check the driver’s license but also verify it against the information submitted by the customer.
  4. The completed form can be discarded. Some believe it is okay to dispose of the completed D-1 forms. On the contrary, VSPs are required to retain these forms for a minimum of two years to ensure compliance with the policy.
  5. Any employee can complete the form. Another misconception is that any employee can sign off on the form. Only the authorized VSP who verifies the customer's identity and authority should complete and sign Form D-1.
  6. Proof of entitlement can be verbal. Many think that verbal confirmation of entitlement is sufficient. This is incorrect; proof must be presented in the form of valid documentation that matches the identification provided.
  7. Mobile VSPs don’t need to verify identity as strictly. Some might assume that mobile VSPs can skip certain verification steps. In fact, the rules apply equally to mobile VSPs and they must adhere to the same identification and verification process as other service providers.

Understanding these misconceptions can aid in ensuring compliance and maintaining security standards across vehicle services.

Key takeaways

When working with the NASTF form, it is crucial to follow several key steps to ensure compliance and security. Here are some essential takeaways:

  • Identification Verification is Essential: Always confirm the caller's identification and authority before proceeding with any service. This helps to prevent unauthorized transactions.
  • Document Accuracy: Complete the Form D-1 thoroughly, including all necessary information such as vehicle details and customer identification. Accurate data collection is vital for both legal compliance and eventual audits.
  • Signature Requirement: The customer must read and sign the Form D-1, attesting to the truthfulness of the provided information and their authority to request services. This step is important in safeguarding against potential liability issues.
  • Retention of Records: Keep the completed Form D-1 on file for a minimum of two years. This not only meets policy requirements but also provides a record in case of future inquiries or audits.

By following these guidelines, vehicle security professionals can maintain compliance with the NASTF Positive Identification Policy while ensuring the safety and trust of their services.