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The Record of Firearms Transfer form serves as a crucial tool in the process of transferring firearms between unlicensed individuals within the same state. Federal law permits these transactions as long as the transferor does not have knowledge or reasonable cause to believe that the transferee is prohibited from owning firearms. For a transaction to be valid, both parties must provide accurate personal information, including age, gender, and citizenship status. The form also includes a detailed description of the firearm, covering essential attributes such as make, model, caliber, and serial number. It requires signatures from both the transferor and transferee, affirming that all information is true to the best of their knowledge. After the transaction, both parties should retain a copy of the form for their records. While federal law does not mandate record keeping for private sales within the same state, individuals should be aware of any state or local laws that may impose additional requirements or regulations. Understanding these stipulations is key to ensuring a lawful transaction and avoiding potential liabilities.

Record Of Firearms Transfer Example

RECORD of FIREARMS TRANSFER BETWEEN UNLICENSED PERSONS

*Federal Law allows a person to transfer or acquire a firearm to or from an unlicensed resident of his/her State, if he/she does not know or have reasonable cause to believe the person is prohibited from receiving or possessing firearms. Federal Law sets the age of ownership for a Long Gun at 18 and a Handgun at 21.

*TRANSFEROR STATEMENT

 

I

a resident of the State of

having “Transferred” the firearm described below swear or affirm that the information below is true and correct to the best of my knowledge and belief and that the Transferee has presented identification

 

from the State of

 

 

 

 

 

 

 

 

that matches the Transferee’s statement below.

 

 

City

 

 

 

 

 

 

State

 

 

County

 

Zip

 

 

 

 

 

Gender

 

 

Date of Birth

 

 

 

 

 

 

 

 

U.S. Citizen

 

Yes

 

No

 

 

Eye Color

 

 

Weight

 

 

Height

 

 

 

 

 

 

 

 

 

 

 

 

 

I certify that the firearm listed below is a legal firearm and I am the legal owner and or agent of this

 

 

firearm and authorized to transfer it to Transferee listed below.

 

 

 

 

 

 

Signature X

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*TRANSFEREE STATEMENT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

I

 

 

 

 

a resident of the State of

 

 

 

 

 

having “Received” the firearm described below swear or affirm that the information below is true and correct to the best of my knowledge and belief and that the Transferor has presented identification

from the State of

 

 

 

 

 

 

 

and matches the Transferor’s statement above.

City

 

 

 

 

 

State

 

 

County

 

Zip

 

 

 

Gender

 

 

Date of Birth

 

 

 

 

 

 

 

U.S. Citizen

 

Yes

 

No

Eye Color

 

 

Weight

 

Height

 

 

 

 

 

 

 

 

 

 

I certify that I am not prohibited by any Federal, State or Local Laws from possessing or owning firearms.

 

Signature X

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DESCRIPTION OF FIREARM

 

 

 

 

 

 

 

 

 

 

 

Make

 

Type of Action

 

 

 

Model

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Caliber

 

Barrel Length

 

 

 

 

Finish

 

 

 

Serial #

 

 

 

 

Country of Manufacture

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Other Identifying Information

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

BOTH THE TRANSFEROR AND THE TRANFEREE SHOULD RETAIN A

COPY OF THIS COMPLETED FORM FOR THEIR RECORD

To whom may an unlicensed person transfer firearms under the GCA?

A person may sell a firearm to an unlicensed resident of his State, if he does not know or have reasonable cause to believe the person is prohibited from receiving or possessing firearms under Federal law. A person may loan or rent a firearm to a resident of any State for temporary use for lawful sporting purposes, if he does not know or have reasonable cause to believe the person is prohibited from receiving or possessing firearms under Federal law. A person may sell or transfer a firearm to a licensee in any State. However, a firearm other than a curio or relic may not be transferred interstate to a licensed collector.

[18 U.S.C. 922(a)(3) and (5), 922(d), 27 CFR 478.29 and 478.30]

From whom may an unlicensed person acquire a firearm under the GCA?

A person may only acquire a firearm within the person’s own State, except that he or she may purchase or otherwise acquire a rifle or shotgun, in person, at a licensee's premises in any State, provided the sale complies with State laws applicable in the State of sale and the State where the purchaser resides. A person may borrow or rent a firearm in any State for temporary use for lawful sporting purposes.

[18 U.S.C. 922(a)(3) and (5), 922(b)(3), 27 CFR 478.29 and 478.30]

May an unlicensed person obtain a firearm from an out-of-State source if the person arranges to obtain the firearm through a licensed dealer in the purchaser’s own State?

A person not licensed under the GCA and not prohibited from acquiring firearms may purchase a firearm from an out-of-State source and obtain the firearm if an arrangement is made with a licensed dealer in the purchaser's State of residence for the purchaser to obtain the firearm from the dealer.

[18 U.S.C. 922(a)(3) and 922(b)(3)]

What record-keeping procedures should be followed when two private individuals want to engage in a firearms transaction?

When a transaction takes place between private (unlicensed) persons who reside in the same State, the Gun Control Act (GCA) does not require any record keeping. A private person may sell a firearm to another private individual in his or her State of residence and, similarly, a private individual may buy a firearm from another private person who resides in the same State. It is not necessary under Federal law for a Federal firearms licensee (FFL) to assist in the sale or transfer when the buyer and seller are "same-State" residents. Of course, the transferor/seller may not knowingly transfer a firearm to someone who falls within any of the categories of prohibited persons contained in the GCA. See 18 U.S. C. §§ 922(g) and (n). However, as stated above, there are no GCA-required records to be completed by either party to the transfer.

There may be State or local laws or regulations that govern this type of transaction. Contact State Police units or the office of your State Attorney General for information on any such requirements.

Please note that if a private person wants to obtain a firearm from a private person who resides in another State, the firearm will have to be shipped to an FFL in the buyer's State. The FFL will be responsible for record keeping.

http://www.atf.gov/firearms/faq/faqindex.htm

Form Characteristics

Fact Name Description
Legal Framework The Record of Firearms Transfer form is governed by federal laws such as the Gun Control Act (GCA), specifically 18 U.S.C. 922(a)(3) and (5).
Unlicensed Transfers Federal law allows unlicensed persons to transfer firearms to residents of their own state, providing they don’t know or have reason to believe the recipient is prohibited from possessing firearms.
Age Requirements Under federal law, individuals must be at least 18 years old to own a long gun and 21 years old for a handgun.
Identification Verification Both transferor and transferee must present valid state identification that confirms their identities and verifies they are not prohibited from firearm possession.
Record Keeping Although the GCA does not require record-keeping for same-state transactions between unlicensed individuals, both parties should retain a copy of the completed form for their own records.

Guidelines on Utilizing Record Of Firearms Transfer

Once the Record Of Firearms Transfer form is completed, it should be securely stored by both the transferor and transferee for their records. Proper documentation helps in ensuring compliance with federal and state laws regarding firearm transfers.

  1. Begin by identifying yourself as the Transferor. Write your name, city, state, county, and zip code in the designated fields.
  2. State your gender, date of birth, and confirm your U.S. citizenship status by marking "Yes" or "No."
  3. Include your eye color, weight, and height in the respective spaces provided.
  4. Affirm that the information provided is accurate and that the firearm you're transferring is legal and owned by you.
  5. Sign and date the form in the Transferor Signature area.
  6. Next, switch to the Transferee section and repeat the process for the recipient of the firearm. Fill in their name, city, state, county, and zip code.
  7. Collect the transferee's gender, date of birth, and U.S. citizenship status.
  8. Record their eye color, weight, and height in the specified fields.
  9. Have the transferee affirm that they are legally eligible to receive the firearm.
  10. Ensure the transferee signs and dates the document in the provided area.
  11. In the description section, detail the firearm being transferred. Include the make, type of action, model, caliber, barrel length, finish, serial number, and country of manufacture.
  12. Make sure both parties retain a copy of the completed form for their records.

What You Should Know About This Form

To whom may an unlicensed person transfer firearms under the GCA?

A person may sell a firearm to an unlicensed resident of their State if they do not know and have no reasonable cause to believe that the person is prohibited from receiving or possessing firearms under federal law. Additionally, they can loan or rent a firearm to a resident of any State for lawful sporting purposes under the same conditions. It’s important to note that firearms can be sold or transferred to a licensed dealer in any State, but certain restrictions apply to transferring firearms between states for licensed collectors.

From whom may an unlicensed person acquire a firearm under the GCA?

An unlicensed person can only acquire a firearm from within their own State, with exceptions for rifles or shotguns. These items may be purchased in person at a licensed dealer’s premises in any State, provided that the sale complies with state laws in both the State of sale and the purchaser's residence. Temporary borrowing or renting of firearms is also permitted across State lines for lawful sporting activities.

May an unlicensed person obtain a firearm from an out-of-State source if the arrangement is made through a licensed dealer in their own State?

Yes, an unlicensed individual can purchase a firearm from an out-of-State source, given they arrange to obtain the firearm through a licensed dealer in their State. This ensures that the transaction adheres to federal and state regulations while allowing individuals access to firearms from other States.

What record-keeping procedures should be followed when two private individuals want to engage in a firearms transaction?

When two private individuals engage in a firearms transaction within the same State, federal law does not require specific record-keeping. Individuals can buy and sell firearms from one another without needing a Federal firearms licensee’s involvement. However, the seller must ensure they are not transferring to someone prohibited from owning firearms. While there are no federal requirements for documentation, it is wise to check if state or local laws impose additional regulations regarding these transactions.

Common mistakes

When completing the Record Of Firearms Transfer form, individuals commonly make several mistakes that can complicate the transfer process. One frequent error involves failing to provide complete and accurate personal information. The form requires detailed information such as the transferor's and transferee's city, state, county, zip code, gender, date of birth, eye color, weight, and height. Inaccuracies in any of these fields can lead to significant delays or even rejection of the transfer.

Another mistake is not checking the identification of the other party thoroughly. The transferor must ensure that the transferee presents valid identification that matches the information they provided. If the identification is not verified properly, it raises the chances of the transfer being deemed invalid, which could lead to legal issues later on.

Omitting the firearm information further complicates matters. The description of the firearm must include the make, model, caliber, barrel length, finish, and serial number. Leaving out any of these details can create a lack of clarity, resulting in potential complications concerning the legality of the transaction.

Some individuals also neglect to certify ownership of the firearm. The transferor must affirm that they are the legal owner and capable of transferring the firearm. This certification protects both parties legally and ensures compliance with federal laws.

Filing the form without a signature or the date present is a common oversight. Both the transferor and the transferee must sign and date the form for it to be valid. A missing signature, regardless of the completeness of other information, can invalidate the entire document.

Failing to recognize age restrictions is another critical error. Federal law stipulates that the minimum age for owning a long gun is 18 years and for a handgun is 21 years. If either the transferor or transferee does not meet this age requirement, the transfer is unlawful. This lack of awareness can lead to serious legal consequences.

Individuals often overlook the importance of keeping a copy of the completed form. Both parties should retain a copy for their records. This documentation serves as evidence of the transfer and can be invaluable if legal questions arise in the future.

Lastly, individuals may disregard state and local laws that could impact the transfer process. While federal law provides a framework, it’s essential to check whether any additional regulations or requirements exist at the state level. Ignoring local laws can lead to unintentional violations and consequence, complicating what should be a straightforward process.

Documents used along the form

When engaging in the transfer of firearms, it's important to be aware of other forms and documents that may be involved in the process. This ensures compliance with laws and helps protect both the buyer and seller. Below is a list of common documents that are often used alongside the Record of Firearms Transfer form.

  • Bill of Sale: This is a document that outlines the details of the transaction. It includes the names of the buyer and seller, firearm description, and the sale amount. It serves as proof of purchase.
  • Background Check Form: Required in some states, this form gathers information to conduct a background check on the buyer to ensure they are legally allowed to own a firearm.
  • Completion of Firearms Safety Course Certificate: Some states require proof that the buyer has completed a firearms safety course before acquiring a firearm. This document shows the buyer understands basic safety practices.
  • Lease or Rental Agreement: If a firearm is being loaned or rented instead of sold, this document outlines the terms of the loan, including duration and responsibilities of both parties.
  • Local Permits or Licenses: Certain jurisdictions may require specific permits or licenses for firearm transactions. These documents ensure all local laws are followed.
  • Notification of Transfer: Some states require a form to notify local law enforcement of a private firearm transfer. This keeps authorities updated on firearm ownership changes.
  • Copy of ID: Both parties should keep copies of identification to verify the identities of the transferor and transferee. This can help prevent future disputes or legal issues.
  • Firearm Appraisal Report: If the firearm is of significant value, providing an appraisal can help set a fair market price and serves as a reference for insurance or resale.
  • Affidavit of Legality: This document, signed by the seller, confirms that the firearm being sold is legally owned and can be transferred without any legal issues.

Understanding the necessary documents can make any firearms transfer smoother and ensure that all parties are protected. Always check your state and local regulations to ensure compliance and to stay informed about any additional requirements that may apply.

Similar forms

The Record of Firearms Transfer form shares similarities with several other important documents in the realm of firearm transactions. Here’s a closer look at eight of them:

  • Bill of Sale: Just like the Record of Firearms Transfer, this document serves as proof of purchase when a firearm changes hands. It includes details about the buyer and seller, as well as the firearm's description.
  • ATF Form 4473: When purchasing a firearm from a licensed dealer, buyers must fill out this form. It records personal information and ensures that the buyer isn’t prohibited from owning firearms, similar to the information gathered on the Record of Firearms Transfer.
  • Firearm Registration Form: Some jurisdictions require firearm owners to register their firearms. This form collects identifying information about the owner and the firearm, paralleling the Record of Firearms Transfer in purpose.
  • Background Check Form: When dealing with firearms, buyers often undergo a background check, and the relevant form is filled out. This document shares the goal of ensuring lawful ownership, akin to the measures used in the Record of Firearms Transfer.
  • Gun Ownership Declaration: Similar to the Transfer form, this document affirms that an individual is legally allowed to own a firearm and is often required in certain transactions or jurisdictions.
  • Lease Agreement for Firearm Use: This document outlines terms when a firearm is loaned between individuals. It captures the details of the firearm and borrower, reflecting aspects found in the Record of Firearms Transfer.
  • Gift Affidavit for Firearms: When a firearm is given as a gift, this affidavit ensures that the recipient is legally entitled to own it. Like the Transfer form, it verifies the identities and legality involved in the transfer.
  • Endorsement of Firearm Transactions: In some cases, this document is required to confirm that both parties agree to the terms of the transfer, creating a legal record of the transaction similar to what the Record of Firearms Transfer aims to achieve.

Understanding these documents can help ensure that any firearm transaction is conducted legally and responsibly.

Dos and Don'ts

When you're filling out the Record Of Firearms Transfer form, a few best practices can help ensure a smooth and legal transaction. Here’s what to do and what to avoid:

  • Verify Identification: Ensure that the Transferee presents proper identification that matches the information provided in the form.
  • Double-Check Information: Always review the form for accuracy before signing. Mistakes can lead to complications.
  • Understand the Laws: Familiarize yourself with the federal and state laws regarding firearms transfers to ensure compliance.
  • Document the Transaction: Keep a copy of the completed form for both parties' records to protect yourself legally.
  • Be Aware of Prohibitions: Confirm that the Transferee is not prohibited from receiving or possessing firearms under any laws.
  • Do Not Rush: Take your time when filling out the form. Rushed mistakes can cause serious problems.
  • Don’t Assume: Never assume that verbal confirmations are sufficient. Always document everything in writing.
  • Avoid Selling to Strangers: If possible, know the Transferee personally or thoroughly vet them to reduce risks.
  • Do Not Ignore Local Laws: Research any additional state or local regulations that may apply to the transfer.
  • Refrain from Incomplete Forms: Submitting a form with missing information can lead to legal issues down the line.

Being diligent about these practices will not only make the transfer process smoother but also ensure you are acting within the bounds of the law.

Misconceptions

Misconceptions about the Record of Firearms Transfer form can lead to confusion surrounding firearms transactions between unlicensed individuals. Below are seven common misunderstandings along with clarifications to help ensure accurate information is communicated.

  • Misconception 1: The form is only necessary for licensed dealers.
  • This is incorrect. While licensed dealers typically involve more extensive paperwork, private individuals conducting transactions in the same state may still choose to use the Record of Firearms Transfer form for their records and assurance.

  • Misconception 2: Any person can freely acquire firearms from any state.
  • In reality, federal law restricts firearm acquisitions to within one's own state, except in specific circumstances like purchasing a rifle or shotgun from a licensed dealer in another state.

  • Misconception 3: The form guarantees that the transfer is legal.
  • The form does not guarantee legality; it serves as a declaration of the individuals involved. Both parties must ensure they are not transferring to someone prohibited by law from owning firearms.

  • Misconception 4: The form is required by federal law for all private firearm transfers.
  • Actually, federal law does not require record-keeping for transfers between private individuals in the same state. However, using the form can provide both parties with a record of the transaction.

  • Misconception 5: An unlicensed person cannot transfer firearms at all.
  • This is false. An unlicensed individual may transfer firearms to another unlicensed resident of the same state, as long as they do not know the recipient is prohibited from possessing firearms.

  • Misconception 6: All firearm transfers are subject to the same rules regardless of the state.
  • Not true. Each state may have its own laws and regulations regarding firearm transfers that could enhance or impose additional restrictions beyond federal law. It's vital to check local laws.

  • Misconception 7: The Record of Firearms Transfer form has no value.
  • While not legally required, the form can be beneficial as it provides a documented agreement outlining the details of the transaction. This can help resolve any potential disputes in the future.

Key takeaways

When filling out and using the Record of Firearms Transfer form, it’s essential to keep several important points in mind. Below are some key takeaways to ensure a smooth transaction between unlicensed persons.

  • Eligibility Requirements: Federal law allows individuals to transfer firearms within their state as long as they do not know or have reason to believe the recipient is prohibited from possessing firearms. The age restrictions for firearms ownership are 18 for long guns and 21 for handguns.
  • Accurate Information: Both the transferor (the person giving the firearm) and the transferee (the person receiving the firearm) must provide accurate personal information. This includes their name, address, gender, date of birth, and other identifying details.
  • Identification Verification: It is crucial that the transferor verifies the identification of the transferee to confirm that they are a legal resident and eligible to receive the firearm. This includes checking that the identification matches the information provided in the form.
  • Keep Copies of the Form: Both parties should retain a completed copy of the form for their records. This documentation can serve as proof of the transaction and may be necessary for future reference.
  • Consult State Laws: While federal laws govern firearms transactions, state or local regulations may impose additional requirements. Be sure to consult local authorities or legal resources to ensure compliance with all applicable laws.

Understanding these key aspects of the Record of Firearms Transfer form can help facilitate a lawful and responsible transaction.