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The Summons form, specifically AO 440, is an essential document used in civil actions within the United States District Courts. This form serves as a formal notification that a lawsuit has been initiated against a defendant. Upon receiving the summons, the defendant is required to respond within a specified timeframe—21 days for private individuals or 60 days for federal entities. The form outlines critical instructions, including the necessity of submitting an answer to the accompanying complaint or filing a motion as stipulated in Rule 12 of the Federal Rules of Civil Procedure. Failure to respond within the designated period may result in a judgment by default against the defendant, granting the relief sought by the plaintiff. Additionally, the form contains a section for proof of service, which records how and when the summons was delivered. It is important that this section is completed accurately, though it is not typically filed with the court unless explicitly required. By adhering to these guidelines, both parties can ensure proper legal proceedings are observed.

Summon Example

AO 440 (Rev. 06/12) Summons in a Civil Action

UNITED STATES DISTRICT COURT

 

 

for the

 

 

__________ District of __________

 

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Plaintiff(s)

 

 

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v.

Civil Action No.

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Defendant(s)

 

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SUMMONS IN A CIVIL ACTION

To: (Defendant’s name and address)

A lawsuit has been filed against you.

Within 21 days after service of this summons on you (not counting the day you received it) — or 60 days if you are the United States or a United States agency, or an officer or employee of the United States described in Fed. R. Civ. P. 12 (a)(2) or (3) — you must serve on the plaintiff an answer to the attached complaint or a motion under Rule 12 of the Federal Rules of Civil Procedure. The answer or motion must be served on the plaintiff or plaintiff’s attorney, whose name and address are:

If you fail to respond, judgment by default will be entered against you for the relief demanded in the complaint. You also must file your answer or motion with the court.

CLERK OF COURT

Date:

Signature of Clerk or Deputy Clerk

AO 440 (Rev. 06/12) Summons in a Civil Action (Page 2)

Civil Action No.

PROOF OF SERVICE

(This section should not be filed with the court unless required by Fed. R. Civ. P. 4 (l))

 

This summons for (name of individual and title, if any)

 

 

 

 

 

 

 

 

 

was received by me on (date)

.

 

 

 

 

 

 

 

 

 

I personally served the summons on the individual at (place)

 

 

 

 

 

on (date)

; or

 

 

 

 

 

 

I left the summons at the individual’s residence or usual place of abode with (name)

,a person of suitable age and discretion who resides there,

on (date)

 

, and mailed a copy to the individual’s last known address; or

 

 

 

 

 

 

 

 

 

 

 

, who is

I served the summons on (name of individual)

 

 

 

 

 

 

 

 

 

designated by law to accept service of process on behalf of (name of organization)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

on (date)

; or

 

 

 

 

 

 

 

I returned the summons unexecuted because

 

 

; or

 

 

 

 

 

 

 

 

 

 

Other (specify):

.

My fees are $

 

for travel and $

 

for services, for a total of $

0.00

.

I declare under penalty of perjury that this information is true.

Date:

Server’s signature

Printed name and title

Server’s address

Additional information regarding attempted service, etc:

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Form Characteristics

Fact Name Description
Form Title Summons in a Civil Action (AO 440)
Governing Law Federal Rules of Civil Procedure
Response Time 21 days to respond, 60 days for U.S. entities or employees
Service Requirements Answer or motion must be served on the plaintiff or the plaintiff’s attorney
Consequences of Non-Response Default judgment may be entered if the defendant fails to respond
Proof of Service Details how the summons was served, must not be filed unless required

Guidelines on Utilizing Summon

After completing the Summon form, you will need to take care of the next steps in the legal process. This involves ensuring the completed form is delivered to the appropriate individual or organization. Proper service is crucial, as failure to serve can affect the outcome of the lawsuit.

  1. Obtain the AO 440 Summon form. Make sure to use the most recent version.
  2. Fill in the blanks for the district information at the top of the form.
  3. Enter the names of the plaintiff(s) and defendant(s) in the designated areas.
  4. Assign and write the Civil Action Number in the appropriate section.
  5. Provide the full name and address of the person to be served in the "To" section.
  6. Confirm the service instructions regarding response times are clearly stated.
  7. Ensure to fill in the Clerk of Court information where indicated.
  8. Leave the Proof of Service section blank for now—it will be completed after service is attempted.
  9. Sign and date the form at the bottom.
  10. Make copies of the completed form for your records and for filing with the court.

With this form completed, you will move on to the service process. This is the act of delivering the summons to the defendant, which initiates their obligation to respond and participate in the case.

What You Should Know About This Form

What is a Summons in a Civil Action?

A Summons in a Civil Action is a legal document that notifies a defendant that a lawsuit has been filed against them. It officially informs the defendant about the case and outlines their obligations to respond to the complaint. The summons includes critical information such as the names of the parties involved, the court where the case is filed, and instructions on how to respond.

What must I do upon receiving a Summons?

If you receive a Summons, you have a limited time to respond. You must serve your answer or a motion to the plaintiff within 21 days after you get the summons, or 60 days if you are a government entity or employee. It is important to follow these timelines to avoid facing a default judgment against you for the claims in the lawsuit.

How do I respond to a Summons?

You can respond by either serving an answer to the attached complaint or filing a motion under Rule 12 of the Federal Rules of Civil Procedure. Your response should be sent to the plaintiff or their attorney. It is also essential to file your answer or motion with the court where the case is filed.

What happens if I do not respond to the Summons?

If you fail to respond within the specified time frame, the plaintiff may obtain a default judgment against you. This means the court can grant the plaintiff the relief they requested in the complaint without your input or defense.

Who serves the Summons?

The Summons can be served by a process server, a sheriffs’ department, or any individual who is of legal age and not a party to the case. The person serving the summons will provide proof of service, which may include specific details about how and when the summons was delivered.

What is the Proof of Service section?

The Proof of Service section records how the summons was delivered to the defendant. This part should not be filed with the court unless required. It includes details like the name of the individual served, the date of service, and the manner in which the summons was served. This documentation helps establish that the defendant received proper notice of the lawsuit.

Common mistakes

Filling out the Summons form correctly is crucial to ensure that your case proceeds smoothly through the legal system. However, many individuals make mistakes when completing this important document. Understanding these common errors can help prevent delays and complications.

One frequent mistake is failing to provide complete names and addresses for both the plaintiff and the defendant. It’s vital that all names are spelled correctly and reflect the parties’ legal titles. Missing or incorrect information can lead to delays in serving documents, causing potential setbacks in the litigation process.

Another error occurs when the court is not properly identified. Each federal district has specific procedural requirements, and neglecting to state the correct district can render the form ineffective. Make sure to double-check that the district lines are filled out accurately to avoid any jurisdictional issues.

Completing the proof of service section incorrectly is another common mistake. This section confirms that the defendant has received the summons. Whether the summons was personally served, left with another individual, or returned unexecuted, providing detailed and accurate information is crucial. Often, this section is left blank or filled out incompletely, which can lead to complications in demonstrating that the defendant was properly served.

People often overlook the timelines set forth in the summons. The defendant must respond to the summons within a specific timeframe. Failing to mention these deadlines can cause confusion and might lead to the defendant missing the opportunity to respond, which can result in a default judgment against them.

Lastly, some filers forget to sign the form. A signature is essential as it authenticates the document and confirms its validity. Without a signature, the summons could be considered incomplete and may be rejected by the court, which adds extra steps and time to the process.

Being mindful of these potential pitfalls can significantly enhance the effectiveness of the Summons form and help avoid unnecessary complications. Attention to detail will contribute to a more streamlined legal process and ultimately protect the rights of all parties involved.

Documents used along the form

The Summons form, specifically the AO 440, plays a crucial role in initiating a civil lawsuit. However, several other documents are commonly used in conjunction with it. Each of these documents serves a distinct purpose, ensuring that the legal process unfolds correctly. The following list outlines these key forms and their functions.

  • Complaint: This document outlines the plaintiff's case against the defendant. It specifies the facts of the case, the legal grounds for the lawsuit, and the relief sought by the plaintiff.
  • Proof of Service: This form verifies that the summons and complaint have been delivered to the defendant. It is signed by the server and details the manner and date of service.
  • Answer: The answer is the defendant’s formal response to the complaint. It addresses each allegation made by the plaintiff, admitting or denying them, and may include any defenses or counterclaims.
  • Motion to Dismiss: The defendant may file this motion to request that the court dismiss the case. Reasons may include lack of jurisdiction, failure to state a claim, or other legal grounds.
  • Case Management Order: This document sets deadlines and guidelines for the progression of the case. It helps manage the timeline for filings, discovery, and trial preparation.
  • Scheduling Order: Similar to the case management order, the scheduling order provides specific dates for various stages of the litigation, ensuring both parties adhere to the established timetable.
  • Discovery Requests: These include interrogatories, requests for production, and requests for admissions, all aimed at gathering relevant information from the opposing party to build a case.
  • Judgment by Default: In the event that the defendant fails to respond to the complaint within the prescribed time frame, the plaintiff can request this judgment, which can result in a ruling without further proceedings.

Understanding these supporting documents enhances one's grasp of the civil litigation process. Each document plays an integral part in ensuring that both parties are aware of their responsibilities and the court’s expectations. Properly managing these documents helps facilitate an orderly and efficient legal process.

Similar forms

  • Civil Complaint Form: Similar to a summons, this document initiates a civil lawsuit. It outlines the plaintiff's claims and the relief sought, requiring the defendant to respond.
  • Notice of Default: This document informs a defendant that they have not responded to the summons and complaint within the required timeframe. It indicates potential judgment against the defendant.
  • Notice of Appearance: This document is filed by an attorney to indicate their representation of a party in a lawsuit. It formally acknowledges the attorney's role and their responsibility in the case.
  • Subpoena: A subpoena orders an individual to appear in court or produce documents. Though used in different contexts, it also compels action similar to the summons.
  • Summons and Complaint: Often combined into a single document, the summons serves as a notice for the complaint filed against the defendant, outlining both the claims and the response necessary.
  • Motion to Dismiss: This document can be filed by a defendant in response to a summons, asking the court to dismiss the case due to legal deficiencies in the complaint.
  • Affidavit of Service: This document proves that the summons has been properly served to the defendant. It outlines how and when service occurred, similar to the proof of service section in the summons.
  • Request for Admission: This document requests the opposing party to admit or deny certain facts. Like a summons, it compels a response but focuses on specific facts rather than the overall complaint.

Dos and Don'ts

When filling out the Summons form, it is important to follow certain guidelines to ensure accuracy and compliance. Here are nine do’s and don’ts to keep in mind:

  • Do read the instructions carefully before beginning to fill out the form.
  • Do enter the correct names and addresses for both the plaintiff and the defendant.
  • Do ensure you understand the deadlines for responding to the summons.
  • Do keep a copy of the completed summons for your records.
  • Do file your answer or motion with the court on time to avoid default judgment.
  • Don’t ignore the requirement to serve the summons to the defendant properly.
  • Don’t forget to fill in your signature and date clearly.
  • Don’t provide incomplete or inaccurate information in the proof of service section.
  • Don’t submit the proof of service unless it is required by law.

Misconceptions

Misconceptions about the Summon form can lead to misunderstandings about the legal process. Below are common misconceptions, along with clarifications to provide a better understanding.

  • A Summons Guarantees Court Hearing: Some believe that receiving a summons automatically results in a court hearing. In fact, a summons merely notifies the defendant that a lawsuit has been filed against them; a hearing will only occur if the defendant does not respond appropriately.
  • The Defendant Has Unlimited Time to Respond: Many think they can take as long as they want to respond to a summons. However, the defendant typically has 21 days to file a response, or 60 days if the defendant is the United States or its agencies.
  • Failure to Respond Has No Consequences: There is a misconception that ignoring a summons will not affect the defendant. In reality, failing to respond can lead to a default judgment against them, resulting in the court granting the plaintiff the relief they sought.
  • The Summons Is the End of the Process: Some view the receipt of the summons as the conclusion of their involvement. However, it is just the beginning of a legal process that may involve further filings, hearings, and possibly a trial.
  • The Summons Is Optional: A frequent belief is that responding to a summons is optional. This is incorrect; responding is mandatory to avoid default judgment and other significant legal consequences.
  • The Summons Must Be Filed with the Court: Some individuals may think that the summons needs to be filed with the court after it is served. However, it is actually the proof of service that may need to be filed, rather than the summons itself, depending on specific rules.
  • Only Lawyers Can Handle Summons: Many people assume they need legal representation to respond to a summons. While having a lawyer can be beneficial, individuals can file their responses and motions themselves, known as representing oneself, or pro se representation.
  • Service of Summons Must Be Done Personally: It is a common myth that a summons must be delivered directly to the defendant. In truth, service can also occur through alternative means, such as leaving it at their residence with a suitable person or via designated agents.

Key takeaways

Here are some important points to consider when filling out and using the Summon form:

  • Know the Timeframe: After receiving the summons, defendants have 21 days to respond. If the defendant is a U.S. agency or official, the timeline extends to 60 days.
  • Responding to the Summons: Defendants must serve an answer or a motion to the plaintiff or the plaintiff's attorney, as indicated on the form.
  • Consequences of Non-Response: Failing to respond can result in a default judgment against the defendant, which may grant the plaintiff the relief they seek without further proceedings.
  • Proof of Service: It is essential to document how the summons was served. This includes providing details about the service method and submitting proof if required by the rules.