Homepage Fill Out Your Workers Compensation C 4 Form
Article Structure

The Workers Compensation C-4 form plays a crucial role in the process of obtaining medical treatment for injured workers. Used primarily to request written authorization for special services that exceed $1,000, it ensures that necessary medical treatments align with established Medical Treatment Guidelines. The form prompts healthcare providers to furnish critical information, including patient details, injury specifics, and the requested services. Authorized signatures from attending doctors confirm the legitimacy of the request. Additionally, the form includes sections for insurers to respond, detailing whether a request is granted, denied, or granted without prejudice. Providers must be precise; any omission can lead to delays or denials of crucial treatments. The form emphasizes a clear communication channel with insurers and outlines response timelines to maintain accountability. Ultimately, navigating this form effectively is vital for accessing timely care for injured workers, balancing both their rights and the insurer's requirements.

Workers Compensation C 4 Example

IMPORTANT:

PLEASE READ CAREFULLY THE FOLLOWING INFORMATION FOR DETERMINING HOW TO FIND INSURER/SELF-INSURER CONTACTS

C-4 AUTH, ATTENDING DOCTOR'S REQUEST FOR AUTHORIZATION AND INSURER'S RESPONSE This form requires the name and fax number or email address of the insurer's designated contact listed on the Workers' Compensation Board's website.

Insurer/Self-Insurer's designated contact information is available online at: wcb.ny.gov/attending-doctors-request-authorization

C-4 AUTH (7-18) COVER SHEET

A.

 

 

 

 

ATTENDING DOCTOR'S REQUEST FOR

 

C-4

 

 

 

 

AUTHORIZATION AND INSURER'S RESPONSE

 

 

 

 

 

 

Answer all questions fully on this report

 

 

 

AUTH

WCB Case #:

 

Claim Administrator Claim (Carrier Case) #:

 

Date of Injury/Illness:

 

 

 

 

 

 

 

 

 

Patient's Name:

First

MI

Last

Social Security No.:

Address:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Employer Name:

Number and Street

 

City

State

Zip Code

 

 

 

 

 

 

 

 

 

Address:

 

 

 

Number and Street

City

State

Zip Code

 

Insurer Name:

 

 

 

 

 

Address:

 

 

 

B.

 

 

Number and Street

City

State

Zip Code

Attending Doctor's Name:

 

 

 

 

 

Address:

 

 

 

Number and Street

City

Individual Provider's WCB Authorization No.:

 

 

 

 

 

 

 

 

 

 

 

-

 

 

 

Telephone No.:

 

 

 

 

 

 

 

 

 

 

 

Fax No.:

State

Zip Code

NPI No.:

C.

AUTHORIZATION REQUEST

The undersigned requests written authorization for the following special service(s) costing over $1,000 or requiring pre-authorization pursuant to the Medical Treatment Guidelines. Do NOT use this form for injuries/illnesses involving the Mid and Low Back, Neck, Knee, Shoulder, Carpal Tunnel Syndrome and Non-Acute Pain, except for the treatment/procedures listed below under Medical Treatment Guideline Procedures Requiring Pre-Authorization. Please use the appropriate Medical Treatment Guideline form if any other procedure/test is being requested.

Authorization Requested:

 

 

 

 

 

 

 

 

Insurer Response: if any service

 

 

Diagnostic Tests:

 

 

 

 

 

 

 

 

is denied, explain on reverse.

 

 

 

 

 

 

 

 

 

 

Granted

Granted w/o Prejudice

Denied

Radiology Services (X-Rays, CT Scans, MRI) indicate body part:

 

 

 

Other

 

 

 

 

 

 

 

 

 

Granted

Granted w/o Prejudice

Denied

Therapy (including Post Operative):

 

 

 

 

 

 

 

 

 

 

 

 

Physical Therapy:

 

 

times per week for

weeks

Granted

Granted w/o Prejudice

Denied

 

 

 

 

 

 

 

 

Granted

Granted w/o Prejudice

Denied

Occupational Therapy:

 

 

times per week for

weeks

Other

 

 

 

 

 

 

 

 

 

 

Granted

Granted w/o Prejudice

Denied

Surgery:

 

 

 

 

 

 

 

 

 

 

 

 

Type of Surgery (Describe, include use of hardware/surgical implants)

 

 

 

Granted

Granted w/o Prejudice

Denied

 

 

 

 

 

 

 

 

 

 

 

 

Granted

Granted w/o Prejudice

Denied

Treatment:

Other Granted Granted w/o Prejudice Denied

Medical Treatment Guidelines Procedures Requiring Pre-Authorization (Complete Guideline Reference for each item checked, if necessary. In first box, indicate injury and/or condition: K = Knee, S = Shoulder, B = Mid and Low Back, N = Neck, C = Carpal Tunnel, P = Non-Acute Pain. In remaining boxes, indicate corresponding section of WCB Medical Treatment Guidelines.)

1.

Lumbar Fusions

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.

 

B

 

-

 

E

 

4

 

a

 

 

 

 

 

 

 

.............................................................................

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2. Artificial Disk Replacement

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

 

 

 

 

 

-

 

 

 

 

E

 

 

 

 

 

 

 

 

 

 

 

 

 

 

...........................................................

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3.

Vertebroplasty

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3.

 

 

B

 

-

E

 

7

 

 

a

 

 

 

 

 

i

 

 

................................................................................

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4. Kyphoplasty

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4.

B

 

-

 

E

 

7

 

a

 

 

i

 

 

....................................................................................

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5.

Electrical Bone Growth Stimulators

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5.

 

 

 

 

 

 

-

 

 

E

 

 

 

 

 

a

 

 

 

 

 

 

...............................................

 

 

 

 

 

 

6.

Osteochondral Autograft

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6.

 

K

-

 

D

 

1

 

 

 

 

f

 

 

 

 

 

................................................................

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7. Autologous Chondrocyte Implantation

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7.

 

 

 

K

-

 

D

 

1

 

f

 

 

 

 

 

 

 

.............................................

 

 

 

 

8. Meniscal Allograft Transplantation

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

.................................................

 

 

 

 

 

 

8.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

K

-

 

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9. Knee Arthroplasty (total or partial knee joint replacement)

 

 

 

 

 

 

 

 

 

 

9.

 

 

 

K

-

F

2

 

 

10. Spinal Cord Stimulators

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10.

 

P

 

-

 

 

G

 

1

 

 

 

 

 

 

 

 

 

 

 

.................................................................

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11. Intrathecal Drug Delivery (pain pumps)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

.........................................

 

 

 

11.

 

 

 

P

 

 

-

 

G

 

2

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12. Second or Subsequent Procedure

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

................................................

 

 

 

 

 

 

 

12.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

C-4AUTH (7-18) Page 1 of 2

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

Granted

Granted w/o Prejudice

Denied

C-4AUTH 7-18

D.

STATEMENT OF MEDICAL NECESSITY

Pursuant to 12 NYCRR 325-1.4(a)(1), it is the treating provider's burden to set forth the medical necessity of the special services required. Failure to do so may delay the authorization process. Your explanation of medical necessity must provide the basis for your opinion that the medical care you propose is appropriate for the patient and is medically necessary at this time.

Date of service of supporting medical in WCB Case File:(Attach if not already submitted.)

Pursuant to 12 NYCRR 325.1(a)(3), the treating provider shall submit this form to the Workers' Compensation Board and insurer.

Providers must complete Part A below indicating that the request was sent to the insurer/self-insurer's designated fax or email address (see Board's URL address below*), unless the provider is not equipped to send or receive email or fax (complete "C" below). If the request was also sent to an additional fax or email address provided by the insurer, complete Part B below.

A.Insurer's designated fax # or email address as provided on the Board's website:

B. If the request was also submitted to another fax # or email address provided by the insurer, provide here:

C.I am not equipped to send or receive forms by fax or email. This form was mailed (return receipt requested) on:

If you called the insurer and spoke with an individual, provide the date of the call: and name of person contacted:

*Insurer/self-insurer's designated contact information is available online at: wcb.ny.gov/attending-doctors-request-authorization

Designated contact information not available.

I certify I am making the above request for certification. This request was made to the insurance carrier/self-insurer on: A copy of this form was sent to the Board on the date below.

Provider's Signature:

 

Date:

SELF-INSURED EMPLOYER / INSURER RESPONSE TO AUTHORIZATION REQUEST

Response Time and Notification Required:

The self-insured employer/insurer must respond to the authorization request orally and in writing via email, fax or regular mail with confirmation of delivery within 30 days. The 30 day time period for response begins to run from the completion date of this form if emailed or faxed, or the completion date plus five days if sent via regular mail. The written response shall be on a copy of this form completed by the treating provider seeking authorization and shall clearly state whether the authorization has been granted, granted without prejudice, or denied. Authorization can only be granted without prejudice when the compensation case is controverted or the body part has not yet been accepted(with or without prejudice). Authorization without prejudice shall not be construed as an admission that the condition for which these services are required is compensable or the employer/insurer is liable. The employer/insurer shall not be responsible for the payment of such services until the question of compensability and liability is resolved. Written response must be sent to the treating provider, claimant (patient), claimant's legal counsel, if any, the Workers' Compensation Board and any other parties of interest.

Denial of the Request for Authorization of a Special Service: A denial of authorization of a special service must be based upon and accompanied by a conflicting second opinion rendered by a physician authorized to conduct IMEs, or record review, or qualified medical professional, or a physician authorized to treat workers' compensation claimants. (If authorization is denied in a controverted case, the conflicting second opinion must address medical necessity only.) Failure to file timely the conflicting second opinion will render the denial defective. If denial of an authorization is based upon claimant's failure to attend an IME examination scheduled within the 30 day authorization period, contemporaneous supporting evidence of claimant's failure must be attached.

Failure to Timely Respond to Form C-4 AUTH: The special service(s) for which authorization has been requested will be deemed authorized by Order of the Chair if the self-insured employer/insurer fails to respond within 30 days (35 days if C-4AUTH is mailed with return receipt requested). An Order of the Chair is not subject to an appeal under Section 23 of the Workers' Compensation Law.

REASON FOR DENIAL(S), IF ANY. (ATTACH OR REFERENCE CONFLICTING SECOND MEDICAL OPINION AS EXPLAINED ABOVE.)

Date of service of supporting medical in WCB case file:

I certify that the self-insured employer/insurer telephoned the office of the health care provider listed above within the response time-frame indicated above and advised that the self-insured employer/insurer had either granted or denied approval for the special services for which authorization was sought, as indicated above, on the date below:

and

I certify that copies of this form were emailed, faxed, or mailed to the treating provider, the claimant (patient), the claimant's legal representative, if any, the Workers' Compensation Board and all parties of interest on the date below:

By: (print name)

 

Title:

Signature:

 

 

 

 

Date:

 

C-4AUTH (7-18) Page 2 of 2

www.wcb.ny.gov

REQUEST FOR WRITTEN AUTHORIZATION

IMPORTANT TO ATTENDING DOCTOR

AUTHORIZATION FOR SPECIAL SERVICES IS NOT REQUIRED IN AN EMERGENCY

1.This form is used for a workers' compensation, volunteer firefighters' or volunteer ambulance workers' benefit case to request written authorization for special service(s) costing over $1,000 in a non-emergency situation or requiring pre-authorization pursuant to the Medical Treatment Guidelines.

2.This form must be signed by the attending doctor and must contain her/his authorization number and code letters. Out-of-State medical providers must enter their NPI number. If the patient is hospitalized, it may be signed by a licensed doctor to whom the treatment of the case has been assigned as a member of the attending staff of the hospital.

3.Please ask your patient for his/her WCB case # and the claim administrator claim (carrier case) number and show these numbers on this form. In addition, ask your patient if he/she has retained a representative. If represented, ask for the name and address of the representative.

This request must be sent to the Workers' Compensation Board, and the the workers' compensation insurance carrier, self-insured employer, or Special Fund. If patient is not represented, a copy must be sent to the patient.

4.The attending doctor must submit this form with the Board and on the same day serve a copy on the self-insured employer or the insurer by one of the following methods of service: a) the insurer's designated fax number, b) the insurer's designated email address, or c) by regular mail with confirmation of delivery. The insurer's designated fax and email address can be found at: wcb.ny.gov/attending-doctors-request-authorization. Failure to submit the request to the designated contact identified on the WCB's website may result in your request being denied. If there is no designated contact listed on the WCB website, check the "Designated contact information not available" box which is located at the bottom of Section C of this form.

5.If authorization or denial is not forthcoming within 30 calendar days, (or 35 days if C-4AUTH is mailed return receipt requested), the treatment is deemed authorized and the attending physician may provide the requested treatment.

6.SPECIAL SERVICES - Services for which authorization must be requested are as follows:

Physicians - To engage the services of a specialist, consultant, or a surgeon, or to provide for X-ray examinations or physiotherapeutic or other procedures, or to provide for special diagnostic laboratory tests costing more than $1,000.

Podiatrists - In treating the foot, to provide physiotherapeutic procedures, X-ray examinations, or special diagnostic laboratory tests costing more than $1,000. Chiropractors - In treating a condition as provided in Section 6551 of the Education Law, to engage the services of a specialist, consultant, or a surgeon, or to provide for X-ray examinations or physiotherapeutic or other procedures, or to provide for special diagnostic laboratory tests costing more than $1,000.

Occupational/Physical Therapists - In treating a condition as provided in Article 136 or 156 of the Education Law, in the Workers' Compensation Law, and the Rules of the Chair relative to Occupational/Physical Therapy Practice to provide occupational/physical therapy procedures costing more than $1,000.

Psychologists - Prior authorization for procedures enumerated in section 13-a(5) of the Workers' Compensation Law costing more than $1,000 must be requested from the self-insured employer or insurer. In addition, authorization must be requested for any biofeedback treatments, regardless of the cost, or and special diagnostic laboratory tests which may be performed by psychologists. Where a patient has been referred by an authorized physician to a psychologist for evaluation purposes only and not for treatment, prior authorization must be requested if the cost of consultation exceeds $1,000.

Medical Treatment Guidelines - Lumbar Fusions, Artificial Disk Replacement, Vertebroplasty, Kyphoplasty, Electrical Bone Growth Stimulators, Spinal Cord Stimulators, Osteochondral Autograft, Autologus Chondrocyte Implantation, Meniscal Allograft Transplantation, Knee Arthroplasty (total or partial knee joint replacement), Intrathecal Drug Delivery (pain pumps).

7.If the insurer has checked "GRANTED WITHOUT PREJUDICE" in Section C, the liability for this claim has not yet been determined. This authorization is made pending final determination by the Board. Pursuant to 12 NYCRR § 325-1.4(b)(2), this authorization is limited to the question of medical necessity only and is not an admission that the condition for which the services are required is compensable. This authorization does not represent an acceptance of this claim by the insurer, self-insured employer, employer or Special Fund or guarantee payment for the services authorized. When a decision is rendered regarding liability, you will receive a Notice of Decision by mail. The insurer, self-insured employer, employer or Special Fund will only provide payment for these services if the claim is established and the insurer, self-insured employer, employer or Special Fund is found to be responsible for the claim.

8.It is the attending doctor's burden to set forth the medical necessity of the special services required. Be sure to provide this information in the Statement of Medical Necessity section of this form.

9.HIPAA NOTICE - In order to adjudicate a workers' compensation claim, WCL13-a(4)(a) and 12 NYCRR 325-1.3 require health care providers to regularly file medical reports of treatment with the Board and the insurer or employer. Pursuant to 45 CFR 164.512 these legally required medical reports are exempt from HIPAA's restrictions on disclosure of health information.

ANY PERSON WHO KNOWINGLY AND WITH INTENT TO DEFRAUD PRESENTS, CAUSES TO BE PRESENTED, OR PREPARES WITH KNOWLEDGE OR BELIEF THAT IT WILL BE PRESENTED TO OR BY AN INSURER, OR SELF-INSURER, ANY INFORMATION CONTAINING ANY FALSE MATERIAL STATEMENT OR CONCEALS ANY MATERIAL FACT SHALL BE GUILTY OF A CRIME AND SUBJECT TO SUBSTANTIAL FINES AND IMPRISONMENT.

This form must be served on the insurer/self-insurer's designated contact identified on the Board's website:

www.wcb.ny.gov by fax, email or mailed, return receipt requested. Failure to submit the form to the designated contact identified on the Board's website may result in your request being denied. A copy of the form must also be filed with the Board.

NYS Workers' Compensation Board

PO Box 5205

Binghamton, NY 13902-5205

Email Filing: wcbclaimsfiling@wcb.ny.gov l

Customer Service: (877) 632-4996 l Statewide Fax: (877) 533-0337

C-4AUTH (7-18)

THE WORKERS' COMPENSATION BOARD EMPLOYS AND SERVES PEOPLE WITH DISABILITIES WITHOUT DISCRIMINATION

Form Characteristics

Fact Name Description
Purpose The C-4 form is used to request written authorization for special services related to workers' compensation cases. This includes services costing over $1,000 or requiring pre-authorization.
Necessary Signatures This form must be signed by the attending doctor, who must also provide their authorization number and code letters. Out-of-state providers need to include their NPI number.
Response Time Insurers must respond to requests within 30 days. If the C-4 is sent via regular mail, this period extends to 35 days.
Legal References The C-4 form is governed by New York Workers' Compensation Law. Relevant regulations include 12 NYCRR § 325-1.4.
Authorization Situations Authorization is not required in emergencies, according to the guidelines provided in the form.
Submission Requirements All requests must be submitted to the insurer's designated contact, which can be found on the Workers' Compensation Board's website.
Denial Criteria If a request for authorization is denied, the insurer must provide a conflicting second opinion from a qualified medical professional.
Consequences of Non-response If an insurer fails to respond within the stipulated time frame, the requested treatment is automatically granted.

Guidelines on Utilizing Workers Compensation C 4

Completing the Workers Compensation C-4 form is an important step in the process of requesting authorization for special services related to a worker's compensation claim. Once the form is properly filled out and submitted, it will be reviewed by the relevant parties, and a response will be provided based on the information presented within the form.

  1. Obtain the Required Information: Gather all necessary details, including the patient's name, date of injury, WCB case number, and claim administrator case number.
  2. Patient's Personal Information: Fill in the patient's full name and Social Security number. Add their address, including the number, street, city, state, and zip code.
  3. Employer Information: Input the employer's name and address, ensuring accuracy in the street, city, state, and zip code fields.
  4. Insurer Information: Provide the name and address of the insurer. Ensure to include the street, city, state, and zip code.
  5. Attending Doctor's Information: Enter the name, individual provider’s WCB authorization number, telephone number, and fax number of the attending doctor. Also, include their address and NPI number.
  6. Authorization Request Section: Clearly specify the special service(s) requiring authorization, such as diagnostic tests, therapy, or surgeries.
  7. Justification for Services: Provide a thorough explanation for the medical necessity of the requested services, which supports why the treatment is appropriate for the patient.
  8. Submission Details: Indicate how the form was sent (fax, email, or mail) and provide the designated fax number or email address of the insurer.
  9. Signature: Ensure the doctor signs and dates the form, confirming the submission and request for authorization.
  10. Send the Form: Submit the completed form to the appropriate parties, including the insurer and the Workers' Compensation Board.

What You Should Know About This Form

What is the purpose of the Workers Compensation C-4 form?

The Workers Compensation C-4 form is designed to request written authorization for specific medical services costing over $1,000 in non-emergency situations. This request must be made when specialized medical services are required, as outlined in the Medical Treatment Guidelines. The form should be completed by the attending physician and submitted to the insurer or self-insured employer to facilitate the approval process for necessary medical treatment.

Who needs to fill out the C-4 form?

The C-4 form must be filled out by the attending physician responsible for the patient's care. It requires the doctor's details, such as their name, contact information, and practicing credentials, in order to process the authorization request. If the patient is hospitalized, a licensed attending physician can sign the form in the place of the primary attending doctor.

How do I submit the C-4 form?

The form can be submitted by either fax, email, or regular mail, depending on the capabilities of the sending provider. It's important to identify and use the insurer's designated contact information found on the Workers' Compensation Board's website. If the designated contact is not available, that must be indicated on the form to avoid a denial based on submission errors.

What happens if the insurer does not respond to the C-4 form within 30 days?

If the insurer fails to respond within 30 calendar days (or 35 days if sent via mail with return receipt requested), the requested medical services will be deemed authorized. This means the attending physician may proceed with the treatment, without needing further approval from the insurer. It’s crucial for patients and providers to keep track of submission dates to ensure compliance with these timelines.

What should I do if the authorization request is denied?

If the authorization request for the services is denied, the denial must be accompanied by a conflicting medical opinion provided by an authorized physician. This second opinion should specifically address the medical necessity of the proposed services. If the request is denied based on the claimant's non-compliance—such as not attending a scheduled Independent Medical Examination (IME)—that evidence must be attached to the denial to clarify the rationale behind the insurer's decision.

Common mistakes

When filling out the Workers' Compensation C-4 form, one common mistake is failing to check the insurer's designated contact information. It is crucial to provide the correct name and fax number or email address listed on the Workers' Compensation Board's website. Omitting this information can lead to delays or denial of the request. Providers must ensure that they have the most current contact details before submitting the form.

Another frequent error is incomplete information in the authorization request section. This part of the form requires a clear explanation of the medical services being requested. Providers often neglect to detail every service or test, which can lead to confusion and potentially result in a denial. Ensuring that all services are specified can help streamline the authorization process.

Furthermore, some attendees overlook the need to establish medical necessity clearly. The Statement of Medical Necessity is a critical component that must provide adequate justification for the requested services. If this section is vague or lacks sufficient detail, it might delay the authorization process or prompt a request for additional information.

Additionally, failing to submit the form through the appropriate channels is a common mistake. The C-4 form must be sent to the insurer's designated contact via fax, email, or regular mail. If the request goes to the wrong contact, it could lead to unnecessary delays or a complete denial of authorization.

Lastly, neglecting to keep records of the submission can pose a challenge. It's important to document the date of submission and the method used to send the form. This information can be vital in follow-ups. If there is a need to prove that the request was made in a timely manner, having a record will save effort and confusion. Proper documentation supports the claim and helps ensure a smooth authorization process.

Documents used along the form

The Workers Compensation C-4 form is crucial for requesting authorization for special medical services. However, several other documents often accompany this form during the authorization process. Here are four essential documents used in conjunction with the C-4 form.

  • WCB Form C-3: This is the Employee Claim Form. It details the employee's injury, including how it happened and when. It serves as the initial claim and helps the insurer understand the context of the injury.
  • WCB Form C-2: The Employer's Report of Work-Related Injury. This form is completed by the employer to provide their perspective on the injury. It includes information about the employee's job duties and the circumstances surrounding the incident.
  • WCB Form C-8: This is the Notice of Compensation Payable. It is issued by the insurer to inform the employee about the approval of their claim and the compensation awarded. The form helps clarify the benefits the injured party can expect.
  • WCB Form M-1: The Medical Treatment Guidelines. This document outlines the standards for medical treatments approved for workers' compensation cases. It aids healthcare providers in understanding what services require pre-authorization.

Understanding these accompanying forms can facilitate a smoother workers' compensation process. Each plays a pivotal role in ensuring that injured workers receive the necessary support and that all parties have accurate information.

Similar forms

  • Form C-3: This form is a claim for workers' compensation benefits. Like the C-4 form, it collects detailed information about the employee’s injury and medical treatment history, serving as a critical part of the claims process.
  • Form C-5: The C-5 requests for medical treatment authorization. Similar to the C-4, it seeks approval for medical services, ensuring that necessary treatments receive timely funding.
  • Form C-7: This form appeals a denial for benefits or medical services. Much like the C-4, it demands thorough documentation of support for the request, showcasing the need for transparency in the claims process.
  • Form C-8: It requests a change in medical provider. Similar to the C-4, it requires justification for the request, ensuring that the insurer verifies the new provider's qualifications and appropriateness.
  • Form C-11: This form serves as a notice of change in a claimant's condition. It's akin to the C-4 in that it communicates essential updates to the insurer regarding the medical situation of the claimant.
  • Form C-28: This is used to report a change in a claimant's employment status. Similar to the C-4, it informs the insurer of significant developments that impact the ongoing claim.
  • Form C-257: It requests reimbursement for medical expenses. Comparable to the C-4, this form emphasizes the need for proper documentation and clear lines of communication between the claimant and the insurer.

Dos and Don'ts

When filling out the Workers Compensation C-4 form, there are several important guidelines to follow. Below is a list of ten dos and don’ts to ensure the process runs smoothly.

  • Do provide the full name and contact information for the insurer's designated contact.
  • Don’t leave any questions unanswered on the form. Filling out all sections thoroughly is crucial.
  • Do ensure that the form is signed by the attending doctor, including any required authorization numbers.
  • Don’t use this form for specific injuries that require different documentation, such as those involving the back or neck.
  • Do request written authorization for services costing over $1,000 in a timely manner.
  • Don’t send the form to the wrong contact. Always verify the insurer’s designated contact information.
  • Do attach supporting medical documents to the form if needed, especially for the statement of medical necessity.
  • Don’t forget to keep copies of the submitted form for your records.
  • Do submit the form via the recommended method: fax, email, or certified mail.
  • Don’t ignore the deadlines for responses; timely follow-ups can prevent delays in authorization.

Misconceptions

Understanding the Workers Compensation C 4 form is crucial, yet many misconceptions often lead to confusion. Here’s a comprehensive list of common misunderstandings regarding this important document:

  • Misconception 1: The C 4 form is only for serious injuries.
  • This form is not limited to severe injuries. It applies to any injuries or illnesses requiring treatment over $1,000 or pre-authorization, regardless of severity.

  • Misconception 2: All medical requests must be made using this form.
  • Not every medical request requires the C 4 form. It is specifically for "special services" that exceed $1,000 or necessitate prior approval according to Medical Treatment Guidelines.

  • Misconception 3: Submitting the form guarantees approval for requested services.
  • Submitting the C 4 form does not assure authorization. Approval is contingent upon the insurer’s review and determination of medical necessity.

  • Misconception 4: Authorization without prejudice means the insurer accepts the claim.
  • Authorization "without prejudice" indicates that the case's liability is not yet confirmed. It does not imply the insurer accepts responsibility for payment.

  • Misconception 5: A verbal agreement with the insurer is sufficient authorization.
  • A verbal agreement does not fulfill the requirements. The written authorization must be formalized through the completion and submission of the C 4 form.

  • Misconception 6: Only the attending doctor can submit the C 4 form.
  • While it's typically the attending doctor’s responsibility, other authorized healthcare providers may also submit it, provided they meet specific identification requirements.

  • Misconception 7: Waiting for a response is necessary before treatment can begin.
  • If no response occurs within 30 days (or 35 days if mailed), the treatment is deemed authorized, and the doctor can proceed.

  • Misconception 8: The form can be sent to any fax or email address.
  • The C 4 form must be sent to the insurer or self-insurer's designated contact listed on the Workers' Compensation Board's website to avoid denial of the request.

  • Misconception 9: A signature from the treating physician is unnecessary.
  • The form must be signed by the attending doctor and include their authorization number. This signature validates the request.

  • Misconception 10: All medical procedures require prior authorization.
  • Emergency procedures do not require prior authorization using the C 4 form. The form is specifically designed for non-emergency situations involving significant costs.

Clarifying these misconceptions can help streamline the process for both providers and patients, ensuring that necessary treatments proceed without unnecessary delays.

Key takeaways

Filling out the Workers Compensation C-4 form can be a straightforward process, but there are several important points to keep in mind. Here are some key takeaways to help you navigate this essential documentation.

  • Use Accurate Contact Information: Ensure you have the proper email address or fax number for the insurer's designated contact. This information can be found on the Workers’ Compensation Board’s website.
  • Complete All Sections: Fill out every section of the form completely and accurately. Missing information can lead to delays or denials.
  • Authorization for Special Services: This form is specifically for requesting authorization for special services that cost over $1,000 or require pre-authorization as defined by the Medical Treatment Guidelines.
  • Emergency Situations: Remember, authorization isn't needed in an emergency. You can treat the patient without waiting for the go-ahead.
  • Medical Necessity: Clearly explain the medical necessity for the requested services. This is crucial to avoid delays in the approval process.
  • Timely Submission: Submit the completed form on the same day it’s filled out. Send it to both the Workers’ Compensation Board and the insurer or self-insured employer.
  • Response Timeframe: Insurers have 30 days to respond to your request. If they fail to do so, you are authorized to proceed with the treatment.
  • Denial Procedures: Should the insurer deny your request, they must provide conflicting medical evidence. Ensure you attach any necessary documentation for a solid appeal.
  • Importance of Retaining Copies: Keep copies of the submitted form for your records. This is important in case you need to reference it later.

By following these guidelines, you'll be better prepared to navigate the workers' compensation claims process. Good luck!